Average salary: $117,768 /yearly
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Audax Group is a leading alternative investment manager with offices in Boston, New York, San Francisco, and London. Since its founding... ...For more information, visit the Audax Group website .
The Compliance Officer will support all aspects of Audax Group's compliance...
Suggested
Contract work
...Mid-sized global asset manager in Boston is looking for two compliance officers. Pre and Post experience preferred to work for this rapidly growing firm with a great environment to work in.
Position Overview:
The Compliance Officer will be a member of the global...
Suggested
...Chief Compliance Officer
About the Company
Top operator of senior living communities
Industry
Hospital & Health Care
Type
Non Profit
Founded
1903
Employees
5001-10,000
Categories
Health Care
Healthcare
Hospitals & Clinics
Specialties...
Suggested
...our clients around the world!
What is the Global Regulatory Compliance, Mutual Funds group responsible for?
Global Regulatory Compliance... ...registered investment companies for the Chief Compliance Officers. This work includes the administration and preparation of compliance...
Suggested
Local area
Flexible hours
Shift work
...millions of people and institutions who rely on us to help them build more secure and prosperous futures.
THE ROLE
The Compliance Officer manages a team of compliance professionals to ensure that MFS manages client accounts in a manner consistent with applicable...
Suggested
Holiday work
Temporary work
Local area
Remote job
Flexible hours
...Job Description
Job Description Our client is a boutique Wealth Management firm seeking a Compliance Officer with 5+ years of experience and Series 7 and 24 certifications. Role involves managing regulatory obligations, investigating policy violations, assisting with...
Suggested
Immediate start
...As a compliance advisor on the Branch Audit team, you'll be traveling to advisor offices nationwide to conduct on-site inspections (both scheduled and unannounced) to help us oversee the securities and advisory business of nearly 1,800 advisors. Your mission will be to...
Suggested
Home office
...15-Jan-2024
Working Time
Permanent - Full-time
Description and Requirements
We are looking for a Compliance Officer to ensure that our operations and business transactions follow all relevant legal and internal rules. You will also review employees...
Suggested
Permanent employment
Full time
...Harrison Gray Search has partnered with one of the oldest, most reputable investment advisors in the country to find its next Compliance Officer.
The Compliance Officer is an integral part of the Compliance team's mission to conduct business consistent with the...
Suggested
Full time
Monday to Friday
...connect people to high-demand job opportunities across the Commonwealth through equitable access to training and employers.
The Compliance Officer II consults with technical, professional, educational, and other training personnel to coordinate, advise, and correctly...
Suggested
Full time
Part time
Apprenticeship
Work experience placement
Placement year
Remote job
...Job Description
Job Description Under the direction of the Compliance Officer, conduct monitoring and periodic testing of compliance with laws and regulations in line with the Bank's compliance monitoring program. The incumbent will be responsible for overseeing quality...
Suggested
Holiday work
Full time
Temporary work
Part time
Flexible hours
...Chief Compliance Officer
About the Company
Leading pharmaceutical
Industry
Pharmaceuticals
Type
Privately Held
About the Role
The Chief Compliance Officer will be responsible for establishing healthcare programs, providing comprehensive compliance...
Suggested
...Deputy Chief Compliance Officer
About the Company
Reputable local financial services provider
Industry
Financial Services
Type
Privately Held
About the Role
The Deputy Chief Compliance Officer will be responsible for overseeing and directing the...
Suggested
Local area
...Chief Compliance Officer & Vice President, Legal
About the Company
Globally-recognized biopharmaceutical company
Industry
Biotechnology
Type
Public Company
Founded
2007
Employees
201-500
Categories
Biotechnology
B2B
SAAS
Health...
Suggested
...Compliance Officer II (Overpayments Focus)
The Compliance Officer is responsible for conducting investigations for compliance with M.G.L. Chapter 175M and 458 CMR 2.00 , for identifying and investigating cases in accordance with department policies and procedures...
Suggested
Full time
Part time
Work experience placement
Placement year
...with over U$390 bn of assets under management.
Mercer's US & Canada Investments Compliance team is seeking candidates for the following position based in the New York or Boston office.
Portfolio Compliance Officer, Mercer Investments
What can you expect?
* This...
Minimum wage
Flexible hours
...Job Description
The Office of Research Compliance is in need of a Quality Assurance Officer (QAO) for the National Emerging Infectious Diseases Laboratories (NEIDL) at Boston University. The QAO will assess and monitor protocols dedicated to the development of diagnostics...
For contractors
As Chief Compliance Officer you will
Continue to improve and build upon a strong global compliance program in support of the fourth largest asset management firm in the world that keeps pace with applicable global regulations, including oversight for testing...
...environment?
We're looking for someone who can:
* work on various compliance and regulatory matters within the region for the wealth... ...recommend improvements
* assist with the coordination of the branch office exams within the region, providing subject matter expertise on...
Part time
Work from home
Work visa
Work alone
Flexible hours
...critical work.
Position Overview
Green Century is seeking a Compliance Officerto develop and enforce appropriate policies and... ...Rule” for investment advisers and mutual funds. The Compliance Officer is empowered with full responsibility and authority to develop...
Full time
3 days per week
