Marketing Compliance Lead: Regulatory Review
Associate Staffing
Associate Staffing, a leading financial services firm in Fort Mill, SC, is seeking a Supervisory Principal to ensure compliance of marketing and communication materials. The ideal candidate has a minimum of 2 years licensed experience and holds FINRA certifications. This role involves reviewing advisors' marketing materials while guiding compliance with industry regulations. The company offers an inclusive environment and welcomes diverse applicants. #J-18808-Ljbffr Associate Staffing
- ...Supervisory Principal in Fort Mill, South Carolina. This role focuses on ensuring compliance of marketing and communication materials within the financial services industry. The ideal candidate will review materials for financial advisors and provide guidance on adherence to...Suggested
$115k - $125k
...candidates for a Corporate Trade Compliance Manager role. Our client is a... ...products across global markets. With a strong focus on growth... ...import operations while ensuring regulatory compliance. Key... ...Assist with audits, compliance reviews, and process improvement initiatives...Regulatory- ...Make an Impact The Antitrust & Compliance Counsel will serve as a... ...ensure alignment with evolving regulatory and enforcement priorities. Antitrust... ...initiatives, and new market entry. Support mergers, acquisitions... ...emerging regulations. Draft, review, and negotiate data...RegulatoryFor contractorsFixed term contractImmediate startVisa sponsorshipWork visaRelocation package
- ...including credit, risk, operations, IT, compliance, and commercial leadership - to enable business objectives while managing regulatory, contractual, and operational risk. DTFS... ...related agreements, and conducting loan reviews for troubled accounts. Regulatory & Legal...RegulatoryContract workTemporary workFor contractorsWork experience placementWork at officeLocal areaRemote workRelocationRelocation package
$78.38k - $130.71k
LPL Financial LLC is seeking a Senior Internal Auditor to participate in compliance-related internal audits and conduct process reviews. The successful candidate will lead audits, mentor junior staff, and ensure adherence to audit standards. With 3-6 years of relevant...Suggested$17.23 - $28.72 per hour
...operational efficiency, quality service delivery, and compliance with firm policies and regulatory requirements.Responsibilities:Handle and resolve complex... ...maintenance, system updates, and documentation reviews to ensure accuracy, consistency, and compliance.Serve...RegulatoryWork from home$73.9k - $98.5k
...sub‑servicing entity backed by leading practitioners of the mortgage... ..., enhancing security, compliance, customer satisfaction, and profitability... ...loan servicing portfolio. Reviews investor remittance for... ...internal, external, investor, regulatory, and state. Reviews payment applications...RegulatoryImmediate start$113.34k - $155.85k
...rewarding career, we invite you to review our opportunities! Position... ...is that of Manager, SOX Compliance for Sunbelt Rentals (the Company... ...500 rental stores across our markets and employs over 25,000... ...GAAP, COSO, and ICFR relevant regulatory updates. Process Improvement...RegulatoryTemporary workWork at officeFlexible hoursNight shiftWeekend work$112.4k - $149.8k
...entity backed by some of the leading practitioners of the... ...continuum and enhance security, compliance, customer satisfaction, and... ...will specialize in drafting, reviewing, editing, and negotiating contracts... ...* Identify legal and regulatory risks in contractual arrangements...RegulatoryRemote jobContract workWork at office- LPL Financial LLC is looking for a Marketing and Electronic Communication Compliance Officer to ensure compliance in marketing communications... ...will have a robust background in regulatory requirements and experience in leading compliance strategies. This role involves...Regulatory
- ...Two Harbors Investment Corp. is seeking a Disclosure Specialist based in Fort Mill, SC. This role involves ensuring compliance with regulatory guidelines by evaluating information supplied by the Mortgage Consultant and preparing TRID Disclosure documents. The ideal candidate...Regulatory
$21.24 - $28.31 per hour
...entity backed by some of the leading practitioners of the mortgage... ...continuum and enhance security, compliance, customer satisfaction, and... ...company guidelines. Order, review and maintain loan documents to... ...adherence to investor, agency and regulatory requirements. May analyze...RegulatoryHourly pay- ...ITAM) Analyst to help strengthen enterprise asset governance and compliance while enhancing inventory accuracy. This hybrid position in... ...the IT Asset Management initiative and ensuring readiness for regulatory requirements. The ideal candidate should have over three years...Regulatory
- ...Supervisory Principal role is focused on ensuring marketing, advertisement, and communications... ...firm policies. This position involves reviewing marketing materials for financial advisors joining and providing guidance on compliance. Qualifications: Licenses/...Regulatory
- ...quality through analytical testing and compliance with cGMP. Key Qualifications QC experience... ...cleaning validation samples. Develop, review and update standard operating procedures... ...correctly. Ensure compliance with industry and regulatory standards. Requirements Bachelor's...RegulatoryImmediate startAfternoon shift
$104.96k - $175k
...Committee Governance role will be part of the LPL Program Compliance team and serve as the secretary of the Regulatory Compliance Risk Committee (RCRC) and New Offerings... ...monitoring across investment product types. Lead the planning and execution of a comprehensive roadmap...RegulatoryWork experience placement- ...teams to strengthen safety culture, ensure compliance, and reduce risks, supporting the... ...site EHS leaders and operations teams. Lead safety improvement teams and mentor staff... ...and procedures, ensuring alignment with regulatory requirements and corporate standards. Investigate...RegulatoryLocal areaAll shiftsFlexible hours
- Associate Staffing is looking for a professional for the Supervision Support team in Fort Mill, South Carolina. This role involves providing guidance on supervision-related platforms and regulations, ensuring effective customer service. Candidates should possess at least...Regulatory
- Job Description HOW YOU WILL MAKE AN IMPACT The Customs Compliance Intern will participate in various activities to gain exposure to U.S. Customs and other government agencies regulatory requirements for imported goods into the U.S. The intern will support the Customs...RegulatoryFor contractorsInternshipWork at office3 days per week
- ...related technology governance initiatives. Experience supporting project delivery in IT Asset Management, technology operations, regulatory, compliance, risk, or audit-related environments. Strong project coordination and organizational skills, with the ability to manage...Regulatory
- LPL Financial LLC is seeking a Senior Analyst to support the Regulatory Trade Reporting team. This role involves preparing daily regulatory reports and collaborating with various teams to ensure compliance. The ideal candidate has over 5 years of Broker-Dealer Operational...Regulatory
$135.75k - $226.19k
Marketing and Electronic Communication Compliance Officer We are seeking an experienced compliance professional to oversee... ...channels, ensuring alignment with regulatory requirements, internal controls,... ...emerging regulatory requirements. Lead regulatory engagement and support...Regulatory$25 per hour
HR Compliance is seeking a temporary full-time resource through December 2026 to support the communication and maintenance of policies... ...Form I-9 audits and implement required corrections to ensure regulatory compliance. Complete Supplement B reverifications. Monitor and...RegulatoryFull timeTemporary workWork at office$97.7k - $130.3k
...is a new sub‑servicing entity backed by leading practitioners in the mortgage servicing... ...products, and services that enhance security, compliance, customer satisfaction, and... ...post‑onboarding. Ensure compliance and regulatory requirements are met, verifying client compliance...Regulatory$140k - $145k
...publicly traded industrial equipment provider on a Manager, SOX Compliance search! This role will be based at the company’s headquarters... ...current on SOX requirements, GAAP, COSO, and ICFR relevant regulatory updates. Process Improvement & Technology Assist in the provision...RegulatoryTemporary workRemote workRelocationRelocation package$21 - $26 per hour
...become the trusted authority and leading partner for state... ...and innovative, streamlined compliance solutions. We’re growing... ...and accurately complete state regulatory surplus lines tax filings... ...documents are received and reviewed from client submission Conduct...RegulatoryFull timeRemote work- .... Your primary objective is to maintain compliance with all relevant OSHA & SCDHEC regulations... ...gear. Ensure that all equipment meets regulatory standards and is readily available to... ...employment laws. For further information, please review the Know Your Rights notice from the...RegulatorySummer workWork at officeLocal area
- ...‑on ERP Support & Operations Manager to lead the day‑to‑day stability, support, and administration... ...preventative measures. Security & Compliance Maintain ERP security standards and... ...with internal policies and external regulatory requirements. Process & Documentation...Regulatory
- ...management activities to ensure compliance with contract requirements... ...and contributes to performance reviews, SLA tracking, and governance... ...travel (if any), external market and internal value analysis including... .... Maximus will comply with regulatory minimum wage rates and exempt...RegulatoryMinimum wageFull timeContract workTemporary workWork experience placementRemote work
- ...successful operation of the Catawba Farmers Market, promoting local agriculture, supporting... ...community resource.The Farmers Market Lead supports the Food Sovereignty Manager by... ...this position pursuant to the Indian Gaming Regulatory Act, 25 U.S.C. § 2701 et seq.; applicable...RegulatoryPart timeLocal area
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