Regulatory Compliance & Testing Analyst
$89k - $157kGoldman Sachs Group, Inc.
A leading global financial services firm is seeking a compliance professional to support testing efforts and assess risks related to compliance regulations. The ideal candidate will have at least three years of experience in compliance or auditing roles, with strong analytical and communication skills. In this position, the candidate will execute testing processes and collaborate globally to identify compliance risks. Salary range for this New York-based position is $89,000 - $157,000 annually. #J-18808-Ljbffr Goldman Sachs Group, Inc.
- ...are seeking a mid-level Monitoring & Testing Analyst to support and execute our global monitoring... ...and jurisdictions, helping to ensure regulatory, policy, and control requirements are... ...someone with hands-on experience in compliance, risk, or audit who is ready to take...Suggested
- ...A consulting firm in financial services is seeking Analysts to test mortgage complaints and UDAAP related issues for key banking clients. This remote position requires 5+ years of mortgage customer service experience and a Bachelor's degree. Ideal candidates will have...SuggestedRemote work
$76k - $126k
...everything from global payments and compliance to multi-currency and... ...confidence. Role Summery The QA Analyst is responsible for ensuring the quality, accuracy, and regulatory compliance of AML... ...expectations). Perform QA testing across additional compliance...SuggestedFull timeWorldwide$94k - $127k
...role, you will oversee the Swap Dealer Compliance Program, ensure adherence to CFTC, NFA,... ...on compliance enhancements, respond to regulatory inquiries, manage non-compliance incidents... ...the annual NFA Questionnaire and develop testing for internal controls. Strong communication...SuggestedLocal area- ...products OKX, OKX Wallet, OKLink and more. About The Opportunity The Compliance function at OKX is responsible for the overall compliance... ...problem solvers who advise the business on the company's regulatory obligations and enterprise risk. We’re looking for a high-performing...Suggested
- ...support Brand Partners across all 50 states, we're seeking a Senior Compliance Analyst to ensure our legal framework remains bulletproof as we grow. This role sits at the intersection of healthcare law, regulatory compliance, and rapid business growth. You'll work directly...Remote workFlexible hours
$35 - $40 per hour
...Job Title: Compliance Analyst Location: New York , NY Pay Range : $35/hr - $40/hr Job Description: Seeking for Corporate Compliance... ...Qualifications • Experience within corporate compliance, regulatory compliance, compliance operations, or related financial...Worldwide- ...Invest is in search of a Brokerage and Compliance Analyst to assist in the day to day Brokerage... ...management, Clearance/Settlement and Regulatory Compliance Conduct daily Operational... ...including periodic reviews and sampling/testing as part of Firm's Supervisory control...
$86.3k - $116.53k
...goals. In short, We Enable Possibility℠. Position Summary: The Compliance Analyst will report directly to Vice President, Compliance. The Compliance Analyst is responsible for providing regulatory and compliance support for the consumer product business units which...Temporary workWork at officeRemote workHome office$115k - $135k
...Compliance Analyst New York Soros Fund Management LLC (SFM) is a global asset manager and... ...contributing to systems enhancements, testing, process documentation, and policy development... ...to firm requirements Coordinate regulatory filings with the Federal Reserve,...Permanent employmentWork at office$100k
...Salary: $100,000 Job Overview - Compliance Analyst (Investment Management) Compensation... ...York, NY for our client, supporting regulatory compliance and monitoring activities... ...including ADV, 13F, and PF. Monitoring & Testing: Review marketing, personal trading,...Permanent employmentWork at officeMonday to Friday- ...functions and supervise U.S. entities. The Regulatory Compliance Department ("RCD") provides support to... ...related advice, monitoring, self-testing, and reporting in order to reduce regulatory... ...Role Overview The Compliance Analyst is responsible for identifying and...Temporary workWork at officeWork from homeFlexible hours2 days per week
$80k - $90k
...spirit and creativity. We are seeking a Compliance Analyst to join Greystone. The role will... ...executing a compliance monitoring and testing program. The Compliance Analyst will also... ...monitoring to ensure adherence to regulatory requirements, specifically covering adverse...$70k - $160k
...Compliance Analyst The Compliance Department at Millennium serves to adopt, implement, and... ...processes, systems, controls, surveillance, testing and reporting, which is designed to... ...of applicable laws, rules and regulatory requirements and Firm policies. As...$110k - $130k
...What you'll do day-to-day Prepare regulatory filings, collaborate with compliance staff to support the firm's business units, design and review automated compliance monitoring reports, and ensure adherence to compliance policies. Work on long-term projects...Hourly pay- ...Hybrid Role Senior Business Data Analyst - GRC Compliance Controls, CRA Testing & Data Mapping Support Role Summary We are seeking an experienced Business... ...• Partner with business stakeholders to translate regulatory, compliance, and operational requirements into...
- ...AVP COMPLIANCE ANALYST - HMDA/CRA Corporate Title: Assistant Vice President Department: Compliance... ...public files, performing periodic testing for branch compliance, preparing... ...including updating programs as HMDA/CRA regulatory changes occur. Provides quarterly HMDA...Bank staff
$130k - $150k
...Compliance Analyst We are seeking a highly detail-oriented Compliance Analyst to ensure our operations remain at the forefront of regulatory excellence. This dual-entity role is critical to maintaining the integrity of our regulated marketplace. You will support the...Contract work$130k - $150k
...Compliance Analyst Bullish is an institutionally focused global digital asset platform that... ...operations remain at the forefront of regulatory excellence. This dual-entity role is critical... ...the compliance-driven development and testing of default management procedures,...Contract work$75k - $85k
...April 30, 2026. Position The Compliance Analyst will support the Rockefeller Global Investment... ...s Compliance program, with a focus on testing and monitoring. Responsibilities will... ...and key risk metrics Support regulatory filings activities, including Form ADV...Work at officeLocal area$26 - $41 per hour
...Amazon is seeking a Trade Compliance Analyst to ensure compliant movement of goods across borders. This role involves classifying products... ...collaborating with internal and external stakeholders to ensure regulatory compliance. The ideal candidate will have a Bachelor's...Hourly payRemote work$110k - $130k
Join to apply for the Compliance Analyst role at The D. E. Shaw Group OVERVIEW The D. E. Shaw group seeks an analyst to work closely with... ...business activities are conducted in strict accordance with regulatory requirements. This position offers the opportunity for broad...$55k - $80k
...bottom line - all with Accrue. About The Role We’re seeking a Compliance Analyst to join our team and play a key role in monitoring... ...and documentation for compliance with internal policies and regulatory requirements. Maintain accurate and timely records of investigations...Full timeWork at office$75k - $100k
...a proprietary trading firm based in New York, is seeking a Compliance Analyst to join its compliance team. The successful candidate will be... ...monitoring trading activities, training staff, and ensuring regulatory compliance. Ideal applicants should possess a Bachelor’s degree...$100k - $130k
Neara is seeking a Compliance Analyst for its Client Services department in New York City. The role focuses on conducting transaction monitoring, delivering regulatory compliance, and managing KYB reviews within a dynamic work environment. Candidates should possess 3-5...$36 per hour
GovCloud Compliance Analyst (Cloud Controls & Audit) — E-level Seeking a GovCloud Compliance Analyst (Cloud Controls & Audit) Remote on EST... ...Position summary The GovCloud Compliance Analyst supports regulatory compliance and audit readiness for our GovCloud environments...Hourly payPermanent employmentRemote work- ...a leading asset manager, is seeking a Compliance Analyst to join its team in New York. This is... ...external and internal communications meet regulatory requirements and firm policies. The... ...and communications Perform periodic testing and monitoring of marketing practices...
- A leading financial services organization in New York is seeking a Compliance Analyst to support the Registrations program. The candidate will need to demonstrate attention to detail and strong communication skills, along with a proactive approach to problem-solving. Responsibilities...
$70 - $75 per hour
...bank based in New York, NY, is seeking a Compliance Associate to assist with the... ...windows, state registrations, etc.). Track Regulatory Element continuing education and escalate... ...Sign in to set job alerts for “Compliance Analyst” roles. New York City Metropolitan Area...Full timeWork at office$70k - $160k
A financial services firm in New York is seeking a Compliance Professional to manage the Quantitative Trading Compliance program. The ideal... ...in a relevant field. Responsibilities include monitoring regulatory updates, assisting with compliance training, and ensuring adherence...
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Regulatory Compliance & Testing Analyst. Be the first to apply!
- information security compliance analyst New York, NY
- senior compliance officer New York, NY
- compliance associate New York, NY
- compliance data analyst New York, NY
- bsa aml compliance officer New York, NY
- international trade compliance analyst New York, NY
- senior regulatory affairs specialist New York, NY
- senior compliance analyst New York, NY
- compliance officer part time New York, NY
- compliance analyst New York, NY


