Compliance Officer
$95k - $130kFlow Traders
Flow Traders is looking for a Compliance Officer to join our Compliance team in New York. The ideal candidate is self-motivated with a strong analytical and problem-solving mentality. This is a unique opportunity to join a leading proprietary trading firm with an entrepreneurial and innovative culture at the heart of its business. We value quick-witted, creative minds and challenge them to make full use of their capacities.
This Compliance Officer will play a central role in the Know Your Customer (“KYC”) / Anti-Money Laundering (“AML”) program as well as the firm's employee compliance program. Responsibilities span reviewing and onboarding institutional counterparties, investigating alerts across a wide range of risk areas including personal trading, sanctions and negative news, electronic communications, and exchange registrations, and supporting the full lifecycle of employee compliance obligations. This position offers broad exposure across the compliance function, close collaboration with the Chief Compliance Officer (“CCO”), and the opportunity to help shape and strengthen policies and procedures as the firm grows.#### What you will do
- Collect, review, and document new institutional counterparty onboardings and periodic updates
- Review and investigate compliance alerts across a broad range of areas including personal trading, sanctions/negative news, electronic communications, and exchange registrations, among others — documenting findings in clear, well-supported case notes
- Manage employee access to third-party trading, clearing, and compliance platforms
- Support the broader employee compliance program, including in the areas of employee onboardings/terminations, personal trading, outside business activities, gifts and entertainment, political contributions, exchange registrations, social media, electronic communications, and continuing education
- Assist with the implementation and dissemination of Written Supervisory Procedures, identifying opportunities to strengthen the compliance program and promoting a culture of compliance across the organization
- Support the CCO with day-to-day functions and compliance projects, including shared ownership of global Compliance initiatives
- At least three years of relevant experience in AML/KYC and/or broker-dealer compliance strongly preferred
- Undergraduate degree in Finance, Economics, or Business
- Mature, professional, and of unquestionable integrity, exercising excellent judgment when handling sensitive information
- Strong writing skills, with the ability to translate facts and analysis into clear, well-organized case notes and alert documentation
- Strong organizational skills with high attention to detail
- Process-based approach to problem-solving, with the ability to develop informed and concrete proposals
- Motivated self-starter who can manage competing priorities and thrive in a fast-paced environment
- Familiarity with third-party vendors such as World-Check One, ACA ComplianceAlpha, Salesforce, Smarsh, Bloomberg Vault, and Microsoft Purview, a plus
- Proficiency in Python and/or SQL, a plus
Per NYC salary transparency law, the total compensation for this role includes a base range of $95,000 to $130,000 plus annual discretionary variable remuneration.
Flow Traders does not accept unsolicited resumes from any professional staffing or search firms. All resumes, and any other information identifying potential candidates, submitted to any employee at Flow Traders via-email, the Internet or directly without a valid and signed search agreement will be deemed free to contact by Flow Traders without any restrictions and no placement fee of any kind will be paid in the event the candidate is hired by Flow Traders.#LI-MM1
- ...Compliance Officer (New York, NY): Our client, an established institutional alternative investment manager, is looking to add a Compliance Officer to its New York team. This is a broad-based role with significant exposure across the U.S. compliance program, including...SuggestedWork at office
- ...Position: Compliance Officer Reports to: Group Chief Compliance Officer Location: New York City, USA Overview - About MillTech MillTech provides advanced FX Hedging and Cash Investment solutions to increase market access, reduce costs and automate manual...SuggestedWork at officeRemote workFlexible hours
$80k - $130k
...investment results and shaping a workplace where diverse perspectives and independent thought drive better outcomes for clients. The Compliance Officer will work regularly with the CCO–Fixed Income and other compliance and legal staff in developing and implementing policies...SuggestedLocal areaWorldwideShift work$90 - $150 per hour
...include Benchmark , General Catalyst , Peter Thiel , Adam D'Angelo , Larry Summers , and Jack Dorsey . Position: Compliance Officer Type: Contract Compensation: $90–$150/hour Location: Remote Duration: 3–4 weeks Commitment: 15–30+ hours/...SuggestedContract workSummer workImmediate startRemote work$110k - $130k
...We are looking for a Compliance Officer to join our Legal & Compliance team. In this role, you will help support and maintain Vise’s compliance program, ensuring we meet our regulatory obligations while enabling our business to grow. You’ll report directly to the Chief...SuggestedWork at office$90k - $110k
...Make an impact in sanctions compliance and financial crime prevention. Grow your expertise in OFAC and international payments. About Our Client A company operating in the financial services industry based in New York. Job Description Core ResponsibilitiesSanctions...Permanent employmentLocal area- ...Job Description The Compliance Officer will work closely with the members of a team focusing on regulatory compliance issues with respect to marketing and other investor/third party materials and communications. The Compliance Officer will serve as the primary day...Work experience placement
- ...We are always looking for talented professionals to join us in the path towards success. SUMMARY The Compliance Officer will assist with the monitoring and administration of the Firm's Compliance and AML programs to ensure accordance with regulatory requirements...
$165k - $275k
...We're seeking someone to join our team as a Regional Compliance Officer in WM Field Compliance to engage directly with the in an advisory capacity with the Wealth Management Northeast Regional team and using various data collected across the Firm, to aid in the identification...Temporary workWork experience placement$175k - $225k
...Hybrid | $175,000-225,000 Base Salary Our client, a highly regarded financial services organization, is seeking a Senior Compliance Officer to step into a visible advisory role supporting institutional equities, foreign sales, and broker‑dealer business activities....$88 per hour
...Senior Compliance Officer Equity Research Compliance BizTek People is seeking a Senior Compliance Officer for our client, a global financial institution in New York City. Location: Midtown, NYC Schedule: Hybrid preferred (2 days onsite / 3 days remote). Fully remote...Contract workImmediate startRemote work- ...supporting a global multi-strategy hedge fund with a new senior compliance hire in New York. The hire will primarily provide support to... ...other strategies. Direct report into the Global Chief Compliance Officer. Responsibilities : Serve as primary point of...
$120k - $160k
...investors, ABN AMRO Bank and Nyca Partners, and we are currently in the process of finalizing our Series B round of funding. AML Compliance Officer Experience: 5+ Years Location: New York, NY (Hybrid) Reporting To: Chief Compliance Officer Company Overview: RQD* is a...Immediate startFlexible hours$25 - $30 per hour
...Additional Requirements Shift Time: 9:00 AM - 5:00 PM Open to all facilities (Manhattan, Bronx, Brooklyn, Queens) EXCEPT Central Office - please highlight what locations worker is available to work at on resume (they will only be required to work at one site)....Hourly payFull timeContract workTemporary workWork at officeShift work$25 - $27 per hour
...checks using MDStaff credentialing software. Maintain accurate credentialing records and ensure data integrity. Ensure compliance with hospital bylaws, credentialing policies, and regulatory requirements. Interpret and apply credentialing standards from...Monday to FridayShift work- ...accuracy and data integrity. Responsible for interpretation and compliance with the appropriate accrediting and regulatory agencies, while... ...facilities (manhattan, bronx, brooklyn, queens) EXCEPT Central Office - please highlight what locations worker is available to work...Work at office
- ...departments relative to a provider's credentialing status • Performs other related tasks as directed by the Deputy Chief Operating Officer or her designee, the Credentialing Director or Credentialing Team Lead. Required Education, Training & Professional Experience...Interim role
$1,265.77 per month
...Details Client Name Central Office Job Type Travel Offering Non-Clinical Profession Non-Clinical Specialty Credentialing Specialist Job ID 19197702 Job Title Credentialing Specialist (000573...Weekly payWork at officeShift workDay shift$70k - $100k
...end credentialing process for all providers Ensure timely enrollment with insurance payers to maintain billing eligibility Compliance & Accountability Monitor credentialing status and proactively address expirations or gaps Maintain accurate, up-to-date...$22.38 - $33.57 per hour
...ensure quality in conducting, maintaining and communicating physician and provider credentialing, privileging and verifications, in compliance with both facility and accreditation requirements. Serve as a resource to and collaborates with others to advance the quality of...Hourly payFull timeTemporary workFlexible hoursShift workWeekend work$21 - $24 per hour
...smoothly? Does partnering with healthcare providers and supporting a compliance process energize you? Want to work for a company with a strong... ...Requirements: Minimum of one year experience working in an office (preferably in a healthcare setting). Team player who readily...Full timeTemporary workWork at officeLocal areaMonday to Friday$22 - $25 per hour
State of Location: New Jersey Position Summary: At Ivy Health, we"re "All About the People"! As a Credentialing Specialist, you will play a crucial role in our mission to help enable people to live their lives to the fullest. Your responsibilities will include: Maintains...Hourly pay$50k - $70k
A behavioral health company for seniors is searching for a Provider Enrollment & Credentialing Specialist responsible for ensuring all clinicians are fully vetted and able to deliver care. The role requires experience in provider credentialing, knowledge of Medicare guidelines...Remote work- ...Specialist to support provider enrollment, credentialing, renewals, and compliance activities. This is an excellent opportunity for a detail-... ...not required Willingness to learn and grow Benefits: Competitive pay Friendly and professional office environment #J-18808-Ljbffr...Work at office
- ...care to some of the state's most vulnerable and underserved residents. Founded in 1999, we've grown from a single primary care office into a network of 50+ locations offering urgent care, primary care and specialty services, from women's health to endocrinology and...
- ...inventory management, and customer support activities while ensuring compliance with established credentialing policies and security procedures... ...and attention to detail. Proficiency with Microsoft Office Suite. Preferred Qualifications Experience supporting HSPD...Permanent employmentFor contractorsWork experience placementWork at office
$1,186 per week
Job Description Immediate Credentialing Specialist - openings in New York, NY Job Description ProMed Staffing Resources is seeking several Credentialing Specialist - with at least one year of experience infor one of our key clients in New York, NY . ...Weekly payImmediate startShift work- MetroPlusHealth is seeking a Credentialing Coordinator to join the Credentialing Department in New York, overseeing credentialing of new providers (including Behavioral Health) and facilities, re-credentialing, and updates to provider demographics. The role emphasizes ...
- ...supporting the team in obtaining necessary verifications, and ensuring compliance with internal standards. The ideal candidate will have 2-3... ..., strong organizational skills, and proficiency in Microsoft Office. This is a vital position contributing to the efficiency of...Work at officeRemote work
- ...provider participation across commercial and government payers. Maintain accurate and up-to-date credentialing files and records in compliance with internal standards and regulatory requirements. Collaborate with providers, health plans, and internal departments to...Local areaRemote workWork from home
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Compliance Officer. Be the first to apply!
- compliance consultant New York, NY
- regulatory analyst New York, NY
- cybersecurity policy and compliance analyst New York, NY
- compliance officer part time New York, NY
- trade compliance specialist New York, NY
- senior compliance analyst New York, NY
- medicare compliance specialist New York, NY
- regulatory compliance analyst New York, NY
- aml compliance analyst New York, NY
- healthcare compliance officer New York, NY

