Executive Vice President, Finance and Operations
Confidential
Executive Vice President, Finance and Operations
About the Company
Prominent financial services company specializing in investment management, research & trading services
Industry
Financial Services
Type
Privately Held
About the Role
The Company is in search of a strategic Executive Vice President (EVP) of Finance and Operations to take on a pivotal role in overseeing the financial management, operational performance, and regulatory compliance of its self-clearing proprietary broker-dealer and affiliates. The successful candidate will be a hands-on leader with deep expertise in broker-dealer operations, GAAP accounting, and SEC/FINRA reporting, and will be responsible for driving operational excellence, ensuring accurate financial reporting, and maintaining full compliance with regulatory and accounting standards. Key responsibilities include partnering with the CEO and senior leadership, identifying and leading operational improvement initiatives, performing P&L and margin analysis, and managing all financial and regulatory reporting. Applicants for the EVP position at the company should have a Bachelor's degree in accounting or finance, with an advanced degree being a plus, and an active FINRA Series 27 license. A CPA is preferred, and a minimum of 10 years' experience in broker-dealer finance and operations, particularly in a FINOP or senior finance leadership role within a self-clearing environment, is required. The role demands a comprehensive knowledge of broker-dealer operations, FINRA/SEC regulations, and financial reporting requirements, as well as strong analytical, organizational, and communication skills. The ideal candidate will be a strategic thinker, detail-oriented, and proactive in driving process improvements, with the ability to build strong relationships and influence key decisions across the organization. Experience in related disciplines such as compliance, risk management, cash management, and treasury is highly desirable.
Hiring Manager Title
CEO
Functions
- Finance
- Operations
Vacancy posted 5 days ago
Similar jobs that could be interesting for youBased on the Executive Vice President, Finance and Operations in Dallas, TX vacancy
- ...Executive Vice President, Client Services, Private Assets About the Company Esteemed financial... ...Solutions Financial Contracts Finance Insurance Specialties fund administration... ...in fund accounting and related operational processes, and a proven track record...Operations
- ...Chief Operating & Financial Officer (COO/CFO) About the Company Influential healthcare... .../CFO will also be a key partner to the Executive Director and the Board, providing financial... ...Manager Title Executive Director Functions Finance Operations ConfidentialOperations
- ...Executive Vice President, Multifamily Acquisitions About the Company Established national multifamily... ...valuation, capital structures, debt financing, and investment returns, and have the... .... A hands-on approach to property operations and a strategic mindset for value...Operations
- ...Executive Vice President of Service About the Company Reputable provider of facility management solutions Industry Construction... ...Executive Vice President - Service to lead the strategic and operational excellence of its service-related business units. The...Operations
- ...the completion of launch steps 8-10 and operation of the live program by: Providing... ...the fundraising effort, budget and manage finances Language: Ensure all public... ...training once every 3 years Be diligent in executing the T-Minus Plan prior to launch Actively...OperationsLocal area
LifeWise Academy
Dallas, TX3 days ago - ...Vice President of Finance (CPA Preferred) – Dallas, TX Ensign Services, Inc. is seeking a strategic and operationally focused Vice President of Finance to join our Service Center in Dallas... ...with operational acumen, executive presence, and the ability to build...Operations
Ensign Group
Dallas, TX3 days ago - ...advance to the Corporate Chief Finance Officer role in the next 12... ...Finance Director or Vice President of Finance to come join our... ...Finance is a key member of the executive leadership team responsible... ...closely with executive and operational leaders to develop and execute...OperationsTemporary work
Coralvita Healthcare Group
Richardson, TX2 days ago - ...conventions. Read and evaluate financial statements. Understand, analyze, and communicate sector-specific operations issues. Coordinate the financing process with architects, contractors, market and financial feasibility consultants, lawyers, issuers and other...OperationsFor contractors
Herbert J Sims & Co Inc
Dallas, TX4 days ago $153k - $210k
...Vice President Boston; Chicago; Dallas; New York Company Overview We are the better way to work in finance. As private equity's value creation partner, we sit at the heart of PE... ...creation. By combining extensive operational FP&A experience, data and...OperationsWork at officeLocal areaRemote work2 days per weekAccordion USA
Dallas, TX23 hours ago- ...Corporate: Leadership Job Category Finance and Accounting Job Function Tax Job Description The Vice President, Tax is a strategic leader... ...objectives. They partner closely with executive leadership, finance, legal, operations, and external advisors to optimize...OperationsWork at officeLocal areaFlexible hours
Forward Air
Dallas, TX2 days ago - ...Senior Vice President of Finance & Operations About the Company AI-driven prescriptive analytics platform for healthcare technology (HealthTech... ...cross-functional processes. This role requires a seasoned executive with a minimum of 12 years' experience in business...Operations
- ...Vice President of Finance About the Company Profitable, scaling consumer subscription and marketplace business Industry Internet... ...budgeting, month-end close, all financial analysis, and finance operations. The successful candidate will be responsible for managing...Operations
- ...Vice President, Underwriting, E&S About the Company Globally-recognized property & casualty... ...5001-10,000 Categories Finance Insurance Financial Services Business... ...Head of Casualty Brokerage Functions Operations Business Development ConfidentialOperations
- ...Vice President of Finance About the Company Reputable medical aesthetics practice with multiple locations Industry Medical Practice... ..., with the VP of Finance expected to work closely with Operations, HR, Marketing, and Clinical leadership to ensure that financial...Operations
- ...Vice President of Network Management About the Company Innovative... ...Technology Banking Health Finance ACA Insurance Hioscar... ...the contracting strategy, execution of contracts, and ensuring... ...relations, or health plan operations, with at least 10 years in a...Operations
- ...Senior Vice President, Finance About the Company High-growth healthcare organization scaling operations, analytics, and financial infrastructure for continued expansion. Industry... ...leadership position demands a finance executive with a proven track record in FP&A or a...OperationsRemote work
- ...Vice President of General Liability Claims About the Company Fast-growing organization... ...Services Insurance Brokerage Finance Information Technology & Services... ...customer-centric approach, a focus on operational efficiencies, and a commitment to fostering...Operations
- ...Vice President of Finance About the Company Restaurant industry. Industry Restaurants... ...Vice President of Finance to join their executive leadership team. The successful candidate... ...record in multi-unit restaurant operations, franchising, and growth-oriented financial...Operations
- ...Vice President, Sales Operations About the Company Innovative provider of leave management software... ...aspects of the sales organization. This executive role is pivotal in driving the go-to... ...a Bachelor's degree in business, finance, or a related field, with an MBA...Operations
- ...Vice President of Finance About the Company Texas business with a newly established service center... ...President of Finance with a strong operational focus to support its Texas business... ...effectively with operational leaders and executive teams. Strong executive communication...Operations
- ...Senior Vice President of Loan Operations About the Company Global organization driving operational excellence in fund administration and loan... ...position at the company should have a Bachelor’s degree in finance, accounting, or a related field, with an MBA or CFA...Operations
- ...Vice President of Accounting About the Company Prominent provider... ...role in leading its financial operations and preparing the... ...key business partner to the executive team, driving financial strategy... ...Bachelor’s degree in accounting, finance, or a related field, with a...Operations
- ...Vice President of Credit & Business Intelligence About the Company... ...small and medium size business financing and factoring About the... ...the challenge of business operations through data and data science... ...merchant experience, and managing executive discussions on analytics...Operations
- ...Senior Vice President, Finance & Shared Services About the Company Fast-growing hotel management & development... ...will be responsible for defining and executing the company's shared services strategy, with a focus on operational excellence, scalability, and automation....Operations
- ...Vice President of Finance, CBSS About the Company Leading manufacturer & supplier of commercial... ...oversight of the division's finance operations. This includes financial reporting and... ...experience in strategic planning, execution, and change management. Strong knowledge...Operations
- ...Chief Executive Officer (CEO) About the Company A franchise-... ...growth, franchisee support, and operational excellence. Industry... ...Bachelor's degree in business, finance, or a related field, with an... ...sustainability. Functions ~ CEO/President ConfidentialOperations
- ...Vice President, Clinical Policy & Risk Management About the Company... ...Capital Health & Wellness Finance Business Classifications... ..., and reporting of operational and clinical risks, as well... ...excellent communication skills, executive presence, and the ability to...Operations
- ...Vice President of Servicing & Collections About the Company Innovative... ...Specialties automotive financing finance financial... ...the end-to-end strategy and executive accountability of the servicing... ...in business, finance, operations, or a related field, and at...Operations
- ...Vice President, Financial Planning & Analysis About the Company... ...and financial analytics. This executive will be a trusted strategic... ...financial sustainability, and operational excellence. Key responsibilities... ...of 10 years' of healthcare finance experience, including at...Operations
- ...Vice President, Payment Integrity, Innovations & Solutions About the... ...Management Consulting Operations Management Information Technology... ...platforms healthcare finance & accounting insurance... ...leader, engaging with executive stakeholders to articulate solution...Operations
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Executive Vice President, Finance and Operations. Be the first to apply!
Related searches
- chief operating officer healthcare Dallas, TX
- chief operating officer - coo Dallas, TX
- executive vice president Dallas, TX
- coo Dallas, TX
- coo non profit Dallas, TX
- chief operating officer Dallas, TX
- chief administrative officer Dallas, TX
- cannabis operations Dallas, TX
- dental operations Dallas, TX
- treasury operations Dallas, TX