Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

Senior Regulatory Program Analyst — Controls & Compliance

Teachers Insurance and Annuity Association of America

Teachers Insurance and Annuity Association of America in Charlotte is seeking a Senior Analyst in Regulatory Program Management to evaluate internal controls and ensure regulatory compliance. The role entails overseeing cross-functional implementation of broker dealer programs and providing recommendations to management. Ideal candidates will have 5+ years in financial services and hold Series 7 and 24. Competitive pay range is offered, along with a commitment to equal opportunities in hiring. #J-18808-Ljbffr Teachers Insurance and Annuity Association of America

Vacancy posted 5 days ago
Similar jobs that could be interesting for youBased on the Senior Regulatory Program Analyst — Controls & Compliance in Charlotte, NC vacancy
  • ## US Compliance - Regulatory Issue Management Senior AnalystApplyremote type: On Sitelocations:...  ...future-focused compliance program. This not just about...  ...Issue Management Senior Analyst has the following key responsibilities...  ..., assessment, control, and monitoring of... 
    Senior
    Work experience placement
    Work at office
    Local area
    Immediate start
    Work from home
    Flexible hours

    TD Bank

    Charlotte, NC
    1 day ago
  •  ...Controlled Information Compliance Specialist Come Build Your Career at Aecon! Aecon delivers some of the...  ...energy, industrial and nuclear programs. The projects we build connect communities...  ...management environments. Monitor regulatory and contractual changes impacting unclassified... 
    Suggested
    Contract work
    Work at office

    Aecon Group Inc.

    Charlotte, NC
    1 day ago
  • $72.28k - $117.52k

     ...Line of Business: Compliance Job Description:...  ...future-focused compliance program. This not just about implementing...  ...procedures and controls related to regulatory compliance within business...  .... Duties: The Senior Compliance Testing Analyst is responsible for executing... 
    Senior
    Work experience placement
    Work at office
    Local area
    Work from home
    Flexible hours

    TD Bank

    Charlotte, NC
    4 days ago
  • $71k - $122k

     ...second line of defense Compliance Risk Management...  ...Evaluation and Assurance Program (the “REA Program”) has...  ...providing input over control effectiveness through...  ...relationships with mid to senior level management, other...  ...(CFE), Certified Regulatory Compliance Manager (CRCM... 
    Suggested
    Work at office
    Flexible hours
    Shift work

    Key Bank

    Charlotte, NC
    14 hours ago
  •  ...design and implementation of the Internal Controls framework. · Perform day-day execution...  ...support the organization with control compliance, such as evidence maintenance, job aids,...  ...Personal Leave Associate Shopping Program Health and Wellness Programs Discount... 
    Senior
    Local area
    Flexible hours

    Compass Corporate

    Charlotte, NC
    13 days ago
  • Strategic Staffing Solutions is seeking a Senior Business Analyst - (Regulatory & Compliance) for a W2 contract opportunity in Charlotte, NC. This hybrid position will require candidates to analyze regulatory requirements, partner with stakeholders, support compliance... 
    Senior
    Contract work

    Strategic Staffing Solutions

    Charlotte, NC
    4 days ago
  • $100k - $170k

    A prominent financial institution in Charlotte is seeking a Lead IT Risk Controls Analyst to oversee compliance with regulatory requirements and implement risk management strategies. The role requires extensive evaluation of information security risks, internal controls... 
    Senior

    City National Bank

    Charlotte, NC
    5 days ago
  • $170k - $300k

    The Program Senior Group Manager manages multiple teams through other managers. In-depth understanding...  ..., its clients and assets, by driving compliance with applicable laws, rules and...  ...and escalating, managing and reporting control issues with transparency, as well as effectively... 
    Senior
    Full time

    Citi

    Charlotte, NC
    3 days ago
  • $72.28k - $117.52k

     ...Description: The Senior Group Risk Analyst provides a broad range...  ...of independent 2LOD controls testing across...  ..., and contribute to regulatory and internal risk reporting...  ...or functional programs Executes on complex...  ...and Regulatory Rule Compliance Identify opportunities... 
    Senior
    Local area
    Work from home
    Flexible hours

    TD Bank

    Charlotte, NC
    8 days ago
  •  ...A leading distributor in plumbing and HVAC/R is seeking a Customs Specialist in Charlotte, NC. The role involves ensuring compliance with U.S. Customs regulations and managing import documentation. Candidates should have over 5 years of experience in customs compliance... 
    Senior
    Full time

    Sunbelt Marketing

    Charlotte, NC
    3 days ago
  •  ...Flexential Corp in Charlotte, NC is seeking an experienced Payroll Analyst responsible for ensuring accurate payroll processing and compliance with regulations. This role demands high attention to detail, close collaboration with management, and timely reporting on payroll... 
    Senior
    Flexible hours

    Flexential

    Charlotte, NC
    14 hours ago
  • $95k - $105k

     ...Description Sr. GRC Analyst About Subsplash...  ...the Role The Senior GRC Analyst acts as...  ...and maturing our control environment to ensure...  ...ahead of evolving regulatory and threat landscapes...  ...an AI-first compliance function, and this...  ...that scale our GRC program. Compensation... 
    Senior
    Temporary work
    Currently hiring
    Remote work
    Relocation

    Subsplash

    Charlotte, NC
    8 days ago
  •  ...LeoForce is seeking a Mid-Level Controls Technician in Charlotte, North Carolina. This role focuses on installing, programming, and servicing building automation systems (BAS) for commercial projects. Ideal candidates will have 3–5+ years in BAS/HVAC systems and strong... 
    Senior

    Leoforce

    Charlotte, NC
    3 days ago
  • $77k - $202k

     ...Business Process & IT Controls Sr Associate, you will...  ...you will focus on SAP compliance and security, analyzing...  ...sensitive data. As a Senior Associate, you will...  ...maintaining compliance with regulatory standards....  ...proficiency in compliance program implementation Excelling... 
    Senior
    H1b

    PRICE WATERHOUSE COOPERS

    Charlotte, NC
    1 day ago
  •  ...remotely if selected to fill this position. Job Summary: The Senior Regulatory Specialist is a contributing member of cross-functional...  ...Maintains regulatory files and databases to ensure compliance with regulatory requirements Provides regulatory guidance... 
    Senior
    Work at office
    Remote work
    Worldwide

    Dentsply Sirona

    Charlotte, NC
    1 day ago
  • $91k - $145.6k

     ...Management Job Description: The Senior Risk Analyst Governance and Control manages the development and...  ...segments on industry practices and regulatory requirements. Depth & Scope:...  ...benefits, savings and retirement programs, paid time off (including Vacation... 
    Senior
    Work at office
    Local area
    Work from home
    Flexible hours

    TD Bank

    Charlotte, NC
    1 day ago
  •  ...address climate change and air pollution. POSITION The Senior Policy Program Manager leads CleanAIRE NCs public policy and advocacy...  ...direction and execution of the organizations legislative and regulatory agenda. This role advances policies that improve air... 
    Senior
    Temporary work
    Casual work
    Work at office
    Local area
    Remote work
    Flexible hours
    Afternoon shift

    cleanAIRE NC

    Charlotte, NC
    8 days ago
  • $10k

    Sr Regulatory Specialist, Environmental Compliance Sr Regulatory Specialist position providing support to the company’s environmental compliance program responsible for various types of environmental matters including, but not limited to, issues related to Environmental... 
    Senior
    Hourly pay
    Full time
    Work experience placement
    Work at office
    Local area
    Remote work

    Crown Castle

    Charlotte, NC
    5 days ago
  •  ...Trade Compliance Specialist, Free Trade Agreements ASSA ABLOY is...  ...Manage the Free Trade Agreement program of all products for the ASSA...  ...be utilized to minimize trade control restrictions, duty spend and/...  ..., ensuring adherence to regulatory standards while fostering innovative... 
    Local area

    Assa Abloy Group

    Charlotte, NC
    3 days ago
  • $60k - $75k

     ...activities are properly documented and in compliance with all applicable laws and regulations...  .... ~ Understanding of the Commerce Control List (CCL) and ECCN classification. ~...  ...a difference through our paid Volunteer Program, Xylem Watermark. We prioritize our employees... 
    Work at office

    Xylem

    Charlotte, NC
    4 days ago
  • $60k - $75k

     ...activities are properly documented and in compliance with all applicable laws and regulations...  .... Understanding of the Commerce Control List (CCL) and ECCN classification. Knowledgeable...  ...a difference through our paid Volunteer Program, Xylem Watermark. We prioritize our... 
    Work at office

    Xylem

    Charlotte, NC
    4 days ago
  •  ...Position Overview) As a Customs Regulatory Specialist, you will play a...  ...supporting Siemens Energy’s compliance with U.S. and international...  ...on customs and export control requirements, reviewing transactions...  ...trade compliance training programs while coaching and reviewing... 
    Permanent employment
    Visa sponsorship

    Siemens Energy

    Charlotte, NC
    4 days ago
  • Transportation Compliance SpecialistWe are seeking a highly organized...  ...centralize and oversee all regulatory, tax, and documentation...  ...managing critical compliance programs such as DOT, IFTA/IRP, HVUT,...  ...IFTA reporting and internal controls.Documentation Control & CentralizationDevelop... 
    Local area

    Hunter Super Techs - TurnPoint

    Charlotte, NC
    4 days ago
  •  ...Commission, is looking for an Public Utilities Regulatory Analyst II. The primary purpose of this...  .../expense items, establishment and compliance with regulatory conditions, utility tax...  ..., audit, and examine financial and/or program information sources for accuracy, integrity... 
    Full time
    Flexible hours

    State of North Carolina

    Charlotte, NC
    3 days ago
  • $90k - $160k

    Overview: IT RISK & CONTROL SENIOR ANALYST WHAT IS THE OPPORTUNITY? "The IT Risk Senior Analyst is a subject-area specialist with specialized...  ...Analyst includes third party security and overall security program effectiveness in mitigating risk. The ITRC Analyst's goal... 
    Senior
    Full time
    Remote work

    City National Bank

    Charlotte, NC
    more than 2 months ago
  • As a Sr. Export Compliance Officer here at Honeywell, you will play a critical role in ensuring that our company operates within the boundaries...  ...you will impact the company's adherence to import and export controls, customs compliance, and international trade transactions.... 
    Senior
    Temporary work
    For contractors
    Flexible hours

    Honeywell International, Inc.

    Charlotte, NC
    1 day ago
  •  ...Compliance Analyst CAPTRUST is seeking a Compliance Analyst...  ...the compliance program for an established federally...  ..., regulations, and regulatory guidance. Our ideal...  ..., procedures and controls. The ideal candidate...  ..., or local laws.#mid-senior This position will... 
    Temporary work
    Local area
    Immediate start
    Flexible hours

    CAPTRUST

    Charlotte, NC
    4 days ago
  • $70k - $130k

    Overview: SENIOR HR COMPLIANCE SPECIALIST WHAT IS THE OPPORTUNITY? Reporting to the Human Resources Compliance Manager, the Senior Human...  ..., and continuous improvement of compliance management programs within the Human Resources division across the U.S. in a matrix... 
    Senior
    Full time
    Work at office
    Local area
    Remote work

    City National Bank

    Charlotte, NC
    a month ago
  •  ...Payroll Analyst As a Payroll Analyst, you'll be responsible for the...  ..., meal and rest break compliance, and other strategic planning...  ...perform assessments of internal controls and work with Management to increase...  ...Fund. Employee Discount Program. Career Development & Promotional... 
    Senior
    Hourly pay
    Local area

    United Rentals

    Charlotte, NC
    14 hours ago
  •  ...Albemarle is hiring for a Senior Benefits Consultant, Health & Welfare Programs. This hybrid role is...  ...and cost efficiencies. Compliance, Governance & Quality Assurance...  ...support for audits, regulatory activities, and...  ...quality assurance processes, controls, and governance... 
    Senior
    Work at office
    Local area

    Albemarle Netherlands BV

    Charlotte, NC
    14 hours ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to Senior Regulatory Program Analyst — Controls & Compliance. Be the first to apply!