Search Results: 38,281 vacancies
...Job Description
The Office of the New York City Comptrollers Bureau of Asset Management (BAM) supports the Comptroller in his role... ...investment managers; only short-term cash is internally managed. The Compliance Officer will work with the Chief Compliance Officer (CCO) to...
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Temporary work
3 days per week
...Job Title: Trade Compliance Officer
Responsibilities:
Monitor trading activities to ensure compliance with relevant regulations, laws, and policies
work with traders to ensure that all trades are executed in compliance with regulatory requirements and...
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...and loan origination services to the latest in regulatory and compliance solutions. What drives us every day? A desire to innovate in the... ...consistent with current regulations, and as Chief Compliance Officer, you play a key role. We are looking for a Chief Compliance...
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Our client, a large organization with recently revised remote guidelines, is looking for a Contract HR Compliance Officer who will be tasked with ensuring the organization's employment policies align with the needs of a dispersed workforce.Alongside a deep knowledge of...
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Hourly pay
Contract work
Freelance
Local area
Remote job
Flexible hours
...Chief Compliance Officer
About the Company
Award-winning local brokerage firm
Industry
Financial Services
Type
Privately Held
About the Role
The Chief Compliance Officer will be responsible for managing and directing the firm's compliance programs...
Suggested
Local area
...and reinsurance products under the management of The Global Atlantic Financial Group.
POSITION OVERVIEW
KKR is seeking a Compliance Officer to join KKR's Global Compliance team with a focus on the compliance program for transactional regulatory filings including...
Suggested
Work experience placement
...About the Role:
Grade Level (for internal use):
10
The Role: Compliance Officer - Control Room
The Team: Control Room is part of the Compliance Monitoring and Exams part of S&P Global Ratings Compliance. Its members apply standardized monitoring and surveillance...
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Second job
Worldwide
Flexible hours
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...The Global Atlantic Financial Group.
TEAM OVERVIEW
KKR's Compliance team is responsible for developing and enforcing compliance... ...capital markets.
POSITION SUMMARY
Based in one of KKR's core offices, this individual will be responsible for supporting various...
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...Update date
18/04/2024
Job description
Business type
Types of Jobs - Compliance / Financial Security
Job title
AML / OFAC Compliance officer
Contract type
Permanent Contract
Job summary
Summary:
Reporting to the Head of Financial...
Suggested
Permanent employment
Contract work
Bank staff
Worldwide
Senior Compliance Officer - MNPI
This role will provide senior Compliance coverage in relation to handling of material non-public information as it pertains to firm trading, with a focus on distressed credit, CMBS and wall crossings. Operating in close partnership with...
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Local area
...Deputy Chief Compliance Officer
About the Company
Well-established financial services institution
Industry
Financial Services
Type
Privately Held
About the Role
The Deputy Chief Compliance Officer will be responsible for supporting key stakeholders...
Suggested
...to Rule 206(4)-7 of the Advisers Act which includes conducting reviews of the Groups policies and procedures as included in the Compliance Manual.
Conduct general compliance reviews for the Group, including but not limited to: marketing reviews, personal securities...
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...to today's digital economy. We are the go-to Bank for the fintech ecosystem. For more information, visit
The Role:
The Compliance Officer is responsible for all aspects of the consumer compliance program to ensure Piermont Bank adheres to applicable laws, regulations...
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We are looking for a Chief Compliance Officer who will play a crucial role in ensuring that Vise operates in compliance with all applicable laws, regulations, and industry standards. You will work closely with other departments to identify potential compliance issues and...
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Flexible hours
...Your role
Do you have experience in providing compliance or risk management support to advisory services or a business division? Do you enjoy advising and supporting front office colleagues to ensure compliance with firm's policies and procedures? Are you confident...
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Part time
Work from home
Work visa
Work alone
Flexible hours
...Compliance Officer (New York, NY): The chance to join a thriving private equity fund in a #2 capacity is here. If you are an ambitious, intelligent, and curious compliance professional seeking the mentorship of an exceptionally bright, talented, and KIND GC & CCO, please...
The Chief Compliance Officer of Park Avenue Securities (PAS) will be responsible for representing the firm to regulatory bodies and other key constituents as well as having responsibility for the overall compliance framework for PAS as a dually registered broker-dealer...
Holiday work
Full time
Remote job
Offshore
Flexible hours
2 days per week
...Hong Kong, Singapore, Sydney, and Mumbai, the KKR Credit team has a global reach with a local presence. KKR Credit is seeking a Compliance Officer ("Officer") to be based in New York. This is a unique opportunity to join a best-in-class Compliance Team and work closely...
Local area
...Chief Compliance Officer & Vice President
About the Company
Thriving financial marketplace providing liquidity solutions for private market investors & institutions
Industry
Financial Services
Type
Privately Held, VC-backed
Founded
2014
Employees...
...regulations, and accreditation standards. The CCPO leads the design, development, implementation, and maintenance of the enterprise-wide compliance, risk management system, policies and procedures development, and standardization of processes.
ESSENTIAL JOB FUNCTIONS:...
Internship
Local area
