Search Results: 18,921 vacancies
...The Group: Morningstar's Compliance team supports Morningstar's global business entities, primarily focusing on those registered with... ...Compliance team is currently seeking a highly motivated Compliance Officer to join our team. The focus of the role is to assist in the...
Suggested
Local area
Remote job
3 days per week
BID/JOB ANNOUNCEMENT
Certification / Compliance Officer
Department of Procurement Services
Number of Positions: 6
This position is open to the public and all current city employees covered under the City's Collective Bargaining Agreement with AMERICAN FEDERATION...
Suggested
Contract work
For contractors
Work experience placement
Local area
Monday to Friday
...Deputy Chief Compliance Officer
About the Company
Reputable local financial services provider
Industry
Financial Services
Type
Privately Held
About the Role
The Deputy Chief Compliance Officer will be responsible for overseeing and directing the...
Suggested
Local area
...Job Description
The Chief Compliance Officer, Broker Dealers is responsible for implementation and maintenance of the tax channel compliance programs (multiple broker-dealers with combined total of 4500+ financial advisors). They are also responsible for ensuring the...
Suggested
Holiday work
Full time
Flexible hours
...clients, and more than 370,000 retail accounts, from nearly 80 offices across six continents. Our customers are at the heart of our... ...Overall purpose
Serve as the leader in all aspects of compliance associated with the swap dealer and partner with various business...
Suggested
Permanent employment
Full time
Worldwide
3 days per week
...Chief Compliance Officer
About the Company
Leading pharmaceutical
Industry
Pharmaceuticals
Type
Privately Held
About the Role
The Chief Compliance Officer will be responsible for establishing healthcare programs, providing comprehensive compliance...
Suggested
...Job Description
Job Description CRA & Compliance Officer
Reports to: EVP Chief Operating Officer
Summary:
Effectively manage Lakeside Bank’s Community Reinvestment Act (CRA) and Compliance Program by overseeing that the Bank and its employees comply with...
Suggested
Holiday work
Temporary work
Bank staff
Flexible hours
...Job Description
Under supervision, functions as an officer/team member in the Department of Procurement Services' Certification and Compliance Division to perform responsibilities with the highest levels of ethics and confidentiality; evaluate applications from businesses...
Suggested
Contract work
For contractors
Work experience placement
Local area
...Deputy Chief Compliance Officer
About the Company
Globally-recognized proprietary trading firm
Industry
Financial Services
Type
Privately Held
Founded
1992
Employees
1001-5000
Categories
Consulting & Professional Services
Financial Services...
Suggested
...Deputy Chief Compliance Officer
About the Company
Dynamic derivatives trading firm
Industry
Financial Services
Type
Privately Held
Founded
1995
Employees
201-500
About the Role
The Company is seeking a Deputy Chief Compliance Officer with...
Suggested
**Chief Compliance Officer (CCO) of Broker-Dealer**
at GCM Grosvenor Chicago, Illinois, United States **SUMMARY**The Compliance team is looking for a Chief Compliance Officer for the firms limited purpose broker-dealer who can also support the investment advisers compliance...
Suggested
For subcontractor
Flexible hours
...Job Description
Job Description Job Title: Deputy Chief Compliance Officer (DCCO)
Company: A fast growing full service investment bank is looking to bring on a Deputy Chief Complinace Officer to their team. In this position you'll have the ability for growth and...
Suggested
...We have a current opportunity for a Compliance Officer on a permanent basis. The position will be based in Chicago. For further information about this position please apply.
Responsibilities:
Manage FINRA CRD, including the Firm's BD licenses, individual...
Suggested
Permanent employment
Full time
Work experience placement
...Entities, Exempt Organizations and Government Entities, Examinations, Compliance and Review
The following are the duties of this position at... ...specialized experience may have been gained in work such as: Office auditing of various types of tax returns to determine tax...
Suggested
Permanent employment
Full time
Temporary work
Part time
Work experience placement
Local area
Remote job
Relocation
Day shift
Monday to Friday
...Chief Compliance Officer
Regal Securities, Inc . is seeking a Chief Compliance Officer (CCO)based at its headquarters in Glenview, Illinois. This leadership position is not remote .
We are searching for a motivated CCO to lead the Compliance Department of a...
Suggested
Full time
Home office
Shift work
...The Student and Exchange Visitor Information System ( SEVIS ) Coordinator/Compliance Officer reports to the Director for International Students and Global Scholar Services and is responsible for ensuring institutional compliance with DHS and DOS immigration regulations...
Full time
Work experience placement
...people with substance abuse and mental health issues turn their lives around – GATEWAY IS THE PLACE FOR YOU!
The Compliance and Privacy Officer is responsible for:
Developing and implementing the organization’s compliance program, ensuring compliance with the...
Holiday work
Temporary work
Local area
Flexible hours
...interested in applying for this job opportunity, please email your resume in Word format to ****@*****.*** and put “ Compliance Officer ” in the subject line.
Emailed resumes will have priority consideration over online applications.
LHH Recruitment Solutions...
For contractors
Immediate start
...64, TCB has developed over 25,000 residential units as well as office and retail properties and owns or manages over 11,000 rental units... ...of this position is to help ensure on-going Public Housing compliance and adherence to The Chicago Housing Authority (CHA) and TCB's...
Remote job
Night shift
The AVP, Compliance will be responsible for and partner with the General Counsel and Chief Compliance Officer to ensure compliance with all regulatory, legal and fiduciary responsibilities of Waterton as a registered investment adviser with the Securities and Exchange...
