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Marketing Compliance Lead: Regulatory Review

Associate Staffing

Associate Staffing, a leading financial services firm in Fort Mill, SC, is seeking a Supervisory Principal to ensure compliance of marketing and communication materials. The ideal candidate has a minimum of 2 years licensed experience and holds FINRA certifications. This role involves reviewing advisors' marketing materials while guiding compliance with industry regulations. The company offers an inclusive environment and welcomes diverse applicants. #J-18808-Ljbffr Associate Staffing

Vacancy posted 3 days ago
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