Average salary: $69,459 /yearly
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...The Group: Morningstar's Compliance team supports Morningstar's global business entities, primarily focusing on those registered with... ...Compliance team is currently seeking a highly motivated Compliance Officer to join our team. The focus of the role is to assist in the...
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3 days per week
BID/JOB ANNOUNCEMENT
Certification / Compliance Officer
Department of Procurement Services
Number of Positions: 6
This position is open to the public and all current city employees covered under the City's Collective Bargaining Agreement with AMERICAN FEDERATION...
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Monday to Friday
...Chief Compliance Officer
Regal Securities, Inc . is seeking a Chief Compliance Officer (CCO) based at its headquarters in Glenview, Illinois. This leadership position is not remote.
We are searching for a motivated CCO to lead the Compliance Department of a FINRA...
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Home office
Shift work
...and trading at our own risk.
Headquartered in Chicago with offices throughout the U.S., Canada, Europe, and Asia, we trade a variety... ...a willingness to challenge consensus.
As a Deputy Chief Compliance Officer in our Chicago headquarters office, you'll assist in...
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...Deputy Chief Compliance Officer
About the Company
Reputable local financial services provider
Industry
Financial Services
Type
Privately Held
About the Role
The Deputy Chief Compliance Officer will be responsible for overseeing and directing the...
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Local area
...Job Description
Job Description CRA & Compliance Officer
Reports to: EVP Chief Operating Officer
Summary:
Effectively manage Lakeside Bank’s Community Reinvestment Act (CRA) and Compliance Program by overseeing that the Bank and its employees comply with...
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Bank staff
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...clients, and more than 370,000 retail accounts, from nearly 80 offices across six continents. Our customers are at the heart of our... ...Overall purpose
Serve as the leader in all aspects of compliance associated with the swap dealer and partner with various business...
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Permanent employment
Full time
Worldwide
3 days per week
...Job Description
The Chief Compliance Officer, Broker Dealers is responsible for implementation and maintenance of the tax channel compliance programs (multiple broker-dealers with combined total of 4500+ financial advisors). They are also responsible for ensuring the...
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Full time
Flexible hours
...Chief Compliance Officer
About the Company
Leading pharmaceutical
Industry
Pharmaceuticals
Type
Privately Held
About the Role
The Chief Compliance Officer will be responsible for establishing healthcare programs, providing comprehensive compliance...
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...Job Description
Job Description Job Title: Deputy Chief Compliance Officer (DCCO)
Company: A fast growing full service investment bank is looking to bring on a Deputy Chief Complinace Officer to their team. In this position you'll have the ability for growth and...
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...Deputy Chief Compliance Officer
About the Company
Globally-recognized proprietary trading firm
Industry
Financial Services
Type
Privately Held
Founded
1992
Employees
1001-5000
Categories
Consulting & Professional Services
Financial Services...
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...Deputy Chief Compliance Officer
About the Company
Dynamic derivatives trading firm
Industry
Financial Services
Type
Privately Held
Founded
1995
Employees
201-500
About the Role
The Company is seeking a Deputy Chief Compliance Officer with...
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...Summary: Our client is seeking a highly skilled HR Compliance Auditor to join their team as they embark on a Human Resources transformation. Our organization has undergone significant growth, resulting in the need for a comprehensive audit of HR files to ensure regulatory...
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...We have a current opportunity for a Compliance Officer on a permanent basis. The position will be based in Chicago. For further information about this position please apply.
Responsibilities:
Manage FINRA CRD, including the Firm's BD licenses, individual...
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Full time
Work experience placement
...people with substance abuse and mental health issues turn their lives around – GATEWAY IS THE PLACE FOR YOU!
The Compliance and Privacy Officer is responsible for:
Developing and implementing the organization’s compliance program, ensuring compliance with the...
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...ESSENTIAL DUTIES AND RESPONSIBILITIES include the following. Other duties may be assigned as needed.Provides regulatory compliance knowledge to support Private label sales. This responsibility includes but not limited to knowledge of FDA-CFR reference, regulatory compliance...
...The Student and Exchange Visitor Information System ( SEVIS ) Coordinator/Compliance Officer reports to the Director for International Students and Global Scholar Services and is responsible for ensuring institutional compliance with DHS and DOS immigration regulations...
Full time
Work experience placement
...interested in applying for this job opportunity, please email your resume in Word format to ****@*****.*** and put “ Compliance Officer ” in the subject line.
Emailed resumes will have priority consideration over online applications.
LHH Recruitment Solutions...
For contractors
Immediate start
...Anticipated End Date:
2024-05-17
Position Title:
Compliance Manager
Job Description:
Compliance Manager
Location: Must... ...workforce strategy which includes virtual work and 1-2 days in office per week.
The Compliance Manager is responsible for managing...
Holiday work
Temporary work
Work experience placement
Local area
2 days per week
1 day per week
...Job Description
Job Description Safety and Compliance Officer - REMOTE Position / Work From Home
AFT is looking for a Safety and Compliance Officer to work remotely from home. We are an extremely fast-growing transportation company adding hundreds of trucks over...
Remote job
Work from home