Compliance Specialist
LeadStack Inc.
Compliance ManagerReporting to the Vice President, Ethics & Legal Compliance, this role is an integral part of the SPE Ethics & Legal Compliance department. With day-to-day oversight and input from the Vice President, this position is responsible for:providing operational and project management support for global compliance objectives designed to mitigate company compliance risks;leading the SPE Ethics & Legal Compliance department's merger and acquisitions integration team;supporting the design and development of new compliance operations initiatives to address evolving business and compliance requirements; andcollaborating with business teams and relevant cross functional stakeholders to undertake additional activities as needed to address compliance requirements globally.Responsibilities include:providing operational and project management support for global compliance objectives designed to comply with laws, adhere to the Sony Group Corporation Compliance Education Protocol, and mitigate company compliance risks, including but not limited to handling the operational and project management aspects of: SPE's Conflict of Interest program, including the Annual Certification Campaign and ad hoc disclosures; conducting investigations related to SPE's third party screening and due diligence programs for compliance with Sony's Anti-Bribery and Third Party Engagement Policies and applicable laws; and SPE's securities trading notification processes for designated individuals. – 70%leading the SPE Ethics & Legal Compliance department's merger and acquisitions integration team to ensure implementation of all compliance requirements at newly acquired legal entities. – 10%supporting the design and development of new compliance initiatives to address evolving business and compliance requirements, including but not limited to designing and developing an annual Compliance Week highlighting compliance initiatives at SPE.collaborating with business teams and relevant cross functional stakeholders to undertake additional activities as needed to address compliance requirements globally. – 10%Preferred Education: BA, BS7-10 Compliance operations experience
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