Average salary: $60,000 /yearly
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...Position Overview:
Masterworks is seeking a highly motivated Compliance professional who is passionate about finance and investments... ...relevant regulations and industry best practices. The Compliance Associate will report directly to the CCO as part of a small legal and...
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Fixed term contract
...CAIPA MSO is a certified Great Place to Work organization as we strive to take care of our team and the clients we service. The Compliance Associate is responsible for a variety of clerical tasks, and project support to the Compliance Department. These include but are not...
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...Job Description
Job Description Consumer Regulatory Compliance Officer
located onsite in Manhattan with a foreign bank
Base salary $100-135K based on experience and skills
Required Education and Experience:
BA or BS required. A minimum of 5-7 years of...
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...Job Description
Job Description Role Title: Program Compliance Manager
The Company :
At impact.com our culture is our soul... ...and presentations (e.g. business reviews) as needed
Oversee associate day-to-day tasks
Does this sound like you?
~3+ years of...
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Remote job
Flexible hours
...to experiment empower us individually and together deliver the best products for our clients and users.
We are looking for a Compliance professional to help develop our company-wide Compliance Management Program. Working with our Head of Compliance, you will ensure...
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...and aerospace manufacturers.
BJG Electronics is seeking a detail-oriented and organized individual to fill the role of Customer Compliance Specialist. The primary responsibility of this position is to complete a variety of compliance forms, ensuring accuracy and adherence...
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...Description Reports to : The Executive Director
FLSA Status : (X) Exempt ( ) Non Exempt
The Quality Assurance and Corporate Compliance Officer:
Will be responsible for oversight and management of quality assurance activities, requirements and internal controls....
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Local area
...spectrum to approximately 500 institutional investors across the globe. Visit for more information.
Clarion Partners is seeking a compliance professional to join the Legal and Compliance team in providing the following support for the firm's regulated entities in the US...
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Local area
...vulnerable populations throughout New York City.
The Occupancy Compliance Specialist is responsible for the overall day-to-day... ...Property Management and Property Managers.
Qualifications:
Associate's degree with 3+ years’ experience preferred or High School diploma...
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...Daily responsibilities include but not limited to:
Manage compliance operations on the day-to-day basis;
Aid CCO with compliance program intiatives;
Conduct research with proprietary tools to identify red flags in AML/market manipulation and relevant customer...
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Full time
...position is a hybrid schedule, located in either our NY Office or White Plains Office 1 day a week.
New York Life's Corporate Compliance Team is seeking a compliance professional with audit and oversight experience to manage one of New York Life's group insurance business...
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Work experience placement
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3 days per week
1 day per week
...Refinitiv).
Scope
Houlihan Lokey, a leading global investment banking firm, is seeking a self-motivated, proactive Marketing Compliance Associate to support the growing Marketing team. The Marketing Compliance Associate is responsible for overseeing certain regulatory...
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Worldwide
...commutable distance.
**What we do:**
Accounting Policy & Compliance roles are responsible for the adherence and interpterion of local... ...or requirements** **, efforts, skills or working conditions associated with the job. While this is intended to be** **an accurate** *...
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Bank staff
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...to SG's U.S. business operations
Requesting feedback on regulatory changes from subject matter experts, including Legal and Compliance coverage and other stakeholders; coordinating their input into the Regulatory Tracker module of the Compliance Department's Governance...
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...Position Information
Hiring Manager:
Deputy General Counsel
Department:
Legal & Compliance
Department Overview
The Legal & Compliance Department is responsible for managing legal risk and providing legal counsel for each of the Firm's functions. The...
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Temporary work
...Job Description
Job Description The Compliance Associate will provide support to the Senior Vice President of Compliance addressing e-waste, workplace health and safety, and the impact on the global community.
Essential Duties and Responsibilities include the...
Remote job
...Global Compliance
Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance risk management...
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...Job Description
Job Description ABOUT THE ROLE
YieldStreet is looking for a Compliance Associate to work with and report to the Chief Compliance Officer. In this role you will assist with the oversight of an SEC registered investment adviser, with a related FINRA...
Temporary work
Summer work
Remote job
3 days per week
...Responsible AI team and if youre experienced in Monitoring & Compliance with a Responsible AI background, wed love to hear from you.... ...developed, implemented, and maintained in a way that mitigates risks associated with AI. But youll also have at least a years experience...
Work experience placement
Local area
...monitor all credentialing/background checks, while maintaining accuracy and data integrity.
Responsible for interpretation and compliance with the appropriate accrediting and regulatory agencies, while developing and maintaining a working knowledge of the statues and...