Average salary: $67,785 /yearly
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- ...innovation and collaboration. The firm is a registered broker-dealer with the U.S. Securities and Exchange Commission and a member of FINRA, SIPC, and NASDAQ. About the Role: Chardan is seeking an Associate General Counsel or Senior Counsel to join our legal team....SuggestedContract workRemote workFlexible hours
Chardan
New York, NY21 hours ago $225k - $275k
...Europe, we have built a reputation for innovation, longevity, and consistent performance. Through regulated businesses that include a FINRA-registered broker-dealer, a self-clearing Chicago Mercantile Exchange member firm, and an AFM-licensed MiFID II investment firm,...SuggestedFull timeCasual workRemote workFlexible hoursGelber Group
Chicago, IL21 hours ago- ...Strategies LLC, a Registered Investment Adviser. Registered Representatives offer securities through NYLIFE Securities LLC (member FINRA/SIPC), A Licensed Insurance Agency - Equal Opportunity Employer M/F/D/V 1 - Full-time agents and their dependents are immediately...SuggestedFull timePart timeCurrently hiringWork at officeImmediate startRemote work
New York Life- Sugar Land
United States21 hours ago $80k - $90k
...Regional Sales Manager Director Strategic Program Development - US Based Remote Senior Manager, Talent Acquisition- Houston, TX FINRA-LICENSED Investment Banker: Angel-Stage Capital Raise for PE Advisory Startup ($500K–$1M) Houston, TX $90,000.00-$90,000.00 2...SuggestedFull timeLocal areaRemote workWorldwideNew Era Technology company
Houston, TX1 day ago- ...Command. ©2026 First Command Financial Services, Inc. is the parent company of First Command Brokerage Services, Inc. (Member SIPC , FINRA ), First Command Advisory Services, Inc., First Command Insurance Services, Inc. First Command does not discriminate in the...SuggestedHourly payTemporary workFor contractorsTraineeshipWork at officeLocal areaHome office
First Command Financial Services
Rockport, IN1 day ago - ...will be required; if not currently registered, registrations may be obtained at Edward Jones during the assigned paid study period.FINRA registrations required within three months. State insurance licenses will be required.As an associate, you are required to complete...SuggestedTraineeshipWork at officeLocal areaWork from homeHome officeFlexible hours
Edward Jones
Santee, CA21 hours ago - ...Section 3(a)(39) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities and Exchange Act of 1934, and conducts background reviews consistent with FINRA Rule 3110(e). A copy of a notice regarding the provisions of the Los Angeles County Fair Chance Ordinance is available at: .SuggestedTemporary workWork at officeHome officeFlexible hours
Edward Jones
Tempe, AZ21 hours ago $25 per hour
....3300 | 888.LUMSDEN | Fax: 716.856.2524 | ****@*****.*** Securities offered through Avantax Investment Services SM , Member FINRA , SIPC . Investment advisory services offered through Avantax Advisory Services SM . Insurance services offered through an Avantax affiliated...SuggestedHourly payFull timeSummer workInternshipImmediate startLumsden & McCormick LLP
Buffalo, NY21 hours ago$55k - $85k
...financial industry to safeguard sensitive client information. Complete all mandatory training and continuing education required by FINRA What's in it for you? We provide a total rewards package focused on your health, family, and financial security. This...SuggestedWork at officeRemote workShift workVision Financial Group Inc
Coralville, IA4 days ago$78.7k - $138.2k
...communications review.Key ResponsibilitiesAct as a subject matter expert in Broker-Dealer related sales and distribution rules and FINRA related regulations and provide general compliance support to the Intermediary and Institutional Distribution team.Establish and maintain...SuggestedFull timeWork experience placementH1bWork at officeWork from homeVisa sponsorship1 day per weekAmeriprise Financial
Boston, MA1 day ago- ...SEC-registered investment adviser and Jackson subsidiary. Annuities are distributed by Jackson National Life Distributors LLC, Member FINRA. Jackson companies offer an outstanding benefits package including competitive pay, bonuses, comprehensive health insurance benefits...SuggestedFull timeSummer workInternshipWork at officeHome office
The Jackson National Life Insurance Company
Lansing, NY4 days ago $85k - $95k
...Exams The Compliance Analyst - Branch Exams conducts audits of broker-dealer and advisory branch offices to assess compliance with FINRA, SEC, and applicable state regulatory requirements, as well as firm policies and procedures. This role plays a critical part in...SuggestedWork at officeRemote work- ...investment and insurance products based on clients’ needs and investment tolerance through LPL Financial, a registered Broker/Dealer, member FINRA and SIPC. Advisors must have the proper professional qualifications and follow strict financial industry rules, and provide client...SuggestedFull timeWork at officeRemote workRelocationFlexible hoursAfternoon shiftEarly shift
Capital City Bank
Spring Hill, TN3 days ago - ...SEC-registered investment adviser and Jackson subsidiary. Annuities are distributed by Jackson National Life Distributors LLC, Member FINRA. Benefits competitive pay bonuses comprehensive health insurance benefits a matching 401(k) retirement plan adoption assistance...SuggestedWork at officeHome office
The Jackson National Life Insurance Company
Brooklyn, NY1 day ago - ...federally insured, and may fluctuate in value. Ameriprise Financial Services, LLC is a registered investment adviser and a member of FINRA and SIPC, providing regulated securities and advisory services. Role Description The Associate Financial Advisor role is a full-time...SuggestedFull timeWork at officeWork from home
Ameriprise Financial Services, Inc.
Mercer Island, WA21 hours ago $49.59k - $60.61k
...the office and 1 work from home day per week. This is a non-licensed administrative role. The Scheduler is not expected to hold FINRA securities licenses, complete product training required for Sales Associates, make product recommendations, or deliver sales presentations...Full timeWork at officeWork from homeFlexible hours1 day per week$54.85k - $115.42k
...necessary end user training/advice. Document and communicate status in a timely manner. Ensure all work products meets/exceeds FINRA standards. Assist with adherence to technology policies and comply with all security controls. Develop basic knowledge of the...Full timeTemporary workFor contractorsWork experience placementFor subcontractorWork at officeLocal areaImmediate startRemote work- ...Finra-Licensed Registered Representative DXC Technology is a leading enterprise technology and innovation partner delivering software, services, and solutions to global enterprises and public sector organizations helping them harness AI to drive outcomes at a time of...Home officeMonday to FridayShift work
- ...Considering an exciting new career as a professional trader? T3 Trading Group, LLC is a Registered SEC Broker-Dealer & Member of FINRA /SIPC. We are recruiting hardworking, entrepreneurial entry level-traders for remote positions in our nationwide Trading Group. Trading...H1bWork at officeImmediate startRemote workVisa sponsorship
- ...Specialist I to assist 401k participants and financial advisors. This remote position requires a Bachelor's degree and licensure such as FINRA Series 6, 63, and 65. Candidates should have one year of financial services experience and strong customer service and communication...Remote job
- ...a Financial Advisor to assist clients with their financial planning. Candidates should have a strong sales background, hold active FINRA licenses, and be committed to client success. The company offers extensive support and tools to ensure success in this role, along with...Remote job
$160k - $250k
...entities, including Annaly Credit Opportunities Management LLC, an SEC registered investment adviser (“ACOM”), Arcola Securities, Inc., a FINRA member broker‑dealer (“Arcola”) and, Onslow Bay Financial LLC, a mortgage aggregator and master servicer (“Onslow Bay”). The Company...Contract workWork at officeLocal areaRemote workRelocation package- ...SEC‑registered investment adviser and Jackson subsidiary. Annuities are distributed by Jackson National Life Distributors LLC, Member FINRA. Jackson companies offer an outstanding benefits package including competitive pay, bonuses, comprehensive health insurance benefits...Contract workWork at officeHome office
- ...-Time | Financial Services | Sales & Growth Join SuccessTrader , a fast-growing division of Regal Securities, Inc. , a national FINRA-registered brokerage firm. We're looking for a driven, creative, and sales-focused pro to help us grow our active trading platform...Full timeRemote work
Regal Securities, Inc.
Miami, FLa month ago - T3 Trading Group, LLC, a SEC-registered broker-dealer and FINRA/SIPC member, is seeking experienced proprietary traders for remote work. You must be hardworking, entrepreneurial, and self-motivated as compensation is performance based. Join a firm with deep capital, multiple...Remote job
- ...Life will pay you to get there. We're gearing up to hire Financial Customer Service Representatives in Omaha who don't yet have their FINRA registrations — and sponsoring them through the entire process. You'll earn your Securities Industry Essentials (SIE) and Series 6...Contract workWork at office1 day per week
$70k - $90k
Foris Capital US LLC, a Crypto.com company, is seeking an experienced FINRA Series 7 Registered Representative with a focus on IRAs and retirement accounts to join our broker/dealer team. This position is responsible for handling all IRA-related inquiries and transactions...Remote workFlexible hoursNight shift- ...advisor needs and sell life, long-term care, and disability income insurance through the Financial Institutions channel. A current 6/63 FINRA registration and agent-of-record experience are required. The position will be fully remote. Responsibilities include guiding...Remote job
- DXC Technology is seeking a FINRA-licensed Registered Representative to join our insurance-focused customer service team in a remote, United States-wide role. You will handle complex inquiries, perform account maintenance, and complete financial service transactions with...Remote jobShift work
$75k - $90k
...required in relevant course of study, or relevant experience Knowledge of IRS and DOL regulations relating to qualified retirement plans FINRA Series 65 or 66 licensing (or ability to obtain within 90 days of employment) Client Relationship Management (CRM) software...Full timeWork at officeHome officeFlexible hours
