Deputy Chief Compliance Officer, ETF Regulation & Strategy
Tidal-Financial-Group
Tidal Financial Group is seeking a Deputy Chief Compliance Officer to modernize and lead its complex compliance ecosystem. You will oversee ETF, trust, and adviser compliance, integrating privacy, data governance, and regulatory change into a scalable operating model. As the right hand to the Chief Compliance Officer, you will drive risk visibility, remediation, and board reporting while leveraging data, AI, and automation to improve surveillance and efficiency. #J-18808-Ljbffr Tidal-Financial-Group
- ...Deputy Chief Compliance Officer About the Company Respected ETF investment technology platform Industry Financial Services Type Privately Held... ...Employees 51-200 Specialties trust services strategy & planning product development marketing...Suggested
$225k - $275k
...experienced and dynamic Hedge Fund Deputy CCO to join the Compliance team. The team is responsible for all... ...Stay up to date with evolving regulations and industry trends, and proactively... ...least 10 years experience at multi-strategy hedge fund In-depth knowledge of compliance...SuggestedFull time$200k - $225k
...Job Description Job Description Position: Deputy Chief Compliance Officer Department: Legal – NY Office Reports To: Chief Compliance... ...provider oversight, payment activities and other laws and regulations relevant to this diverse private banking institution....SuggestedContract workPrivate practiceWork at office$120k - $170k
...clients, we operate from more than 80 offices spread across six continents. As a Fortune... .... Responsibilities The Deputy Chief Compliance Officer reports directly to the Chief... ...multiple priorities in a fast-paced, highly regulated environment.Responsibilities Provide...Suggested- ...Deputy Chief Compliance Officer (CCO) About the Company Established mutual savings bank providing financial services to local communities... ...This includes ensuring compliance with a wide range of regulations, such as the Bank Secrecy Act, anti-money laundering laws...SuggestedPrivate practiceLocal area
$160k - $250k
...leadership opportunity to serve as the Deputy Chief Compliance Officer for New York Life’s retail... ...introducing broker-dealer, and Eagle Strategies LLC, an SEC-registered investment adviser... ...responsibilities, deputize for the CCO before regulators and senior management, and help...Local areaHome office3 days per week$160k - $210k
...alternative application process. Chief Compliance Officer Regular Full-Time Compliance 220 Liberty... ...compliance with applicable laws and regulations while proactively identifying and... ...committees to align compliance and ethics strategies with business objectives and...Full timeTemporary workInterim roleFlexible hoursWeekend workAfternoon shift- ...Global Chief Compliance Officer (CCO) About the Company Renowned B2B financial technology (FinTech... ...nft custody liquidity and regulation regulation and onramp About... ...and define its global compliance strategy. The successful candidate will be tasked...
- ...Chief Compliance Officer (CCO) About the Company Innovative broker-dealer specializing in structured products, ETFs, alternative investments, and fixed income securities. Industry... ...as a senior compliance leader in a regulated broker-dealer environment, experience...
- ...serve as the primary interface with US supervisory authorities and advise executive leadership on regulatory risk and strategy as PayPal expands its regulated products and services. Essential responsibilities include mentoring a team of attorneys, influencing senior...
$275k
...is seeking a Director, Strategy & Business Management... ...Equities and Global Index & ETF businesses. As a... ...Technology, Operations, Risk, Compliance, Legal, Finance, Human... ...a fast-paced, highly regulated global markets... ...resilience.Bridge front-office priorities and...Full timeContract workPart timeLocal area$280k - $330k
...80,000.00/yr - $330,000.00/yr Title: Chief Compliance Officer Location: New York City | Hybrid role... ...of experience in financial services, regulator bodies, consultancy. Previous Chief Compliance... ...and execute comprehensive compliance strategy aligned with business objectives and...Full time- ...institution to support their search for a Chief Compliance Officer (CCO) to lead their compliance... ...CCO will liaise with federal and state regulators, manage regulatory examinations and audits... ...implement a comprehensive compliance strategy that aligns with business goals and...
$130k - $200k
...an experienced quantitative researcher to lead our Systematic ETF Strategy Team. In this role, you will manage a team of researchers focused... ...-provided meals. Applications are now open for our NYC office, opening in September 2026. The base salary range is $130...Casual workWork at office- ...Chief Legal & Compliance Officer About the Company A newly formed life and health insurance company... ...execution of legal and regulatory strategies. The successful candidate will be... ...proven track record in life insurance regulation and compliance, particularly with...
$109.9k - $179.3k
...Associate Manager, Regulatory Affairs Strategy (Oncology) At Regeneron, we use science and innovation to develop life-changing... ...and the policies/procedures required to ensure compliance with regulations. This position offers the opportunity to contribute to...InternshipWorldwide$130.15k - $170k
...Executive Director, the Deputy Executive Director... ...Procurement Strategy will anticipate and... ...ensures all legal compliance, including laws... ...respective client offices and schools’ entire... ...’ compliance with regulations from the New York... ...staff, including the Chief and Deputy Chief...Full timeContract workFor contractorsWork at officeLocal area- ...currently seeking a Manager to join our KPMG Strategy practice. Responsibilities :... ...(“KPMG”) complies with all local/state regulations regarding displaying salary ranges. If... ...contains further information regarding KPMG's compliance with federal, state and local...Full timeH1bLocal area
- ...Director - Infrastructure Project Advisory (Strategy & Technology) in Infrastructure and... ...(“KPMG”) complies with all local/state regulations regarding displaying salary ranges. If... ...contains further information regarding KPMG's compliance with federal, state and local...Full timeH1bLocal area
$117.58k - $154.32k
...hiring a Manager, Member Experience Strategy to join our Member Experience... ...position is based in our New York City office, requiring a hybrid work schedule... ...and professional development. Compliance with all applicable laws and regulations Other duties as assigned...Full timeWork at officeFlexible hours- New York University seeks a Deputy Chief Global Compliance Officer to lead and operationalize the global ethics and compliance program. The role reports to the CGCO and serves as the primary operational deputy, providing day-to-day oversight of NYU's compliance activities...
- ...Director, AI Product Manager – AI Platform Strategy is responsible for driving the AI... ...adoption of responsible AI practices and compliance with regulatory expectations, while... ...Financial services industry practices and regulations. ~ Emerging trends in AI product model...Temporary workFlexible hours
$95k - $135k
...Associate Director - Link Strategy Veeva Systems is a mission-driven organization and... ...flexibility to work from home or in the office, so you can thrive in your ideal environment... ...has been provided to comply with local regulations and represents a potential base salary...Work experience placementWork at officeLocal areaWork from homeFlexible hours3 days per week$157.5k - $210k
...Location : This is a hybrid remote/in-office role - NYC Medidata follows a hybrid office policy in which employees who are... ...Medidata. About the Team : The Senior Director, Global Compliance & Strategy sets the strategic direction for regulatory affairs and...Work at officeRemote workFlexible hoursShift work$300k
...highly experienced and dynamic Head of Compliance to lead our compliance function. This role... ...crucial role in shaping our compliance strategy, fostering a culture of integrity, and... ...adherence to federal, state, and local regulations governing the P&C insurance industry....Permanent employmentLocal area3 days per week$120k - $130k
...optimization while also delivering on data-driven strategy for social platforms, actionable growth... ..., pushing for innovation within a regulated space. An ideal candidate has a proven... ...will make reasonable accommodations in compliance with the American with Disabilities Act...Local area$125k - $300k
...flexibility to work from home or in the office, so you can thrive in your ideal environment... ..., and communities. The Role The Strategy Director will be responsible for the adoption... ...has been provided to comply with local regulations and represents a potential base salary range...Work at officeLocal areaWork from homeFlexible hours- ...Description Job Description We are looking for an experienced compliance leader to guide the regulatory program for a market-making... ...deep broker-dealer expertise, strong knowledge of trading regulations, and the ability to advise senior stakeholders on complex compliance...Long term contract
$214.9k - $358.1k
ROLE SUMMARY ROLE SUMMARY The Senior Director, Strategy and Portfolio Management serves as a key member of the CISO, Infrastructure and... ...by federal and state transparency laws and implementing regulations. These laws and regulations require Pfizer to provide government...Permanent employmentH1bLocal areaVisa sponsorshipWork visaRelocation package- Drive integrated, cross-channel engagement strategies for both Healthcare and Animal Health brands, creating seamless experiences across... ...healthcare, biotech, animal health, B2B, or other highly regulated industries. Comprehensive understanding of omnichannel engagement...
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