Compliance Officer - Regulatory Expert
Mercor
About the Role Mercor is hiring experienced Compliance Officers to help evaluate and improve cutting-edge AI systems. In this role, you'll evaluate AI-generated compliance content and workflows, leveraging your real-world expertise in examining laws, regulations, and licensing standards, and in enforcement inspection and analysis. Key Responsibilities Evaluate AI-generated compliance assessments, regulatory analyses, licensing reviews, and other enforcement artifacts for quality and accuracy. Compare AI-generated responses head-to-head based on regulatory rigor, evidentiary soundness, and enforcement reasoning. Review compliance scenarios involving eligibility determinations, license and permit review, violation reporting, and regulatory recommendations and provide expert feedback. Required Qualifications 4+ years of experience as a Compliance Officer, Compliance Analyst, Compliance Manager, License Examiner, Regulatory Affairs Specialist, or another closely related compliance or regulatory-enforcement role. Experience examining, evaluating, or investigating eligibility for or conformity with laws, regulations, licenses, or permits, including preparing findings and enforcement reports. Ability to commit 20+ hours per week. Strong written English communication skills. Additional Information Start date: Immediate Duration: Approximately 4-6 weeks Payment: task-based (payment upon first task approval). Experts who complete their first task within the required timeline will then be qualified to be paid hourly for the remainder of the project. #J-18808-Ljbffr Mercor
$175k
Investec is hiring a Senior Compliance Officer based in New York to provide regulatory and policy guidance. This role involves managing regulatory risks and compliance across multiple business lines in a dynamic environment. The successful candidate will work directly...RegulatoryRemote jobWork at office$70k - $160k
Compliance Associate - Experts & ResearchAbout MillenniumMillennium is a global, diversified alternative investment firm, founded in 1989. Defined... ...prevent and detect violations of applicable laws, rules, regulatory requirements and firm policies. The team partners closely...Regulatory- Columbia University is seeking an Analyst, Compliance at CUIMC to support oversight of professional fee compliance, coding audits, and regulatory adherence. The role emphasizes expert CPT/HCPCS and ICD-10 knowledge, with Epic EHR experience and the ability to lead audits...Regulatory
$70 - $110 per hour
..., and Jack Dorsey . Position: Compliance Officers Type: Contract Compensation:... ...AI-generated compliance assessments , regulatory analyses, and licensing reviews for quality... ..., and violation reporting. Provide expert feedback on regulatory recommendations...RegulatoryHourly payContract workSummer workImmediate startRemote work$95k - $115k
A leading financial services firm in New York is seeking a Regulatory Reporting Associate to support the FED 2004 Primary Dealer Reporting... ...the finance or accounting industry. Proficiency in Microsoft Office and strong analytical skills are essential. This role offers competitive...RegulatoryWork at office$160k - $250k
Compliance OfficerThis role will provide Compliance coverage to the Credit Business and Infrastructure groups in US with a focus on CLO... ...illiquid Credit businessProvide Compliance coverage for relevant regulatory examinations, internal investigations, regulatory inquiries,...RegulatoryLocal area$145k - $175k
A Career with Point72's Compliance TeamThe Point72 Compliance department is an industry-leading team of compliance professionals who support... ...and manage trading-related compliance projects driven by regulatory change or internal initiatives from scoping through deliveryInvestigate...RegulatoryWork experience placement$100k - $200k
...is a private equity firm. They seek a Compliance Officer to join their Manhattan, NY office.ResponsibilitiesCoordinate... ...collection and verification of regulatory requirementsSupport annual compliance... ...ESG initiatives, insurance renewals, expert network reviews, and co-investment...RegulatoryWork at office$110k - $140k
The Compliance Officer will be instrumentally involved in overseeing, administrating and enhancing the Compliance Program of Institutional... ...barrier and conflicts of interest frameworkEnsure alignment with regulatory requirements, including fiduciary obligations under the...RegulatoryFull timeLocal area$150k - $200k
...successful candidate will support the firm's compliance program across registered private equity... ...ETFs), ensuring adherence to applicable regulatory requirements and internal policies. This... ...hybrid schedule in one of our following offices 3 days/week.Boston, New York,...RegulatoryFull timeLocal area3 days per week$175k
Reference: 13578Senior Compliance Officer, Investec USAInvestec - Where Out of the Ordinary HappensAt Investec, we do things differently. We... ...platform.What will I be doing?Provide day-to-day regulatory and policy advice to business lines, including a 15a-6 broker...RegulatoryFull timeWork at officeRemote work$163k - $204k
...through internal and external managers. The Investments Compliance team provides compliance and regulatory support to AIG’s Investments group, along with... ...companies and will work closely with the Chief Compliance Officer in the day-to-day execution of the compliance...RegulatoryFull timeWork at office$130k - $150k
...clients’ success.About the DepartmentFranklin Templeton’s Global Regulatory Compliance department provides oversight, guidance and monitoring of... ...laws, regulations, and internal policies.The Compliance Officer will play a critical role in supporting the firm’s growth by...RegulatoryFull timeWork at officeLocal area$100k - $150k
...more specific details for this role.Job Description:CIB Credit Compliance plays an important control and oversight role within TD... ...monitoring, compliance reporting, exception management, and audit/regulatory readiness across the global corporate lending portfolio. The successful...RegulatoryFull timeLocal areaWork from homeFlexible hours$165k - $275k
We're seeking someone to join our team as a Regional Compliance Officer in WM Field Compliance to engage directly with the in an advisory capacity... ...facilitating and overseeing the Firm's management of legal, regulatory and franchise risk. This is an Executive Director level...RegulatoryTemporary workWork experience placement- ...Investment Banking AI Subject-Matter Expert is a remote review track for evaluating AI... ...narrative reasoning, and policy adherence; flag compliance and reconciliation issues; and document... ...Financial analysis Audit-grade review Regulatory standards Risk assessment Banking...RegulatoryHourly payFor contractorsWork experience placementRemote work10 hours per week
- ...Hedge FundSelling Points Lead impactful compliance operations in a dynamic investment environment... ...DescriptionSenior Hedge Fund Compliance Officer / Legal Counsel OverviewThe Senior Hedge... ...and compliance operations, ensuring regulatory adherence and supporting firm growth...RegulatoryContract work
- ...schedule Opportunity for advancement Job Overview The Compliance Officer will be responsible for ensuring that all moving and... ...attention to detail, particularly regarding legal documentation and regulatory filings. Communication: Excellent written and verbal...RegulatoryFull timePart timeFor contractorsLocal areaRemote workLong distanceFlexible hours
$130k
The VP, Compliance Officer will play a crucial role in offering real-time advice and guidance to the trading and sales teams, ensuring the firm's activities adhere to regulatory standards. This position demands a deep understanding of fixed-income regulations and the ability...RegulatoryTemporary workWork at officeImmediate start$88 per hour
...Job Description Senior Compliance OfficerEquity Research Compliance... ...seeking a Senior Compliance Officer for our client, a global... ...the Compliance Subject Matter Expert (SME) supporting Equity Research... ...Barrier governance, regulatory compliance, and Control Room...RegulatoryContract workImmediate startRemote work$120 per hour
...Angelo , Larry Summers , and Jack Dorsey . Position: Compliance / regulatory response with financial-services AI Evaluator Type:... ...professional fluency in English . ~ Highly proficient in Microsoft Office and Google Workspace , especially Slides ....RegulatoryRemote jobContract workSummer workWork at office$160k - $180k
Department: ComplianceDivision: Risk & Compliance DivisionTitle: Senior Compliance Manager and Privacy Officer Job SummaryProvide advice and guidance to the Chief Compliance... ...and remediation of all internal and regulatory examinations and reviews, including interacting...RegulatoryLocal area$104k - $177k
...team member for the role of Senior Vice President, Consumer Compliance Officer - Global Payments & Trade. to join our Risk & Compliance team... ....The candidate must exhibit an aptitude for assessing regulatory consent orders, enforcement actions, notices of proposed rulemaking...RegulatoryTemporary workWorldwideFlexible hours$160k - $250k
...Compliance Officer About Millennium Millennium is a global, diversified alternative investment firm, founded in 1989. Defined... ...help prevent and detect violations of applicable laws, rules, regulatory requirements, and firm policies through a disciplined and...Regulatory$120k - $160k
...AML Compliance Officer Experience: 5+ Years Location: New York, NY (Hybrid) Reporting To: Chief Compliance Officer Company Overview... ...can quickly and seamlessly enhance its platform, adapt to regulatory changes, and offer a more efficient implementation that scales...RegulatoryImmediate startFlexible hours$140k - $185k
...Compliance Officer – Career Launch AI Talent Network Location: New York, NY Estimated Compensation: $140,000 – $185,000 total annual compensation... ...and qualifications typically associated with compliance, regulatory oversight, and risk management roles within financial...Regulatory- ...Vice President, Compliance Officer, Fixed Income Sales and Trading About the Company Acclaimed investment bank Industry Investment... ...to the credit business, identifying and advising on regulatory trends and developments, and ensuring compliance with firm policies...Regulatory
$200k - $250k
...exceptional Trading and Systematic Advisory Compliance Officer to join our global compliance team in... .... You will act as subject matter expert for regulations that apply to the market... ...formal examinations Track and lead regulatory change initiatives connected to...RegulatoryWork at office- ...credentialing/background checks, while maintaining accuracy and data integrity. Responsible for interpretation and compliance with the appropriate accrediting and regulatory agencies, while developing and maintaining a working knowledge of the statues and laws relating to...Regulatory
$90k - $125k
...services.Job Description:Oppenheimer & Co. Inc. is seeking a Compliance Professional to join our Compliance Department in New York. The... ...programs, private and registered investment funds, as well as the regulatory landscape of investment advisers and broker-dealers.Ability to...RegulatoryWork experience placement
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