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Senior Director, MAP Equity & Capital Formation

Financial Industry Regulatory Authority, Inc.

FINRA’s Director, MAP, Equity, Retail, & Capital Formation in San Francisco leads the staff and oversees the membership application process, ensuring risk-based decisions and regulatory alignment across new and continuing applications. The role requires a Bachelor's in Finance/Accounting/Business and at least 10 years of regulatory experience with 2+ years in people leadership; SIE certification is required on hire or within 16 months. #J-18808-Ljbffr Financial Industry Regulatory Authority, Inc.

Vacancy posted 4 days ago
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