Regulatory Compliance Associate — Risk & Testing
$89k - $157kGoldman Sachs Bank AG
Goldman Sachs Bank AG is seeking an Associate for Regulatory Compliance in New York. This role involves creating and executing compliance testing, addressing risks, and collaborating with senior management. Candidates should be adept in analysis and possess a Bachelor's degree in relevant fields. The compensation ranges from $89,000 to $157,000 annually, alongside a rich benefits package including health and wellness programs, competitive vacations, and support for childcare and education. #J-18808-Ljbffr Goldman Sachs Bank AG
$1,150 - $1,450 per month
...Angelo , Larry Summers , and Jack Dorsey . Position: Regulatory Compliance & Risk Management Expert Type: Contract Compensation:... ...validate data across compliance use cases like control testing and regulatory change management. Provide structured feedback...RiskHourly payContract workSummer workRemote work- ...functions and supervise U.S. entities. The Regulatory Compliance Department (“RCD”) provides support to the SMTBNY... ...compliance related advice, monitoring, self-testing, and reporting in order to reduce regulatory compliance risk of SMTBNY. Your Role Overview The...RiskTemporary workWork at officeWork from homeFlexible hours2 days per week
$103.7k - $155.5k
Regulatory Compliance Risk Senior Associate (Banking) Hybrid Role locations: Dallas, NYC, Charlotte, Philadelphia, Arlington, Phoenix As a Regulatory Compliance... ...Conduct engagement activities including transactional testing, policy, and procedure review, meet preparation,...RiskFull timeWork experience placementWork at office2 days per week- ...Senior Business Data Analyst - GRC Compliance Controls, CRA Testing & Data Mapping Support Role Summary... ...Analyst to support strategic Governance, Risk & Compliance (GRC) initiatives and... ...business stakeholders to translate regulatory, compliance, and operational requirements...Risk
$89k - $157k
A leading global financial services firm is seeking a compliance professional to support testing efforts and assess risks related to compliance regulations. The ideal candidate will have at least three years of experience in compliance or auditing roles, with strong analytical...Risk$72.28k - $117.52k
...role. Line of Business: Compliance Job Description: Why... ...resilient and scalable compliance risk management function. As part... ...S. Compliance Monitoring and Testing Team Summary: U.S.... ...procedures and controls related to regulatory compliance within business units...RiskWork experience placementWork at officeLocal areaWork from homeFlexible hours$89k - $157k
...Associate, Regulatory Compliance Support and contribute to creating and executing detailed testing to assess compliance with regulations and firm policies, working closely with Compliance... ...compliance, conduct, and reputational risks, and refine firm controls as appropriate...Risk- ...establishing a dedicated, standalone compliance function and seeks a Sr.... ...and the Chief Executive Risk Officer to ensure that ABL and... ...a risk-based monitoring and testing framework. Maintain a compliance... ...products, or activities. Regulatory Compliance Maintain an...Risk
- ...in search of a Brokerage and Compliance Analyst to assist in the day... ...management, Clearance/Settlement and Regulatory Compliance Conduct daily... ...reviews and sampling/testing as part of Firm's Supervisory... ...to improve processes, reduce risks, increase controls and/or increase...Risk
- Job Title: IT Compliance Analyst Location: Tempe, AZ... ...ensure the processes and associated controls for the... ...reduce overall compliance risk across the organization... ...full alignment on all IT regulatory compliance issues and... ...in the evaluation, testing, and assurance criteria...RiskRemote work
- ...AVP COMPLIANCE ANALYST - HMDA/CRA Corporate Title: Assistant Vice... ...public files, performing periodic testing for branch compliance,... ...updating programs as HMDA/CRA regulatory changes occur. Provides quarterly... ...with strong analytical and risk assessment skills; strong...RiskBank staff
$75k - $85k
..., 2026. Position The Compliance Analyst will support the Rockefeller... ...program, with a focus on testing and monitoring.... ...summarizing testing results, key risks identified, and recommended remediation... ...key risk metrics Support regulatory filings activities, including...RiskWork at officeLocal area- ...Vice President, Compliance Officer, Fixed Income Sales and Trading... ...identifying and advising on regulatory trends and developments, and... ...monitoring program, performing testing and monitoring of compliance... ...firm policies, and conducting risk assessments to ensure an effective...Risk
$109.3k - $182.1k
...Buffalo, NY.Overview:Complete Compliance Risk Management activities... ...prevent, detect and mitigate regulatory and compliance risk across the... ...relevant employee conduct, and associated supervisory... ...compliance risk perspectivePerform testing oversight, including the review...RiskWork experience placementWork at office$140k - $180k
...Business type Types of Jobs - Compliance / Financial Security Job title Compliance Risk Assessment Officer - VP Contract... ...assessment framework, ensuring regulatory adherence while providing valuable... ...integrate CRA results into annual testing and training plans Cross-...RiskPermanent employmentContract workWork at officeWorldwide$80k - $90k
...the country. Responsibilities Perform compliance testing of multiple business areas, executing the... ...monitoring to ensure adherence to regulatory requirements, specifically covering adverse... ...relationship reviews, as well as other compliance risks as needed. Conduct research regarding...Risk$1,450 per month
...Angelo , Larry Summers , and Jack Dorsey . Position: Regulatory Compliance & Risk Management Expert Type: Contract Compensation:... ...validate data across compliance use cases like control testing and regulatory change management. Provide structured feedback...RiskRemote jobHourly payContract workPart timeSummer work$1,150 - $1,450 per month
...is partnering with leading AI labs to engage experienced regulatory compliance and risk management professionals — compliance officers, risk managers... ...validate data across compliance use cases (e.g., control testing, regulatory change management, sanctions screening, AML/...RiskHourly pay$130k - $150k
...seeking a highly detail-oriented Compliance Analyst to ensure our... ...operations remain at the forefront of regulatory excellence. This dual-entity... ...resource standards, risk management, and customer protection... ...-driven development and testing of default management procedures...Risk- ...The Trading and Surveillance Compliance Specialist supports the front... ...TRACE reporting review Regulatory Reporting (CAT/CAIS, Bluesheets... ...Auctions Compliance Inspections/Testing Primary Dealer Compliance... ...Compliance Program Annual Risk Assessment Supervisory...RiskTemporary workWork at officeLocal areaRemote workFlexible hours3 days per week
- ...Vice President, Senior Compliance Officer, Monitoring & Compliance Oversight... ..., surveillance, and risk functions. Industry Financial... ...program, with a focus on testing and risk assessments. This role... ...in monitoring, testing, and regulatory compliance, particularly...Risk
$89k - $157k
Compliance - New York - Associate, Regulatory Compliance - 9338281 location_on New York, New York, United States Job... ...to creating and executing detailed testing to assess compliance with regulations... ..., conduct, and reputational risks, and refine firm controls as appropriate...RiskFull timeTemporary workWork at office$145k - $160k
...Business type Types of Jobs - Compliance / Financial Security Job title Compliance Testing and Monitoring Officer... ...presentations, develop sophisticated regulatory expertise across banking... ...advancement into Compliance, Risk, or Internal Audit leadership...RiskPermanent employmentContract work$71k - $125k
Compliance Officer - Risk Evaluation and Assurance page is loaded## Compliance Officer - Risk Evaluation... ...activities including assessments, testing, analysis, and reporting.*... ...continuing education to stay current on regulatory compliance and industry trends.* Performs...RiskWork at officeFlexible hoursNight shift$77k - $143k
...Position is responsible for performing risk analysis and assessment of compliance regulations, identifying risks and... ...manner which both adheres to the regulatory requirements and ensures business... ...with the evaluation of compliance testing program and processes. Performs...RiskWork experience placementRemote work$132.8k - $151.6k
Anti-Money Laundering - Compliance Advisor Manager The... ...Manager performs a key risk management role (second... ...input on business AML regulatory requirements;... ...Performing targeted tests on lines of business controls... ...Compliance Manager (CRCM), Association of Certified Financial...RiskFull timePart timeLocal area- ...solutions that reduce counterparty risk and bring greater capital and... ...safeguard their assets. The Compliance team is a collaborative and... ...that Copper operates within regulatory guidelines and internal... ...validation - above / below the line testing. Broad knowledge of AML and...RiskLocal area
$62 per hour
...BCO Control Testing & Monitoring Analyst Location: Jersey City, NJ Pay Rate: $62/... ...ensuring the implementation of consistent risk control frameworks and maintaining efficient... ...across multiple business units to ensure compliance with established policies and procedures...RiskWork at office- ...in search of an experienced Compliance Analyst - ISO 20022 for our client... ...to support ISO 20022 message testing and documentation, with a... ...submission to Head Office and Model Risk Management. Manage... ...Analyst, AML Compliance Analyst, Regulatory Technology Analyst, Financial...RiskWork at office
- ...Senior Business Analyst – RCM Connectivity Testing & Data Mapping Support The Senior... ...Testing (UAT) activities for Regulatory Change Management (RCM) connectivity initiatives... ...deep domain expertise in banking, risk and compliance systems, and complex system integrations...Risk
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