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...for trending and develops appropriate action plans and risk modification strategies.
* Analyzes acquired conditions, validates compliance with bundles, and determines corrective action plans.
* Establishes and continuously assesses the effectiveness of the internal...
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Job Description: Chief Operating Officer (COO) Location: Brickell, FL
Position Overview: Phoenix Pro Connect is partnering with an evolving... ...invaluable support and oversight from an operational and compliance perspective. This will ensure streamlined processes, risk...
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Relocation
JOB TITLE: Chief Compliance Officer
EMPLOYER: A-CAP Services
DEPARTMENT: Legal and Compliance
REPORTS TO: Chief Legal Officer
LOCATION : Onsite in Miami, (Brickell)
ABOUT THE COMPANY
A-CAP is a rapidly growing organization that owns and operates multiple...
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Holiday work
Full time
Monday to Friday
...Job Description
Chief Compliance Officer
Onsite Work in Miami, FL
215-225k total comp.
Talentry is looking for a Chief Compliance Officer to ensure our HIPAA, accreditation (URAC, VIPPS, ACHC, etc.), and statutory compliance. The right person will develop and...
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Exciting opportunity for a Senior Compliance Officer to join a strong broker-dealer headquartered here in Miami. Amazing opportunities for career growth! Hybrid work schedule.
Responsibilities:
Risk and Compliance
Conduct audits and testing of broker/dealer branch offices...
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...Responsibilities
Develop and implement an effective legal compliance program
Create sound internal controls and monitor adherence... ...Qualifications
Proven 7 years experience as a Compliance Officer or Compliance Manager
Series 65 or 66
FINRA 7 and 24 is a...
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...including but not limited to)
Providing daily reports to the Compliance/QA Manager
Work with ICE compliance personnel in conducting... ...Diploma or equivalent
~2 years' experience as a Detention Officer, or 1 year experience as a Quality Control Officer
~ Ability...
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...The Deputy Chief Compliance Officer for Insigneo Advisory Services supports the Chief Compliance & Risk Officer in the development and implementation of the Firm’s compliance program and plan of the investment adviser designed to promote compliance with applicable securities...
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...distinguishing between relevant and irrelevant data. Experience in conducting investigations, analyzing basic business operations, verifying compliance with specific laws or activities in the petroleum industry. Experience in securing fuel samples Experience researching technical...
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...Day ACH, FedWire, RTP, SWIFT), card issuing and acquiring capabilities, compliance services, and white-labeled web & mobile apps.
About the Role:
We are looking for a skilled Compliance Officer to ensure our fintech BaaS operations comply with relevant regulations,...
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Full time
...Day ACH, FedWire, RTP, SWIFT), card issuing and acquiring capabilities, compliance services, and white-labeled web & mobile apps.
About the Role:
We are looking for a skilled Compliance Officer to ensure our fintech BaaS operations comply with relevant regulations,...
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...Job Description
Job Title: Compliance Director Department: Management FLSA Status: Exempt Reports To: Account Manager and Area... ...to HR and contract negotiations.
•Proficient with Microsoft Office Suite or related software.
Physical and Mental Demands :...
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...including whole loans, asset backed securities, mortgage servicing rights, and other credit-related assets. The Compliance Analyst supports the Chief Compliance Officer in the administration of the firms investment adviser compliance program.
The position requires...
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...The Compliance Analyst reports to the Chief Compliance Officer and performs various activities as part of Bayviews investment adviser compliance program, including: Performing forensic testing and surveillance activities to detect and resolve potent Compliance Analyst...
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...leadership to improve the respective health and safety performance and compliance systems. This individual works principally with our facility... ...of our employees truly matters. From apartments in New York to office buildings in Toronto, stadiums in Dallas, and universities in...
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...Career worklet, please review this tip sheet.
The department of Compliance has an exciting opportunity for a Compliance Associate to work... ...with the Corporate Integrity Agreement (CIA) with the Office of Inspector General by interpreting the language in the CIA and...
Full time
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Worldwide
$75k - $85k
...Compliance Analyst Responsibilities:
Manage day-to-day Compliance operations for the US office.
Assist with Compliance Monitoring for the Central Monitoring team in London.
Provide guidance on pre and post-trade Investment Compliance queries.
Support...
Full time
J&C Tropicals, a well-established and growing national tropical produce distributor is looking for a Compliance Manager who is responsible for managing the Company Compliance Initiatives including but not limited to Food Safety, Sustainability and Traceability programs...
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Local area
Gangs
**Job Description**
The Manager, Cybersecurity Compliance is responsible for managing the overall Global Compliance Program, including... ..., internal and external auditors, and Operating Unit Security Officers to ensure on-going IT compliance with published internal...
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...product development. Our innovative company is actively searching for a new Senior Specialist of Quality Systems and Regulatory Compliance for our manufacturing site. The Senior Specialist of Quality Systems and Regulatory Compliance will be supporting the Global CAPA...