Deputy Chief Compliance Officer, ETF Regulation & Strategy
Tidal-Financial-Group
Tidal Financial Group is seeking a Deputy Chief Compliance Officer to modernize and lead its complex compliance ecosystem. You will oversee ETF, trust, and adviser compliance, integrating privacy, data governance, and regulatory change into a scalable operating model. As the right hand to the Chief Compliance Officer, you will drive risk visibility, remediation, and board reporting while leveraging data, AI, and automation to improve surveillance and efficiency. #J-18808-Ljbffr Tidal-Financial-Group
- ...recruiting for an seasoned banking Compliance professional to function as Deputy Chief Compliance Officer. Candidates should be in a... ...compliance program and strategy for Firm Compliance. Assist with... ...in BSA/AML/OFAC and consumer regulations required (Reg B,D,E, F,O, P,U...Suggested
$160k - $250k
...leadership opportunity to serve as the Deputy Chief Compliance Officer for New York Life’s retail... ...introducing broker-dealer, and Eagle Strategies LLC, an SEC-registered investment adviser... ...responsibilities, deputize for the CCO before regulators and senior management, and help...SuggestedLocal areaHome office3 days per week- ...Deputy Chief Compliance Officer About the Company Respected ETF investment technology platform Industry Financial Services Type Privately Held... ...Employees 51-200 Specialties trust services strategy & planning product development marketing...Suggested
$225k - $275k
...experienced and dynamic Hedge Fund Deputy CCO to join the Compliance team. The team is responsible for all... ...Stay up to date with evolving regulations and industry trends, and proactively... ...least 10 years experience at multi-strategy hedge fund In-depth knowledge of compliance...SuggestedFull time$130k - $200k
...an experienced quantitative researcher to lead our Systematic ETF Strategy Team. In this role, you will manage a team of researchers focused... ...-provided meals. Applications are now open for our NYC office, opening in September 2026. The base salary range is $130...SuggestedCasual workWork at office$120k - $170k
...clients, we operate from more than 80 offices spread across six continents. As a Fortune... .... Responsibilities The Deputy Chief Compliance Officer reports directly to the Chief... ...multiple priorities in a fast-paced, highly regulated environment.Responsibilities Provide...$200k - $225k
...Deputy Chief Compliance OfficerPosition: Deputy Chief Compliance OfficerDepartment: Legal – NY OfficeReports... ...with the Chief Compliance Officer and the Chief Legal Officer, the Deputy... ...activities and other laws and regulations relevant to this diverse private banking...Contract workPrivate practiceWork at office$275k
...is seeking a Director, Strategy & Business Management... ...Equities and Global Index & ETF businesses. As a... ...Technology, Operations, Risk, Compliance, Legal, Finance, Human... ...a fast-paced, highly regulated global markets... ...resilience.Bridge front-office priorities and...Full timeContract workPart timeLocal area- ...Deputy Chief Compliance Officer (CCO) About the Company Established mutual savings bank providing financial services to local communities... ...This includes ensuring compliance with a wide range of regulations, such as the Bank Secrecy Act, anti-money laundering laws...Private practiceLocal area
$128.6k - $210k
.... We are seeking a Manager to join our Regulatory Affairs Strategy Oncology team. The Manager, Regulatory Affairs will report... ...development and the policies/procedures required to ensure compliance with regulations. This position offers the opportunity to contribute to a...Worldwide$160k - $210k
...an alternative application process. Chief Compliance Officer Regular Full-Time Compliance 220 Liberty... ...compliance with applicable laws and regulations while proactively identifying and... ...committees to align compliance and ethics strategies with business objectives and...Full timeTemporary workInterim roleFlexible hoursWeekend workAfternoon shift$280k - $330k
...80,000.00/yr - $330,000.00/yr Title: Chief Compliance Officer Location: New York City | Hybrid role... ...of experience in financial services, regulator bodies, consultancy. Previous Chief Compliance... ...and execute comprehensive compliance strategy aligned with business objectives and...Full time- ...Chief Legal & Compliance Officer About the Company A newly formed life and health insurance company... ...execution of legal and regulatory strategies. The successful candidate will be... ...proven track record in life insurance regulation and compliance, particularly with...
- ...API-driven processing for healthcare transactions. We seek a senior litigator to own disputes—driving strategy from theory to resolution, and coordinating with regulators and internal teams. The successful candidate will bring 12+ years of complex disputes experience, a...Remote job
- ...currently seeking a Director to join our KPMG Strategy practice. Responsibilities : Serve as a... ...(“KPMG”) complies with all local/state regulations regarding displaying salary ranges. If... ...further information regarding KPMG's compliance with federal, state and local...H1bLocal area
$125k - $300k
...to work from home or in the office, so you can thrive in your ideal... ...RoleWithin the QualityDocs strategy team, your focus is to own... ...standards based on industry regulations and practices. Manages and... ...enablement on the “Greater Why” of compliance and industry best...Work at officeLocal areaRemote workWork from homeShift work3 days per week$90k - $180k
...leader to serve as our Director, Decision Sciences & Audience Strategy. In this role, you’ll sit at the intersection of advanced analytics... ..., allocate media investment, and drive outcomes in highly regulated healthcare and pharmaceutical environments.This is an...- ...NYLIM) is seeking a Director, Owned Channel Strategy to build and advance the firm's email,... ..., brand alignment, accessibility, compliance considerations, approval requirements, and... ...services, asset management, B2B, or another regulated environment.Experience managing or...Local area
- ...currently seeking a Director to join our KPMG Strategy practice. Responsibilities : Serving as... ...(“KPMG”) complies with all local/state regulations regarding displaying salary ranges. If... ...further information regarding KPMG's compliance with federal, state and local...H1bLocal area
- ...currently seeking a Director, Corporate Strategy to join our Corporate Strategy... ...(“KPMG”) complies with all local/state regulations regarding displaying salary ranges. If... ...contains further information regarding KPMG's compliance with federal, state and local recruitment...H1bLocal areaShift work
$90k - $180k
...is seeking a dynamic and results-oriented Director, Engagement Strategy to lead our team in developing and executing cutting-edge... ...cross-channel media strategies in the healthcare or a similarly regulated industry.Leadership & Vision: Demonstrated ability to lead, inspire...$134k - $248k
As a Director, Corporate Strategy reporting to VP, Head of Transformation Office, you'll play a critical role in driving enterprise-wide strategic initiatives... ...etc.).Experience in financial services, fintech, or regulated industries.Familiarity with working across global...Full timeTemporary workWork at officeHome officeFlexible hours3 days per week$157.5k - $210k
Location: This is a hybrid remote/in-office role - NYCMedidata follows a hybrid office policy in which employees who are hired... ...us at @Medidata.About the Team:The Senior Director, Global Compliance & Strategy sets the strategic direction for regulatory affairs and quality...Work at officeRemote workFlexible hoursShift work$140.2k - $390.6k
Overview IQVIA is seeking a Director, Managed Access Regulatory Strategy to help build a regulatory strategy offering supporting patient access programs for investigational therapies outside of traditional clinical trial settings. This role will support Expanded Access...Full timePart timeImmediate startWorldwide$173k - $214k
...the dreamers and builders in the world. We are looking for a Strategy Leader who is passionate about translating high-level corporate... ...the same worldwide, specific benefits may vary based on local regulations and preferences. We reward our employees. The salary range for...Local areaRemote workWorldwideFlexible hours$270k - $335k
...partners and interacting with regulators. Reimagining the financial... ...be based in our New York City office.We are a hybrid environment that... ...of responses across Legal, Compliance, Risk, and business teams, and... ...One to align supervisory strategy and ensure consistent, well-coordinated...Work at officeRemote workWork from home$193.8k - $285k
About the TeamThe Finance & Strategy team accelerates the growth... ...off and paid sick leave in compliance with applicable laws (e.g. Colorado... ...gaining a foothold in our office. Whether blatant or hidden,... ...other state or local hiring regulations, we will consider for...Hourly payWork at officeLocal areaRemote workFlexible hours$300k
...highly experienced and dynamic Head of Compliance to lead our compliance function. This role... ...crucial role in shaping our compliance strategy, fostering a culture of integrity, and... ...adherence to federal, state, and local regulations governing the P&C insurance industry....Permanent employmentLocal area3 days per week$90k - $180k
...traditional communications planning to modern, outcome-driven strategy. This isn't just about planning; it's about architecting omnichannel... ..., ideally within the pharmaceutical, healthcare, or highly regulated industries.Strategic Acumen: A proven track record of...Flexible hours- ...Position: Head of Compliance About the Opportunity: The Head of Compliance will lead the... ...function, ensuring adherence to local regulations while aligning with global compliance standards... ...assessments and implement mitigation strategies, incorporating global risk frameworks...Local area
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