Senior Compliance Officer
HealthEquity
HealthEquity, Inc. is seeking a Senior Product Compliance Analyst to lead advanced Product Compliance activities for HealthEquity’s administrative solutions such as HSA, HRA, and COBRA, ensuring alignment with laws and internal policies. This remote role involves guiding risk assessments, investigations, and corrective actions, with AI-assisted tools to accelerate documentation while maintaining human accountability. #J-18808-Ljbffr
$163k - $204k
...companies, through internal and external managers. The Investments Compliance team provides compliance and regulatory support to AIG’s... ...insurance companies and will work closely with the Chief Compliance Officer in the day-to-day execution of the compliance program.Review...SeniorFull timeWork at office$150k - $200k
...successful candidate will support the firm's compliance program across registered private equity... ...hybrid schedule in one of our following offices 3 days/week.Boston, New York,... ...experience, plus discretionary bonus.#MID_SENIOR_LEVELAt Franklin Templeton, we believe your...SeniorFull timeLocal area3 days per week$150k - $190k
...right place to build a fulfilling career.Senior Tax ManagerThis role is responsible for... ...organizations within the BBH Multi-Family Office (MFO) Tax group. The position also... ...discrepancies and ensure completeness and compliance.Build and maintain strong relationships...SeniorFull timeSeasonal workWork at officeLocal areaImmediate start- ...global quant trading firm is looking for an experienced, Senior Compiance Officer to join their growing team. The SeniorCompliance Officer will... ...trading and sales teams, ensuring a strong culture of compliance across the firm. This role will require 5 days a week onsite...Senior
- ...Deutsche Bank is seeking a Senior Compliance Officer for their New York office, focusing on the Private Bank's lending activities. This role includes providing compliance support and advising on banking regulations. Successful candidates will have a Bachelor's degree,...SeniorWork at office
$120k - $151k
...A leading global financial institution is seeking an experienced AML Compliance Specialist to support the Securities business within the U.S. and Canada. In this role, you will be responsible for providing advisory services on AML and sanctions risk, analyzing compliance...Senior- ...currently supporting a global multi-strategy hedge fund with a new senior compliance hire in New York. The hire will primarily provide support to... ...strategies. Direct report into the Global Chief Compliance Officer. Responsibilities : Serve as primary point of...Senior
$104k - $177k
We’re seeking a future team member for the role of Senior Vice President, Consumer Compliance Officer - Global Payments & Trade. to join our Risk & Compliance team. This role is located in Pittsburgh, PA or Lake Mary, FL In this role, you’ll make an impact in the following...SeniorTemporary workWorldwideFlexible hours- ...Advisory compliance — primary owner, all regions Real-time trading guidance across all asset classes and venues Building and maintaining... ...and product approvals Core compliance Oversee two Compliance Officers responsible for: Trade surveillance across all venues Regulatory...Senior
$88 per hour
...Job Description Senior Compliance OfficerEquity Research Compliance BizTek People is seeking a Senior Compliance Officer for our client, a global financial institution in New York City. Location: Midtown, NYC Schedule: Hybrid preferred (2 days onsite...SeniorContract workImmediate startRemote work$80 - $88 per hour
...Seeking an experienced Senior Compliance Officer to support the Control Room/Equity Research Compliance function. This role will serve as the subject matter expert on Information Barriers, advise Equity Research and Investment Banking teams on regulatory compliance, manage...Senior- ...Senior Compliance Officer – Investec USA Investec USA's Compliance Advisory function is based in our New York office and supports multiple business lines, with a primary focus on a registered broker‑dealer. You will be a key member of a compliance team, reporting to the...SeniorWork at office
- ...operational platform. Position Overview We are seeking an experienced Compliance Officer to lead and manage the firm's regulatory compliance program... ...work directly with regulators, auditors, legal counsel, and senior investment professionals. High degree of professionalism,...Senior
- ...Senior Compliance Officer Investec – Where Out of the Ordinary Happens At Investec, we do things differently. We're a leading international bank and wealth manager built on a culture of curiosity, entrepreneurial spirit and human connection. Ideas are heard, ambition...SeniorWork at officeRemote work
$160k - $212k
...Counsel Our fast-paced FEC Governance Team (part of the wider AML Compliance Team) is looking for a FEC Counsel with solid experience in... ...a people person who enjoys collaborating across levels of seniority, cultures, and backgrounds; and, You have a strong ability to...SeniorFull timeRelocation$125k - $222.5k
...Job Title Private Bank Americas - Senior Compliance Officer Corporate Title Vice President Location New York, NY Overview You will work in the Compliance Department as a business line compliance officer primarily focused on the Private Bank's lending activities. In addition...SeniorWork at officeWork from home$160k - $175k
...Date: Jul 11, 2026 Location: New York, NY, US, 10004 Company: Popular Workplace Type: Hybrid Senior Compliance Officer II US B Regulatory Compliance We are looking for a Senior Compliance Officer to join our Compliance Team. The role may be based in...SeniorFull timeTemporary workPart timeSeasonal workWork at officeImmediate startFlexible hours- Senior Compliance Officer/Deputy CCO to become CCO (New York, NY): Our client, a growing hedge fund focused looking to hire a Senior Compliance Officer or Deputy CCO. This individual will work closely with senior leadership and take on broad responsibility across the compliance...SeniorWork at officeWork from home
$191k - $305k
...About this role: Wells Fargo is seeking a Senior Lead Compliance Officer (Executive Director) to support the continued growth of its Prime Brokerage platform within Corporate & Investment Banking (CIB). The Senior Lead Compliance Officer will provide compliance...SeniorWork experience placementFlexible hours- ...that enables informed decisions. You will partner closely with compliance, legal, and operations stakeholders to strengthen controls... ...culture, this role offers meaningful impact. As a Sanctions Senior Officer in the Global Financial Crimes Compliance Commercial and Investment...SeniorWork at office
$125k - $175k
Purpose of Role Marex is recruiting a Surveillance Compliance Officer to join the team at our New York office. The role focuses on Trade Surveillance (Trade Activity and Communications) across a range of asset classes including Cash Equity, Fixed Income, Commodities and...SeniorWork at office$125k - $175k
...traders, banks, hedge funds and asset managers. With more than 35 offices around the globe, and over 2,300 dedicated people enabling... ...Purpose of Role: Marex is recruiting for a Surveillance Compliance officer to join the team our at our New York office. The role...SeniorWork at officeImmediate start- ...demand for assurance services. Our team is seeking a Contract Compliance Senior Consultant with experience performing royalty audits,... ...Brunswick, NJ; Red Bank, NJ; Princeton, NJ; or Philadelphia, PA office. This position is a hybrid role (3 days in the office).Withum...SeniorFull timeContract workWork at officeLocal area
$89k - $105k
...service conveniently at their fingertips, anytime and anywhere. The Compliance Specialist will help create and champion a culture of... ...our New York, Chicago, Westlake, TX, Denver, and Menlo Park, CA office(s), with in-person attendance expected at least 3 days per week...SeniorWork at officeFlexible hoursShift work3 days per week- ...FormFactor, Inc. in Livermore, California seeks a Senior Trade Classification Specialist to lead HTS/HTSUS classifications and ECCN... ...Chain, and external brokers to ensure accurate data and timely compliance. The role requires 10+ years in tariff classification, strong analytical...SeniorRemote work
- A biopharmaceutical company is seeking a Senior Manager, Global Regulatory Affairs Labeling to lead its global labeling initiatives. This role involves strategy development for labeling, ensuring compliance, and managing cross-functional stakeholder reviews. Candidates...SeniorRemote work
- ...Chesapeake Utilities Corporation is seeking a Compliance & Safety Analyst III to design and manage SAP-based compliance reporting, dashboards, and analytics. You will partner with Operations, Compliance, IT, and SAP teams to strengthen data governance and enable regulatory...Senior
$145k - $180k
...Tinder is seeking a Senior Regulatory Compliance Specialist for a 6-month temporary assignment in New York. The role involves leading high-impact regulatory projects, producing clear compliance documentation, and collaborating with legal and product teams. Candidates...SeniorTemporary work- ...Senior Regulatory Analyst We are seeking a Senior Regulatory Analyst to join a high-impact team focused on wholesale electricity... ...across North America. This role goes beyond traditional regulatory compliance, with a focus on translating complex policy developments into...Senior
- ...global management consulting firm based in New York is seeking a talented Management Consultant to support its Risk, Regulatory & Compliance Business Unit. Responsibilities include leading client delivery initiatives and managing projects in a complex regulatory...Senior
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