Search Results: 4,412 vacancies

 ...our clients around the world! What is the Global Regulatory Compliance, Mutual Funds group responsible for? Global Regulatory Compliance...  ...registered investment companies for the Chief Compliance Officers. This work includes the administration and preparation of compliance... 
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Franklin Resources

Stamford, CT
1 day ago
 ...Are you a compliance professional who thrives in a fast-paced entrepreneurial global environment where you will be both rewarded for your...  ...management, be appealing to you? If so, this Compliance Officer, Electronic Trading opportunity could be for you. What are people... 
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Smith Arnold Partners

Stamford, CT
1 day ago
 ...Job Description Job Description Job Description Interactive Brokers LLC is looking for a motivated and talented Compliance Testing Officer who is knowledgeable of U.S. securities and/or commodities regulations, and has appropriate experience at a broker / dealer,... 
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Interactive Brokers

Greenwich, CT
27 days ago
 ...corporations, governments and individuals from more than 1,200 offices in 43 countries. As a market leader, the talent and passion of...  ...part of our culture. Professionals within Legal and Compliance provide a wide range of services to our business units. They might... 
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Morgan Stanley

Purchase, NY
3 days ago
 ...corporations, governments and individuals from more than 1,200 offices in 43 countries. As a market leader, the talent and passion of...  ...part of our culture. Professionals within Legal and Compliance provide a wide range of services to our business units. They might... 
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Morgan Stanley

Purchase, NY
1 day ago
 ...VSG seeks "Compliance Analyst for the major Insurance client located at White Plains, NY. Here's the complete job description for...  ...Right-to-hire Hybrid role: Work remote on Mon and Fri, in the office on Tues, Wed, Thurs. Dress code: Business Casual (no jeans, no... 
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Veterans Sourcing Group

White Plains, NY
1 day ago
 ...minimizing emissions and waste. The Opportunity: The Global Compliance Director for Pall Corporation ("Pall") within the Life...  ...Programs, and/or the U.S. Department of Health and Human Services, Office of Inspector General's Guidance for Pharmaceutical Manufacturers... 
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Danaher

Port Washington, NY
4 days ago
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 ...people, and for our communities. Job Description The HR Compliance Manager , will manage all aspects of the U.S. and Canadian HR...  ...®, a water and beverage delivery service for homes and offices. Headquartered in Stamford, Connecticut, BlueTriton is a privately... 
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BlueTriton

Stamford, CT
13 hours ago
 ...Salary: 50k-55k annually Schedule: Monday to Friday 9am to 5pm Ensure compliance with Federal and State laws, regulations, and Agency policies by reviewing, monitoring, and auditing service documentation. Participate in internal audits, investigations, and training... 
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Special Citizens Futures Unlimited Inc.

Yonkers, NY
1 day ago
 ...services firm in Westchester County is actively seeking a dedicated and analytical professional to join their staff as their new Compliance Consultant. In this role, the Compliance Consultant will assist withregistering clients as investment advisers with the SEC... 
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Tandym Group

White Plains, NY
13 hours ago
 ...existing regulatory frameworks, creating secure and compliant exposure for investors. Position Summary: Grayscale is seeking a Compliance Analyst to help further support the Firm's AML Program. This individual will play a key role in assisting with administering the... 
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Grayscale Investments LLC

Stamford, CT
1 day ago
Job Description: Anti-Fraud Team is looking for an Analyst and Associate level compliance Business analyst to support a project. The Analyst will be working on a project within the Anit-Fraud team. This teams primary focus is on External Fraud related items. Required... 
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Saxon Global

White Plains, NY
2 days ago
Overview: Manages the compliance program for insurance sales partnerships, including agents, brokers, managing general agents, third party...  ...action. Work Setting: ~ This position works in an office setting and remains in a stationary position for long periods of... 
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Western & Southern Financial Group

White Plains, NY
4 days ago
 ...profit in an exciting and dynamic environment. We’re looking for someone to join our team and become the manager of regulatory compliance for a systematic investment firm (for private funds) with solid foundations, mentoring and guidance from veteran senior staff.... 
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Trexquant Investment

Stamford, CT
1 day ago
 ...employee assistance programs, company discounts, perks and more for most full-time positions! Allied Universal is hiring Security Officers to oversee a Utility Company located in Valhalla. Position is: Full Time Work Shift Available: Morning (9AM-5PM) Workdays... 
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Allied Universal®

Valhalla, NY
1 day ago
 ...Anti-Fraud Team is looking for an Analyst and Associate level compliance Business analyst to support a project. The Analyst will be working...  ...the IT team. And occasionally may need to go to NYC Park Ave office and Jersey City for meetings. Required Experience:... 

Saxon Global

White Plains, NY
2 days ago
 ...Job Description: Title: Administrative Assistant and Sustainability and Compliance Coordinator Reports to: Senior Vice President, Chief Sustainability & Compliance Officer Location: Norwalk, CT (Hybrid - 3 days on site) Job Description This role will support... 
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Terex Corporation

Norwalk, CT
4 days ago
Vendor Compliance Analyst Sr. needs 2+ years' vendor compliance experience Vendor Compliance Analyst Sr. requires: 2+ years' experience with vendor compliance Experience with major retailer compliance requirements, routing guides, and vendor violation processes... 

Global Channel Management, Inc

Port Washington, NY
1 day ago
Overview: Director of Compliance and Regulatory Affairs Overview The primary function of this position is to direct and provide oversight of Somnias Compliance and Regulatory Affairs Program. The individual will be responsible for planning, implementing, and managing... 
Part time
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Somnia, Inc.

Harrison, NY
2 days ago
 ...Compliance Manager role with low cost medical coverage, generous paid time off and 403B Retirment plan with company match This Jobot...  ...schedule: 1 day remote after 90 days probation , then 4 days in office and 1 remote day per week The Compliance Manager is responsible... 
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Jobot

Greenwich, CT
3 days ago