Trading Compliance Advisory | Hedge Fund
OCR Alpha
OCR is partnering with a leading global investment manager that is looking to add an experienced Trading Compliance Advisory professional to its growing team in New York. About the Role This is a genuine front-office advisory role, working closely with portfolio managers, traders and quantitative investment teams across a range of systematic and macro strategies. You'll advise on trading activity, market structure and regulatory matters, while partnering with the business on new products, trading venues, technology initiatives and strategic projects. Responsibilities Systematic, quantitative and macro trading strategies Front-office compliance advisory Market structure and exchange rules New trading strategies, products and technology Trade surveillance, regulatory change and control room matters A highly collaborative, fast-paced investment environment Qualifications We're keen to speak with candidates from hedge funds, proprietary trading firms, market makers or investment banks with experience supporting trading businesses from a compliance advisory perspective. Pay range and compensation package The expected salary range for this role is based on factors such as experience, qualifications, education, location, and skill level. Additionally, this role may be eligible for discretionary incentive compensation. #J-18808-Ljbffr OCR Alpha
$200k - $300k
...Category: Institutional Trading, Executive,... ...Research, Sales, and M&A Advisory—to develop and expand... ...optimizing execution timing.Hedging & Risk Mitigation: Implement... ...event-driven hedge funds, merger arbitrage... ...functions—including Legal, Compliance, Market Risk, Credit...SuggestedFull timeLocal area$200k
A world-leading hedge fund is looking to make an exciting Compliance Officer hire into their New York office. The firm have had exceptional performance... ...hire a Compliance Officer to assist primarily with trading and advisory, across all their asset classes. Reporting...SuggestedWork at office- ...Position Overview A leading multi-strategy hedge fund is seeking a senior professional to... ...gatekeeper dynamics to unlock access to advisory channels. Drive strategic engagement... ...with Portfolio Managers, Research, Legal/Compliance, and Investor Relations to ensure...SuggestedWork at office
- ...prevents, detects and mitigates compliance, regulatory and reputational... ...law, accounting, sales, and trading. We look for those who... ...in alternative strategies (hedge fund, private credit, private equity... ...operations and sales personnel in an advisory and implementation capacity...Suggested
$109k - $224k
...an unsurpassed range of real estate advisory services including merger and acquisitions... ..., IPO, REIT tax structuring and compliance, executive compensation, master... ...institutions, investment banks, opportunity funds, insurance companies, hedge funds, pension advisors and owners/...SuggestedFull time$150k - $225k
...assets platform spans trading, investment banking, asset... ...support the legal and compliance functions of Galaxy... ...management of private funds to the investments pursuant... ...venture-style investments, hedge funds and other active... ..., limited partner advisory committee (LPAC) management...Local areaFlexible hours- ...express views on real-world events by trading on outcomes across politics, economics,... ...vectors for Polymarket. Market-makers, hedge funds, trading desks, and sophisticated financial... ..., work closely with legal and compliance to keep things moving, and be the face...
$95k - $190k
Morgan Stanley Fund Services Established in 2004, Morgan Stanley... ...billion in assets across 350+ hedge funds, private equity and large... ...and clients to resolve daily trade and accounting breaksPreparing... ...closing procedures and ensuring compliance with established accounting...Contract workTemporary workWork at office- ...to drive new client acquisition across hedge funds. This is a 100% hunting role focused on... ...groups across PMs, analysts, data science, compliance, and procurement Manage evaluations... ...investment-grade intelligence used in trading workflows in hedge funds. We partner...Visa sponsorshipFlexible hours
$142.6k - $261.5k
...operational efficiency and compliance alignment. Your deep technical... ...projects across trading, compliance, portfolio management... ...company Experience working in a Hedge Fund, Wealth/Asset Management company... ...clients. #J-18808-Ljbffr Ernst & Young Advisory Services Sdn BhdWork experience placementSummer holidayFlexible hours- StoneX Group is seeking an AML Advisory Team Lead in New York to oversee the AML Program across BD Securities and Wealth Management. You will guide CIP/KYC/CDD processes, perform EDD reviews, and liaise with front office and regulators on complex cases. Candidates should...
$125k - $175k
...world's leading provider of real-time trading, portfolio and risk management solutions... ...from every group (trading desk, IT, COO, compliance) Maximize revenue opportunities for... ..., EMEA, and Asia Pacific including hedge funds, traditional asset managers, pension funds...Full timeWorldwideAfternoon shift$200k - $300k
Hudson River Trading is hiring a Commodities Risk Manager for our NYC office. You will be... ...appropriately control market, operational, funding and liquidity risk without disrupting... ...covering commodities in an investment bank, hedge fund, or asset managerStrong understanding...Work at officeLocal areaImmediate start- Global Compliance Our division prevents, detects and mitigates compliance... ...law, accounting, sales, and trading. We look for those who... ...in alternative strategies (hedge fund, private credit, private equity... ...and sales personnel in an advisory and implementation capacity...Full timeTemporary workWork at office
$129.84k - $194.76k
...covering a portfolio of alternative asset managers, including hedge funds and private markets-focused funds. In this role, you will serve... ...of material transactions — that clearly articulate risk/return trade-offs for senior stakeholders.Assess transaction risk across a full...Full timeWork at officeLocal areaRemote work$200k - $300k
...00.00Category: Institutional Trading, Executive, MarketsCompany: CitiThe... ...market impact, and enhance hedging effectiveness across trading... ...control functions (Legal, Compliance, Market and Credit Risk, Audit... ...within a bank, Hedge Fund, or Asset Manager.Direct Central...Full time$70k - $160k
...the Analyst level to join our Fund Accounting team. The ideal candidate... ...public accounting or private hedge fund experience and thrive in... ...legal entities related to trading revenues and expensesPerform detailed... ...accuracy, completeness, and compliance with applicable accounting...Work at office- Our client, a rapidly expanding, global multi-strategy Hedge Fund, are looking to make a Risk Manager hire specific to their US Front Office. The hire will take ownership for flagship US trading strategies - the position (front office headcount) sits with high profile US...
$225k - $275k
...You’ll Be Doing:As Executive Director , Trading Credit Risk, you will be a senior... ...trading and financing activities involving hedge funds, private capital firms, and institutional... ..., and monitor risk while ensuring compliance with CIBC policies and maintaining a prudent...Full timeRemote workFlexible hoursShift work3 days per week$150k - $250k
At FundApps, we’re on a mission to make compliance simple for some of the world’s biggest financial institution... ...on winning and expanding partnerships with hedge funds, asset managers, global banks, broker-dealers and trading firms.You’ll own the full sales cycle for...Work at officeFlexible hours2 days per week3 days per week- TD Securities (US) Compliance is seeking a Director to join the Equities Compliance Advisory team in New York. The role requires extensive compliance advisory experience for equities sales and trading, including high-touch and electronic trading platforms, with strong knowledge...
- Anonymous seeks an Equities Compliance Officer at Director level to lead regulatory advisory for its Equity Sales & Trading business in New York. The role requires deep regulatory expertise and the ability to shape the firm's compliance program. You will advise front-office...
$110k - $140k
Credit Risk (Hedge Fund), Associate, New YorkDivisional Overview:The Risk Division is a team of specialists... ..., monitoring market risks associated with trading activities, or offering analytical and regulatory compliance support, our work contributes directly to the firm...Full timeTemporary workPart time$225k - $275k
...accountable to the Senior Director, NBFI Trading, Trading Credit Risk for the overall management... ...facilities covering private credit funds under Non-bank Financials, and may also extend... ...to a broad range of entities, including hedge funds, funds/SPVs, pensions, insurance...Full time- ...agreements globally, ensuring regulatory compliance across specific trading products and jurisdictions, while... ...and calls to provide regulatory advisory and rule interpretation, leveraging... ...Account Control Agreements with hedge funds and registered funds is a plus, but...Contract workWork at officeWork from homeFlexible hours
- Chief Operating Officer — NY Proprietary Trading Firm Help a NY-based proprietary trading firm build out a hedge fund business on top of their existing operation — without... ...ll own: Register a broker-dealer and lead BD compliance Onboard a secondary clearer and strengthen...Local area
$175k - $225k
...commodities portfoliosPartner with trading, operations, and... ...guidance and business supportEnsure compliance with GAAP, IFRS, internal accounting... ...10+ years private with fund accounting experience supporting... ...experiencePrevious experience in a hedge fund, asset management firm,...Work at office$110k - $140k
...Credit Risk (Hedge Fund), Associate, New York The Risk Division is a team of specialists charged with managing... ..., monitoring market risks associated with trading activities, or offering analytical and regulatory compliance support, our work contributes directly to the firm...Full timeTemporary workPart time- ...VAST Data is seeking a Global Head of Hedge Fund Strategy & Partnerships to build and lead our hedge fund practice worldwide. This is... ...across quantitative funds, multi-strategy platforms, systematic trading firms, discretionary funds, and the broader financial technology...Worldwide
$200k - $300k
...00.00Category: Institutional Trading, Executive, MarketsCompany: CitiWe... ...market impact, and enhance hedging effectiveness across trading... ...delta-one products, ensuring compliance with firm-level capital... ...preferably within a bank, Hedge Fund, or Asset Manager.Demonstrated...Full time
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Trading Compliance Advisory | Hedge Fund. Be the first to apply!
- corporate compliance New York, NY
- code compliance New York, NY
- compliance audit New York, NY
- regulatory compliance analyst New York, NY
- regulatory affairs part time New York, NY
- compliance team leader New York, NY
- health compliance New York, NY
- finance compliance New York, NY
- dot compliance New York, NY
- regulatory affairs assistant New York, NY



