Senior Compliance Specialist - Investment Adviser (Hybrid)
Marsh
Marsh in New York is seeking a Senior Compliance Specialist to support MMA Retirement & Wealth with compliance programs. You will monitor, research, train, and assist in managing risk across advisory and broker-dealer activities. This role requires a bachelor’s degree and 3–5 years in SEC/FINRA compliance, plus the ability to obtain a Series 6 or 7 license within a year. Hybrid work with some remote flexibility and three days in the office weekly. Competitive rewards and growth opportunities. #J-18808-Ljbffr Marsh
Vacancy posted 22 hours ago
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