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Marketing Compliance Lead - Financial Services

Associate Staffing

Associate Staffing is seeking a Supervisory Principal in Fort Mill, South Carolina. This role focuses on ensuring compliance of marketing and communication materials within the financial services industry. The ideal candidate will review materials for financial advisors and provide guidance on adherence to industry regulations. Qualified individuals must possess FINRA Series 7 and 24 certifications, with at least 2 years of direct licensed experience. Proficiency in Microsoft applications is also essential. #J-18808-Ljbffr Associate Staffing

Vacancy posted 4 days ago
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