Search Results: 34,745 vacancies

 ...business-minded, execution-drivenDirector, Complianceto join our Compliance team. We are a nimble Compliance department supporting a...  ...their best financial decisions.The annual base salary for the Director, Compliance role is expected to be between $165,000 to $175,00... 
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Moneylion

New York, NY
3 hours agonew
The Chief Compliance Officer of Park Avenue Securities (PAS) will be responsible for representing the firm to regulatory bodies and other key constituents...  ...to our senior leadership teams and the PAS Board of Directors via leadership and management meetings.This incumbent... 
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Guardian Life Insurance

New York, NY
3 hours agonew
 ...requests for proposals.• Maintain the firm’s centralized marketing review processes, workflows, and disclosure libraries.• Perform compliance surveillance and monitoring for firm social media programs. • Contribute to the creation of internal manuals, policies, and... 
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Green Key Resources

New York, NY
3 hours agonew
 ...and Small Business Bank inclusive of all responsibilities outlined in accordance with the Enterprise Risk Framework and Enterprise Compliance Program. Oversee the proactive identification, accurate assessment and reporting of risks including State and Federal regulatory... 
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Full time
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M&T Bank

New York, NY
3 hours agonew
 ...their industries, and work to redefine our own. About The OpportunityWeWork is looking for a Director of Governance, Risk & Compliance (GRC) to join our Information Security team. This role requires excellent project execution, communication, issue resolution, and organization... 
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wework

New York, NY
3 hours agonew
 ...the status quo” and transform the finance industry together.In Compliance, we help our business partners achieve their strategic...  ...function for the banking and trust entities within Schwab (BTS). The Director will challenge and evolve the Compliance Program to ensure alignment... 
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Full time

The Charles Schwab Corporation

Jersey City, NJ
3 hours agonew
 ...thoughtful, and fun. WHO ARE WE LOOKING FOR? We are seeking an energetic and reliable professional to join our Legal and Compliance Team as a Director of Compliance, Banking, and Custody and report into the General Counsel and Chief Compliance Officer of Vestwell. You... 
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Vestwell

New York, NY
2 days ago
 ...Find your place in risk and analytics on #TeamAmex.This role will play a critical leadership position within the U.S. Commercial Compliance team supporting the Global Commercial Services’ marketing organization. The role will also support all commercial sales channels... 
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American Express

New York, NY
3 hours agonew
 ...Position Summary Guggenheim Investments is looking for a Senior Compliance Manager & Senior Regulatory Counsel to join the Compliance...  ...global asset manager and investment advisor, and Guggenheim Securities, a leading investment banking and capital markets business.... 
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Guggenheim Partners

New York, NY
2 days ago
 ...Prevention Program (RAPP). Under administrative direction of the Senior Director of Administration Planning Operations and Emergency Support Services, the Director of Contracts and Compliance with wide latitude for independent judgment, is responsible for the daily administration... 
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New York City, NY

New York, NY
4 days ago
 ...Who You Are: The Legal & Compliance Director will be a Compliance Officer of both the Swap Dealer and the Commodity Pool Operator/Commodity Trade Advisor and will be responsible for establishing, maintaining and developing Galaxy's related compliance program for the... 
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Galaxy Digital

New York, NY
2 days ago
 ...service, responsibility, diversity, and integrity.Job TitleCompliance Controls and Compliance Risk Taxonomy- Associate DirectorJob DescriptionWhat is the opportunity? The Associate Director of Compliance Controls and Compliance Risk Taxonomy is responsible for:working... 
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Royal Bank of Canada

Jersey City, NJ
3 hours agonew
 ...Disagree Transparently. Encourage Independent Decision-Making. Build Dream Teams. Who You Are: The Legal & Compliance Director will be a Compliance Officer of both the Swap Dealer and the Commodity Pool Operator/Commodity Trade Advisor and will be responsible... 
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Galaxy

New York, NY
4 days ago
The Chief Compliance Officer of Park Avenue Securities (PAS) will be responsible for representing the firm to regulatory bodies and other key constituents...  ...to our senior leadership teams and the PAS Board of Directors via leadership and management meetings. This... 
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Full time
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Offshore
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2 days per week

Guardian Life Insurance Company

New York, NY
3 days ago
 ...BitGo - Director of Compliance Monitoring & Testing BitGo is the leader in digital asset financial services, providing institutional investors with liquidity, custody, and security solutions. Founded in 2013, BitGo pioneered the multi-signature wallet and is the first... 
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BitGo

New York, NY
3 days ago
Team Name:Battle.net & Online ProductsJob Title:Technical Director, Platform SecurityRequisition ID:R022692Job Description:The Platform Security team at Blizzard Entertainment is looking for a talented, passionate, and skilled senior leader to help secure, improve, and... 
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Blizzard Entertainment

New York, NY
3 hours agonew
The Director, Strategic Security Services plans and allocates resources, work with finance team on budgets, monitoring, tracking, and management...  ....Training and CoachingHelp with the development and compliance of GIS training programs and identifying external training... 
Full time
Remote job

Wolters Kluwer

New York, NY
3 hours agonew
 ...This position reports to the Vice President, Compliance Officer for Nuveen Americas Distribution Compliance, who is responsible for contributing...  ...of strategy, and managing the execution of the Nuveen Securities, LLC and Nuveen Canada Company, Compliance Programs. Nuveen... 
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TIAA

New York, NY
2 days ago
 ...competencies and values required for leadership and service in a rapidly evolving world. Job Title: ?Associate Athletic Director for Compliance Reports to: Senior Associate Athletic Director/Senior Woman's Administrator Campus:? Queens Job Summary: The Associate... 
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St. John's College

Jamaica, NY
2 days ago
**Security & Delivery Driver Compliance Associate** * Warrensburg, NY * Full-Time * Compliance * Security & Delivery Driver Compliance Associate **About Etain:** Etain Health is New Yorks only family-run, women owned and operated medical marijuana company. We... 
Full time
Outdoor

Etain LLC

New York, NY
2 days ago