VP, ETF & 40 Act Funds Compliance Leader
iCapital Network
iCapital Network is seeking a Vice President Compliance Officer to oversee ETF and 1940 Act Funds compliance, and to lead the design, implementation, and administration of compliance programs for the firm’s SEC Registered Investment Advisers, NFA and CFTC registered Commodity Pools, and related activities. The role requires extensive knowledge of U.S.
securities laws and experience in leading regulatory programs, risk assessment, and cross-functional collaboration across Product, Portfolio
#J-18808-LjbffrVacancy posted 18 hours ago
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