Search Results: 27 vacancies
...role.
Requirements
Bachelor’s degree or equivalent experience. Military veterans are encouraged to apply.
Attainment of FINRA SIE, life and health licenses (licensed role only) before contracting.
Satisfactory background check, fingerprinting and securities...
Suggested
Hourly pay
Flexible hours
...* 5+ years of total relevant work experience
Preferred Qualifications
* Qualified 401(k) Administrator (QKA) credential.
FINRA Requirements
FINRA licenses are not required and will not be supported for this role.
Work Flexibility
This role is eligible...
Suggested
Work experience placement
Local area
Remote job
Flexible hours
2 days per week
...methodology concepts and using data to inform decision-making.
* Some SQL knowledge or the ability to query internal datasets.
FINRA Requirements
FINRA licenses are not required and will not be supported for this role.
Work Flexibility
This role is eligible...
Suggested
Work experience placement
Local area
Remote job
Flexible hours
2 days per week
...3+ years of total relevant work experience
Work Flexibility:
This role is eligible for remote work up to two days a week.
FINRA Requirements:
FINRA licenses are not required and will not be supported for this role.
Commitment to Diversity, Equity, and Inclusion...
Suggested
Work experience placement
Local area
Remote job
Flexible hours
2 days per week
...markets to build your specialized niche
Qualifications:
~2+ years of experience as a financial adviser or associate planner
~ FINRA Series 6 or 7 and 65 minimum, 66 preferred
~ Must have a Life and health license or be willing to take the exam before starting...
Suggested
Local area
...Ability to understand industry regulations, especially concerning communication with the public.
A comprehensive understanding of FINRA regulations under 2210 and 482, Stifel policies and procedures, and company branding requirements.
Education & Experience...
Suggested
...Bachelor's degree or the equivalent combination of education and relevant experience AND
* 5+ years of total relevant work experience
FINRA Requirements
FINRA licenses are required and will be supported for this role.
Work Flexibility
This role is eligible for...
Suggested
Contract work
Work experience placement
Local area
Remote job
Home office
Flexible hours
2 days per week
...combination of education and relevant experience AND
* 12+ years of total relevant work experience and 5+ years of management experience
FINRA Requirements
FINRA licenses are required and will be supported for this role.
Work Flexibility
This role is eligible for...
Suggested
Full time
Temporary work
Work experience placement
Local area
Remote job
Flexible hours
...delivering financial service expertise through inclusive mentorship and development activities.
Certifications:
Series 07 - FINRA, Series 63 - FINRA, Series 65 - FINRA, Series 66 - FINRA
Company Overview
Fidelity Investments is a privately held company...
Suggested
Work from home
Flexible hours
...The Expertise We’re Looking For
Previous success in building relationships, uncovering needs and recommending solutions
FINRA Series 7 & 63 licensed; Series 65 or 66 licensed and appropriate state registrations OR ability to acquire series 65/66 upon hire...
Suggested
Full time
Work from home
Flexible hours
...Bachelor's degree or the equivalent combination of education and relevant experience
* 0+ years of total relevant work experience
FINRA REQUIREMENTS
* This role requires the FINRA Series 7 and 66 licenses which must be obtained within first 6 months of hire if not...
Suggested
Work experience placement
Local area
Remote job
Flexible hours
2 days per week
...start
Must have a Maryland Life and Health license or be willing to get licensed before contracting
Though not required, valid FINRA Series 7 or 6 and 63/65 or 66 licenses are considered a plus
About Company
Thompson Financial Group is a financial services...
Suggested
Local area
...organizational skills
* Experience formatting and editing documents, and creating and updating presentations
* Project management skills
FINRA Requirements
FINRA licenses are not required and will not be supported for this role.
Work Flexibility
This role is...
Suggested
For contractors
Work experience placement
Local area
Remote job
Flexible hours
2 days per week
3 days per week
...results
~ High school degree, GED, or foreign equivalent
~ Beginning October 1, 2018, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required), and Life licenses are required. All unlicensed applicants must...
Suggested
Immediate start
Felony friendly
Afternoon shift
...key markets to build your specialized niche
Qualifications:
• 2+ years of experience as a financial adviser or associate planner
• FINRA Series 6 or 7 and 65 minimum, 66 preferred
• Must have a Life and health license or be willing to take the exam before starting
• Comfortable...
Suggested
Local area
...diligence investigations in connection with prospective investments.
Preparing and filing required regulatory forms with the SEC, FINRA, and other regulatory bodies.
Providing legal and regulatory guidance to clients on compliance with federal and state securities...
...Requirements:
~ Bachelor's degree in business, finance, or related field.
~2 years of sales experience.
~ Must have current FINRA Series 7 and 63 Securities Registration (66 or 65 preferred).
~ Knowledge of mutual funds, securities, and insurance industries....
Full time
...Certifications & Licenses (i.e., Series 6 & 63, CPA, etc.)
Obtain and hold State Life and Health license prior to hire.
Obtain and hold the FINRA SIE, Series 6 and Series 63 within one year of employment.
Position Demands
~ Access to an automobile and ability to maintain a...
Local area
Night shift
Afternoon shift
Weekday work
...products and services are offered through J.P. Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of FINRA and SIPC. Annuities are made available through Chase Insurance Agency, Inc. (CIA), a licensed insurance agency, doing business as...
...and revenue generation
~ Beginning Oct. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or 66 if required) and Life licenses are required - or must be successfully completed...
Immediate start
Felony friendly
Afternoon shift
