Average salary: $105,833 /yearly
More statsSearch Results: 27,546 vacancies
...A boutique Hedge Fund is looking bring on a compliance associate in their Connecticut office.
A Global Macro Hedge Fund is looking to bring on a Compliance Associate in their Connecticut office.
Responsibilities:
Assist with MFA Self Exam and SEC Annual Review...
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...CAIPA MSO is a certified Great Place to Work organization as we strive to take care of our team and the clients we service. The Compliance Associate is responsible for a variety of clerical tasks, and project support to the Compliance Department. These include but are not...
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For contractors
The Firm Administration Department of Arnold & Porter has an opening for a Compliance ; The Compliance Coordinator may be located in Chicago, New York, or Washington, DC ; The Compliance Coordinator is responsible for assisting the Director of Client Service & Compliance...
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...Job Description
Job Description The Compliance Associate will provide support to the Senior Vice President of Compliance addressing e-waste, workplace health and safety, and the impact on the global community.
Essential Duties and Responsibilities include the...
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Remote job
...Sumitomo Mitsui Brasileiro S.A., and Sumitomo Mitsui Finance and Leasing Co., Ltd.
Role Description
This role will support the Compliance Program Governance team in overseeing the Corporate Compliance Budget process for the Americas Division of SMBC. This role will...
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Local area
Work from home
Worldwide
The Role:
A senior compliance associate is responsible for ensuring that investment portfolios and funds are managed in accordance with applicable investment guidelines, regulations, and restrictions. The role will also address conflicts, review and update policies...
Suggested
Local area
...Job Description
Job Description Summary:
The Child Mind Institute (“CMI”) seeks a Compliance Associate to join our legal team. CMI is an independent New York not-for-profit organization dedicated to transforming the lives of children and families struggling with...
Suggested
Full time
Contract work
Work experience placement
Local area
Flexible hours
...As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks, and using your expert judgement to solve real-world challenges...
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...employees can be themselves, reach their full potential and drive business results.
Summary:
Associate Directors are a client’s key contact throughout their compliance process.
Associate Directors need strong interpersonal skills and the ability to develop...
Suggested
Worldwide
...week.
This position could be based in the following alternate location: White Plains, NY (New York)
The Senior Associate in the Corporate Compliance Department is responsible for managing the compliance oversight programs for our Group Membership Association...
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Work experience placement
Local area
Remote job
1 day per week
...Rutherford is partnered with one of the world's fastest growing multi-strategy funds ($12bn+ AuM) currently looking to grow their Compliance team (NY). This firm has earned the reputation of having best-in-class technological resources with a very high performing front...
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Permanent employment
Our Client
Rutherford are partnered with a boutique multi-strategy hedge fund looking to grow their compliance team following the successful global expansion of the front office trading teams.
Main Duties
Key responsibilities for this position will include, but...
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Permanent employment
Summer work
**Security & Delivery Driver Compliance Associate**
* Warrensburg, NY
* Full-Time
* Compliance
* Security & Delivery Driver Compliance Associate
**About Etain:**
Etain Health is New Yorks only family-run, women owned and operated medical marijuana company. We...
Suggested
Full time
Outdoor
...robust insight is make or break, clients count on them.
The Role
Our client is looking for a results-oriented Content Compliance Associate to join their global Content Compliance team and be based in New York. The Legal and Compliance team is a dynamic, external...
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Holiday work
Work experience placement
Summer work
Immediate start
...education, health and wellness, arts and culture, and civic engagement.
The Role: Under the direction of the Director of Compliance, the Associate Director of Compliance is responsible for monitoring compliance standards of the Center for Recovery Wellness (CRW)...
Suggested
Local area
Our client, a leading private equity firm in Midtown Manhattan is looking for a Compliance Coordinator/Associate to join their team. This role will assist the CCO to ensure the organization is in compliance with all regulations, laws, and policies.
The Compliance Coordinator...
Work experience placement
Remote job
...reports, conducting other tasks assigned by the head of department, etc.
Responsibilities:
Implement BSA/AML/OFAC/Sanctions Compliance Program in Front Line Unit
Assist to maintain, update and communicate MKD/MOD compliance operational procedures or compliance...
MORE ABOUT THIS JOB:
GLOBAL COMPLIANCE
Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firms culture of compliance. Compliance accomplishes these through the firms enterprise...
...third day unique to each team or employee).
The impact you will have in this role:
Being a member of the Risk Align Compliance team, the Associate Director will assist in evaluation and monitoring of key controls demonstrated by DTCC's Financial Risk Management...
Local area
Remote job
Worldwide
Flexible hours
...EMPLOYEES IN THE TITLE AND THOSE THAT ARE REACHABLE ON THE PRINCIPAL ADMINISTRATIVE ASSOCIATE CIVIL SERVICE LIST ARE ELIGIBLE TO APPLY.
Under the supervision of the Director of Compliance, the incumbent will be responsible for the following tasks but not limited to:...
Permanent employment
Full time
