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...regulations and ethical standards. As such, responsibility for Compliance is not assigned to a given function (e.g., the Compliance... ...include programs administered by the Company’s Compliance officers. The Chief Compliance Officer (“The CCO”) assesses the extent to which...
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...Chief Compliance Officer
Regal Securities, Inc . is seeking a Chief Compliance Officer (CCO) based at its headquarters in Glenview, Illinois. This leadership position is not remote.
We are searching for a motivated CCO to lead the Compliance Department of a FINRA...
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Overview:
The Chief Compliance Officer (CCO) (Compliance Officer Lead) provides administration, vision, strategic direction, coordination, and implementation of a comprehensive and cohesive compliance and ethics program at Utah State University (USU). The CCO leads...
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...General Counsel & Chief Compliance Officer++ (New York, NY) : Our client, a $1B+ hedge fund with a strong reputation and track record, is looking to hire their first fully dedicated GC & CCO. This new hire will be a part of the teams executive leadership committee and...
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...loan origination services to the latest in regulatory and compliance solutions. What drives us every day? A desire to innovate... ...business is always consistent with current regulations, and as Chief Compliance Officer, you play a key role. We are looking for a Chief...
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...Job Description:
The Chief Compliance Officer is responsible for the Bank's Compliance program including development, implementation and reporting for the Bank's Compliance Management System. With direct responsibility for a team of compliance professionals, the incumbent...
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Bank staff
...always. Find your next career opportunity and make a difference doing what you love at Children's.
Job Description
The Chief Compliance Officer provides leadership and direction to the Compliance Program, which includes developing, implementing, and communicating...
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We are looking for a Chief Compliance Officer who will play a crucial role in ensuring that Vise operates in compliance with all applicable laws, regulations, and industry standards. You will work closely with other departments to identify potential compliance issues and...
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...Job Description
Chief Compliance Officer
Onsite Work in Miami, FL
215-225k total comp.
Talentry is looking for a Chief Compliance Officer to ensure our HIPAA, accreditation (URAC, VIPPS, ACHC, etc.), and statutory compliance. The right person will develop and...
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...Job Description
Job Description Description: SUMMARY
The Chief Compliance Officer is responsible for overseeing operational regulatory compliance such as BSA/AML, CRA, lending compliance, and deposit operations compliance for the bank. The Chief Compliance Officer...
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...Description
The Chief Compliance Officer oversees the University of Houston System's (UHS) compliance programs, helping ensure the institution is following federal and state regulations. Directs the formulation, execution, and evaluation of strategic compliance planning...
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...Introduction
Chief Compliance Officer(Program Manager I)
Office of External Affairs (Baltimore)
Position is Open Until Filled
Salary Range: Grade 19 - $85,168 - $111,505 (depending on experience and qualifications)
This is a Management...
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...and trading at our own risk.
Headquartered in Chicago with offices throughout the U.S., Canada, Europe, and Asia, we trade a... ...innovation and a willingness to challenge consensus.
As a Deputy Chief Compliance Officer in our Chicago headquarters office, you'll assist in...
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...Deputy Chief Compliance Officer
About the Company
Reputable local financial services provider
Industry
Financial Services
Type
Privately Held
About the Role
The Deputy Chief Compliance Officer will be responsible for overseeing and directing the...
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Local area
We are actively recruiting for an seasoned banking Compliance professional to function as Deputy Chief Compliance Officer. Candidates should be in a Lead or Managerial Role in Commercial Banking .Reporting to the Chief Compliance Officer, the Deputy Chief Compliance...
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...as an innovator, industry thought leader and trusted advisor to our clients.
As a key member of PIMCO's Compliance team, the Deputy Chief Compliance Officer will have responsibility for providing strategic leadership and oversight for a broad range of compliance work...
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...ScionHealth is recruiting for a VP & Chief Compliance Officer to join our team! This is a hybrid role that can be based in either our Louisville, Kentucky Support Center or our Franklin / Nashville, Tennessee Support Center.
Job Summary
The VP & Chief Compliance...
...consumer, business and commercial banking solutions, including a full range of lending products. Reporting to the COO, the Chief Risk and Compliance Officer is responsible for (1) maintaining a strong Compliance Management Program designed to ensure the company's compliance...
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...Chief Legal Affairs and Compliance Officer
At PCOM, we espouse to grow a culturally competent workforce to advance healthcare that touches the lives of underserved communities. Diversity and inclusion is the core component of our institutional identity and a key pillar...
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...Your Impact
The General Counsel / Chief Ethics and Compliance Officer is the senior-most legal executive in the organization, responsible for providing strategic legal guidance on a global scale to the executive team and Board of Directors on a host of corporate and...
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