Regulatory Compliance & Testing Analyst
$89k - $157kGoldman Sachs Group, Inc.
A leading global financial services firm is seeking a compliance professional to support testing efforts and assess risks related to compliance regulations. The ideal candidate will have at least three years of experience in compliance or auditing roles, with strong analytical and communication skills. In this position, the candidate will execute testing processes and collaborate globally to identify compliance risks. Salary range for this New York-based position is $89,000 - $157,000 annually. #J-18808-Ljbffr Goldman Sachs Group, Inc.
$72.28k - $117.52k
...role. Line of Business: Compliance Job Description: Why... ...S. Compliance Monitoring and Testing Team Summary: U.S. Compliance... ...and controls related to regulatory compliance within business units... ...The Senior Compliance Testing Analyst is responsible for executing...SuggestedWork experience placementWork at officeLocal areaWork from homeFlexible hours- ...are seeking a mid-level Monitoring & Testing Analyst to support and execute our global monitoring... ...and jurisdictions, helping to ensure regulatory, policy, and control requirements are... ...someone with hands-on experience in compliance, risk, or audit who is ready to take...Suggested
- ...A consulting firm in financial services is seeking Analysts to test mortgage complaints and UDAAP related issues for key banking clients. This remote position requires 5+ years of mortgage customer service experience and a Bachelor's degree. Ideal candidates will have...SuggestedRemote work
$76k - $126k
...everything from global payments and compliance to multi-currency and... ...confidence. Role Summery The QA Analyst is responsible for ensuring the quality, accuracy, and regulatory compliance of AML... ...expectations). Perform QA testing across additional compliance...SuggestedFull timeWorldwide- ...financial services firm based in New York City, is seeking a KYC/AML Compliance Consultant to support its Compliance team on a contract basis.... ...will assist with client onboarding, due diligence reviews, regulatory compliance initiatives, and financial crime prevention efforts...SuggestedContract work
- ...Gainwell Technologies is seeking a Provider Enrollment Analyst to support provider enrollment and revalidation operations for Medicaid... ...role is vital for ensuring provider data accuracy and regulatory compliance related to evolving healthcare requirements. The ideal candidate...Remote workFlexible hours
$100k - $115k
...AON is seeking an Investment Banking Analyst in New York City. The ideal candidate will possess 0-2 years of relevant experience... ...fields such as Finance or Economics. The role involves managing regulatory compliance and conducting audits, with an emphasis on strong analytical...$80k - $95k
...CareCentrix is seeking an Analyst III to monitor and analyze federal and state laws affecting our government programs, including Medicare Advantage and Managed Medicaid. This role ensures compliance through thorough audits and supports operational compliance by driving...$94k - $127k
...role, you will oversee the Swap Dealer Compliance Program, ensure adherence to CFTC, NFA,... ...on compliance enhancements, respond to regulatory inquiries, manage non-compliance incidents... ...the annual NFA Questionnaire and develop testing for internal controls. Strong communication...Local area- ...products OKX, OKX Wallet, OKLink and more. About The Opportunity The Compliance function at OKX is responsible for the overall compliance... ...problem solvers who advise the business on the company's regulatory obligations and enterprise risk. We’re looking for a high-performing...
$115k - $135k
...detail-oriented and proactive Junior Compliance Analyst to join its New York-based Legal and Compliance... ...contributing to systems enhancements, testing, process documentation, and policy... ...to firm requirements Coordinate regulatory filings with the Federal Reserve, including...- ...support Brand Partners across all 50 states, we're seeking a Senior Compliance Analyst to ensure our legal framework remains bulletproof as we grow. This role sits at the intersection of healthcare law, regulatory compliance, and rapid business growth. You'll work directly...Remote workFlexible hours
- ...Hybrid Role Senior Business Data Analyst – GRC Compliance Controls, CRA Testing & Data Mapping Role Summary: We are seeking an experienced Business Data... ...support Partner with business stakeholders to translate regulatory, compliance, and operational requirements into...
$100k
...Salary: $100,000 Job Overview - Compliance Analyst (Investment Management) Compensation... ...York, NY for our client, supporting regulatory compliance and monitoring activities... ...including ADV, 13F, and PF. Monitoring & Testing: Review marketing, personal trading,...Permanent employmentWork at officeMonday to Friday$86.3k - $116.53k
...goals. In short, We Enable Possibility℠. Position Summary: The Compliance Analyst will report directly to Vice President, Compliance. The Compliance Analyst is responsible for providing regulatory and compliance support for the consumer product business units which...Temporary workWork at officeRemote workHome office- ...Job Description: Seeking for Corporate Compliance Analyst to support its global Corporate Compliance team onsite at the iconic in... ...Qualifications * Experience within corporate compliance, regulatory compliance, compliance operations, or related financial...Worldwide
- ...seeking a dedicated and detail-oriented Compliance Analyst to join their team. As a Compliance... ...and execute detailed User Acceptance Testing (UAT) test cases and scripts based on... ...reconciliation across various datasets to ensure regulatory compliance Develop and maintain...Weekly payTemporary workFlexible hours
- ...functions and supervise U.S. entities. The Regulatory Compliance Department ("RCD") provides support to... ...related advice, monitoring, self-testing, and reporting in order to reduce regulatory... ...Role Overview The Compliance Analyst is responsible for identifying and...Temporary workWork at officeWork from homeFlexible hours2 days per week
- ...Invest is in search of a Brokerage and Compliance Analyst to assist in the day to day Brokerage... ...management, Clearance/Settlement and Regulatory Compliance Conduct daily Operational... ...including periodic reviews and sampling/testing as part of Firm's Supervisory control...
$70k - $160k
...Compliance Analyst The Compliance Department at Millennium serves to adopt, implement, and... ...processes, systems, controls, surveillance, testing and reporting, which is designed to... ...of applicable laws, rules and regulatory requirements and Firm policies. As...- ...Our client in the finance industry is seeking an AML Compliance Analyst to join their team. As an AML Compliance Analyst, you will be part... ...reviews of new customers to ensure compliance with AML/KYC regulatory requirements. Perform in-depth analysis and investigation...Work at officeRemote work
- ...AVP COMPLIANCE ANALYST - HMDA/CRA Corporate Title: Assistant Vice President Department: Compliance... ...public files, performing periodic testing for branch compliance, preparing... ...including updating programs as HMDA/CRA regulatory changes occur. Provides quarterly HMDA...Bank staff
$75k - $85k
...April 30, 2026. Position The Compliance Analyst will support the Rockefeller Global Investment... ...s Compliance program, with a focus on testing and monitoring. Responsibilities will... ...and key risk metrics Support regulatory filings activities, including Form ADV...Work at officeLocal area$110k - $130k
...What you'll do day-to-day Prepare regulatory filings, collaborate with compliance staff to support the firm's business units, design and review automated compliance monitoring reports, and ensure adherence to compliance policies. Work on long-term projects...Hourly pay$26 - $41 per hour
...Amazon is seeking a Trade Compliance Analyst to ensure compliant movement of goods across borders. This role involves classifying products... ...collaborating with internal and external stakeholders to ensure regulatory compliance. The ideal candidate will have a Bachelor's...Hourly payRemote work$32.61 per hour
...Overview We are seeking a detail-oriented Supply Chain Compliance Analyst II to support pharmaceutical traceability and regulatory compliance under the Drug Supply Chain Security Act (DSCSA) . This role focuses on investigating and resolving product tracking exceptions...Hourly payPermanent employmentFull timeContract workRemote workMonday to Friday$100k - $130k
Neara is seeking a Compliance Analyst for its Client Services department in New York City. The role focuses on conducting transaction monitoring, delivering regulatory compliance, and managing KYB reviews within a dynamic work environment. Candidates should possess 3-5...- Job Title: IT Compliance Analyst Location: Tempe, AZ Division: Operations Department: IT Operations... ...to ensure full alignment on all IT regulatory compliance issues and be the primary... ...IT teams - Assist in the evaluation, testing, and assurance criteria for security...Remote work
$55k - $80k
...bottom line - all with Accrue. About The Role We’re seeking a Compliance Analyst to join our team and play a key role in monitoring... ...and documentation for compliance with internal policies and regulatory requirements. Maintain accurate and timely records of investigations...Full timeWork at office$110k - $130k
Join to apply for the Compliance Analyst role at The D. E. Shaw Group OVERVIEW The D. E. Shaw group seeks an analyst to work closely with... ...business activities are conducted in strict accordance with regulatory requirements. This position offers the opportunity for broad...
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Regulatory Compliance & Testing Analyst. Be the first to apply!
- financial compliance analyst New York, NY
- quality compliance specialist New York, NY
- coding compliance specialist New York, NY
- regulatory affairs specialist New York, NY
- regulatory compliance associate New York, NY
- human resources compliance specialist New York, NY
- hr compliance coordinator New York, NY
- compliance business analyst New York, NY
- regulatory compliance analyst New York, NY
- senior compliance officer New York, NY



