Average salary: $45,464 /yearly
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...Position Overview:
Masterworks is seeking a highly motivated Compliance professional who is passionate about finance and investments... ...relevant regulations and industry best practices. The Compliance Associate will report directly to the CCO as part of a small legal and...
Suggested
Fixed term contract
...CAIPA MSO is a certified Great Place to Work organization as we strive to take care of our team and the clients we service. The Compliance Associate is responsible for a variety of clerical tasks, and project support to the Compliance Department. These include but are not...
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For contractors
...Daily responsibilities include but not limited to:
Manage compliance operations on the day-to-day basis;
Aid CCO with compliance program intiatives;
Conduct research with proprietary tools to identify red flags in AML/market manipulation and relevant customer...
Suggested
Full time
MORE ABOUT THIS JOB:
GLOBAL COMPLIANCE
Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firms culture of compliance. Compliance accomplishes these through the firms enterprise...
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Compliance Associate
NewtonX | New York, Chicago, Remote
About NewtonX:
NewtonX is the world's leading B2B research company. We use proprietary, AI-driven search that scans 1.1 billion professionals across 140 industries to find the exact person to answer any...
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Remote job
Holiday work
Temporary work
Immediate start
Flexible hours
...Job Description
Job Description We are looking for a full-time Compliance Associate to join the Grant Audit and Compliance department in our New York office. You will be responsible for managing the portfolio of grantees and providing support by analyzing financial...
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Full time
Worldwide
...spectrum to approximately 500 institutional investors across the globe. Visit for more information.
Clarion Partners is seeking a compliance professional to join the Legal and Compliance team in providing the following support for the firm's regulated entities in the US...
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Local area
...Supports the Compliance, Privacy and Ethics Manager with regard to privacy, compliance and ethics issues and responsibilities. Assists... .... CHC or CHPC certification from the Health Care Compliance Association, or a CIPM from the International Association of Privacy Professionals...
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Full time
...Job Description
Job Description The Compliance Associate will provide support to the Senior Vice President of Compliance addressing e-waste, workplace health and safety, and the impact on the global community.
Essential Duties and Responsibilities include the...
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Remote job
...Job Description
Job Description Summary:
The Child Mind Institute (“CMI”) seeks a Compliance Associate to join our legal team. CMI is an independent New York not-for-profit organization dedicated to transforming the lives of children and families struggling with...
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Full time
Contract work
Work experience placement
Local area
Flexible hours
...Rutherford is partnered with one of the world's fastest growing multi-strategy funds ($12bn+ AuM) currently looking to grow their Compliance team (NY). This firm has earned the reputation of having best-in-class technological resources with a very high performing front...
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Permanent employment
...to SG's U.S. business operations
Requesting feedback on regulatory changes from subject matter experts, including Legal and Compliance coverage and other stakeholders; coordinating their input into the Regulatory Tracker module of the Compliance Department's Governance...
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Work experience placement
Local area
Remote job
...Job Description
Job Description The Compliance Manager at Diamond Braces plays a crucial role in leading the day-to-day operations of our compliance program across multi-state orthodontic practices. With direct engagement with the compliance committee and clinical...
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...Ladenburg Thalmann Asset Management
Compliance Associate
Location: 640 Fifth Avenue, New York, NY 10019 and Remote
Summary:
We are seeking a detail-oriented Compliance Associate to join the team within Ladenburg Thalmann Asset Management, a member of...
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Remote job
...week.
This position could be based in the following alternate location:?White Plains, NY (New York)
The Senior Associate in the Corporate Compliance Department is responsible for managing the compliance oversight programs for our Group Membership Association Division...
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Work experience placement
Local area
Remote job
3 days per week
1 day per week
...Refinitiv).
Scope
Houlihan Lokey, a leading global investment banking firm, is seeking a self-motivated, proactive Marketing Compliance Associate to support the growing Marketing team. The Marketing Compliance Associate is responsible for overseeing certain regulatory...
Worldwide
...Job Summary:
Under the direction of the Manager of Trade Compliance, the Trade Compliance Specialist is responsible for assisting in maintaining regulatory compliance for Dassault Falcon Jet (DFJ) as it pertains to domestic/international related functions, as well...
Work experience placement
...GLOBAL COMPLIANCE
Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance risk management...
Full time
Temporary work
Part time
Work experience placement
Afternoon shift
...About the role
The Senior Trade Compliance Analyst role is responsible for supply chain data analysis, with focus on tariffs cost and... ...and ultimately benefit the program.
Evaluate documentation associated with imports/export prior to shipment for accuracy for duty...
Local area
...Job Description
Job Description Role Title: Program Compliance Manager
The Company :
At impact.com our culture is our soul.... ...and presentations (e.g. business reviews) as needed
Oversee associate day-to-day tasks
Does this sound like you?
~3+ years of customer...
Remote job
Flexible hours