Search Results: 97 vacancies
$150k - $250k
...focused on phone-based sales or virtual connections
Your Qualifications:
~2+ years experience working in financial services
~ FINRA Series 65 or a combination of FINRA Series 7 and 66 preferred
~ Multi-year track record of success driving results
~ Success...
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Holiday work
Full time
Remote job
...drive results
Ability to learn quickly and adapt to new changes and new challenges
Preferred work with Regulators SEC, NYSE, FINRA for example and on Electronic Blue Sheet compliance
Experience:
Preferred candidate will have at least 4 years of business...
Suggested
Flexible hours
...Southwest is not an authorized insurer in New York and does not conduct insurance business in New York. Equity Services, Inc., Member FINRA/SIPC, is a Broker/Dealer and Registered Investment Adviser affiliate of National Life Insurance Company. All other entities are...
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Holiday work
Full time
Work experience placement
Local area
...professionals. Only individuals who are financial advisors are credentialed to provide investment advisory services. Visit Thrivent.com or FINRA's Broker Check for more information about our financial advisors.
Thrivent provides Equal Employment Opportunity (EEO) without...
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Remote job
Work experience placement
Local area
Work from home
Home office
...delivering results High school degree, GED, or foreign equivalent Beginning October 1, 2018, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required), and Life licenses are required. All unlicensed applicants must...
Suggested
Immediate start
Felony friendly
Afternoon shift
...factors including previous work experience, specific industry experience, and/or skills required.
Please note : This role requires FINRA licensed and/or FINRA Associated Person pre-hire fingerprinting.
Recognized as one of Fortune’s World’s Most Admired...
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Holiday work
Full time
Work experience placement
Local area
Monday to Friday
...equivalent experience, and have at least 5 years of prior wholesaling experience in the bank and/or wirehouse distribution channels. A FINRA 6 or 7, 63, and Life and Health license are required. The ideal candidate will have proven sales competence, presentation skills,...
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...experience managing a territory and meeting sales quotas. The role requires an adept public speaker with the necessary licenses, including FINRA Series 6 or 7 and 63, and a PA Life and Health license in good standing. The Divisional Vice President will be tasked with becoming...
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Work from home
Home office
$60k - $120k
...combination of education and professional work experience
Minimum of 1 year experience in sales, preferably inside sales
Current FINRA licenses and/or ability to successfully obtain FINRA 7 & 63 registrations within corporate-established timelines and complete...
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Local area
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...how they pertain to processing.
* Strong Excel/Google Sheets knowledge and capability to seamlessly work with large data sets.
* FINRA Series 7 and 24 are nice to have but not required.
* College degree or equivalent experience preferred.
Dallas, TX salary range...
Suggested
Temporary work
Flexible hours
...minimum of 5 years' of experience in sales to stock market investors and hold a current Investment Adviser Representative designation, FINRA Series 65, or a combination of FINRA Series 7 & 66, or other qualifying financial professional designations. The role requires a...
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Local area
Remote job
...Southwest is not an authorized insurer in New York and does not conduct insurance business in New York. Equity Services, Inc., Member FINRA/SIPC, is a Broker/Dealer and Registered Investment Adviser affiliate of National Life Insurance Company. All other entities are...
Suggested
Holiday work
Immediate start
Flexible hours
...customer contact and interpersonal skills, along with oral and written communication skills. If a candidate does not hold a specific FINRA license needed for this role, you may be required to obtain that license within 3 months from your start date as a condition of...
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Full time
Part time
Local area
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...initiatives and thrives in a dynamic team environment.
~ Progress towards or completion of the CFA charter or a comparable designation.
~ FINRA Series 7 and 66 required, or willingness to obtain the registrations shortly after hire.
Preferred Qualifications
~ Masters...
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Remote job
Immediate start
Work from home
H1b
...role.
Requirements
Bachelor’s degree or equivalent experience. Military veterans are encouraged to apply.
Attainment of FINRA SIE, life and health licenses (licensed role only) before contracting.
Satisfactory background check, fingerprinting and securities...
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Hourly pay
Flexible hours
...Diploma or equivalent required
* 2+ years of experience in a customer service environment preferred
* Ideally willing to obtain FINRA SIE, Series 6 or 7 Securities licenses
* Demonstrated success in creating raving experiences for our customers, and in providing inspirational...
Local area
...financial advisors and assist in servicing a large client base that is continually growing.
HilltopSecurities Inc., a member of the FINRA and SIPC, is a wholly owned subsidiary of Hilltop Holdings. HilltopSecurities Independent Network (HTIN) is a brokerage firm, which...
Currently hiring
...Qualifications
Training and support
To get started as a Financial Professional, Equitable Advisors will sponsor your pursuit of the FINRA licensing requirements as well as help you navigate state licensing needs.
Our entry level training curriculum is designed to...
Temporary work
Local area
Remote job
...Non-participating products are also issued by its wholly-owned insurance company subsidiaries.
**Please note: This role requires FINRA licensed and/or FINRA Associated Person pre-hire fingerprinting.**
Recognized as one of Fortunes Worlds Most Admired Companies, New...
Holiday work
Local area
Monday to Friday
...Southwest is not an authorized insurer in New York and does not conduct insurance business in New York. Equity Services, Inc., Member FINRA/SIPC, is a Broker/Dealer and Registered Investment Adviser affiliate of National Life Insurance Company. All other entities are...
Holiday work
Full time
Work experience placement
Local area
