Average salary: $70,486 /yearly
More statsGet new jobs by email
- ...investment and insurance products based on clients’ needs and investment tolerance through LPL Financial, a registered Broker/Dealer, member FINRA and SIPC. Advisors must have the proper professional qualifications and follow strict financial industry rules, and provide client...SuggestedWork at officeRemote workRelocationMonday to FridayFlexible hoursAfternoon shiftEarly shift
$200k
## Managing Director, ECM-Investment Banking (FINRA)-3Applylocations: Ridgewood, NJ - Northland Securities Office: Minneapolis, MN - Northland Securities Officetime type: Full timeposted on: Posted Todayjob requisition id: R-20260908**At Northland, our employees are the...SuggestedTemporary workFor contractorsWork at officeWork from home- ...you as you navigate our Industry leading training program, working at home and in an Investor Center.* **Obtain Licenses:** Become a FINRA (Financial Industry Regulatory Authority) Registered Representative by studying for and obtaining your SIE, Series 7 Top Off and...SuggestedRemote workWork from home1 day per week
$70.5k - $81.5k
...Client Service Excellence Center Associate Have your FINRA Series 7 and 63 and a passion for serving others? Join our team of "crew" as a Client Service Excellence Center associate! At Vanguard, we have a client-first mentality that we live and breathe every day...SuggestedRemote workVanguard
Tallahassee, FL4 days ago$60.5k - $67.5k
...Overview Have your FINRA Series 7 and 63 and a passion for serving others? Join our team of “crew” as a Client Service Excellence Center associate! At Vanguard, we have a client-first mentality that we live and breathe every day through our mission, “to take a stand for...SuggestedRemote workVanguard
Nashville, TN8 hours ago$21.35 per hour
...This position has been classified as a Registered Representative under NMIS guidelines and requires fingerprinting. Series 63 - FINRA, Series 6 - FINRA, SIE - FINRA Compensation Pay Range - Start: $21.35 Pay Range - End: $32.02 Northwestern Mutual is an equal...SuggestedRemote workFlexible hoursShift workNorthwestern Mutual
Madison, WI3 days ago- ...inquiries, supporting escalations, and ensuring data integrity for financial transactions. Candidates should have a high school diploma, FINRA certification, and six or more years in customer service, ideally in financial services. Strong communication and problem-solving...SuggestedWork at officeRemote workShift work
Remote Jobs
New York, NY4 days ago $69.5k - $80k
...and adherence to strict SLA’s Seeking and providing positive and constructive feedback frequently on all levels Qualifications Active FINRA Series 7 license (this is a requirement). Previous customer service experience at a broker-dealer or other financial institution....SuggestedTemporary workWork at officeWork from homeRelocationFlexible hoursGrabJobs
Seattle, WA1 day ago- ...a Financial Advisor to assist clients with their financial planning. Candidates should have a strong sales background, hold active FINRA licenses, and be committed to client success. The company offers extensive support and tools to ensure success in this role, along with...SuggestedRemote work
Corebridge Financial, Inc.
White Plains, NY4 days ago - ...entities, including Annaly Credit Opportunities Management LLC, an SEC registered investment adviser (ACOM), Arcola Securities, Inc., a FINRA member broker-dealer (Arcola) and, Onslow Bay Financial LLC, a mortgage aggregator and master servicer (Onslow Bay). The Company is...SuggestedContract workSelf employmentWork at officeLocal areaRemote work
Annaly Capital Management
Dallas, TX4 days ago - ...will be required; if not currently registered, registrations may be obtained at Edward Jones during the assigned paid study period. FINRA registrations required within three months. State insurance licenses will be required. As an associate, you are required to...SuggestedTraineeshipWork at officeLocal areaWork from homeHome officeFlexible hours
Edward Jones
San Marcos, CA1 day ago - ...Locations: ~ CHARLOTTE, NC 28202 ~ IRVING, TX 75039 ~1150 W Washington St TEMPE, AZ 85288 This position is subject to FINRA background screening requirements. Candidates must successfully complete and pass a background check prior to hire. In accordance...SuggestedWork experience placementWork at officeRemote work1 day per week
Strategic Staffing Solutions
Irving, TX3 days ago $47k - $66.7k
...Financial Services Consultants who are ready to join our coalition of champions. This is a Financial Industry Regulatory Authority (FINRA) Registered role that is primarily responsible for taking inbound calls, providing individual participants with options for retirement...SuggestedHourly payWork experience placementWork at officeVetJobs
Frisco, TX10 days ago- A financial services firm is seeking a Retirement Planner to educate workplace participants on tax-exempt retirement products. This remote role requires living within 90 miles of Atlanta, GA, and mandates Series 7 and Series 63 licenses. With at least 2 years in customer...SuggestedRemote work
Soteria Reinsurance Ltd.
Atlanta, GA8 hours ago $77.58k - $96.98k
...presentation material. Assist in scheduling retirement seminars/one-on-one appointments. Maintain compliance with all firm and FINRA regulatory requirements. May provide guidance and training to more junior staff Additional responsibilities may be assigned...SuggestedPart timeWork experience placementLocal areaRemote workFlexible hoursVoya Financial
Los Angeles, CA2 days ago$70k - $95k
...Transamerica is seeking FINRA licensed advisors to join a fully remote team focused on retirement planning and product solutions. Responsibilities include explaining product options, working with leads, and addressing clients' financial objectives. Candidates should have...Remote workRemote Jobs
New York, NY4 days ago- ...Time | Financial Services | Sales & Growth Join SuccessTrader , a fast-growing division of Regal Securities, Inc. , a national FINRA-registered brokerage firm. We're looking for a driven, creative, and sales-focused pro to help us grow our active trading platform...Full timeRemote work
Regal Securities
Miami, FL4 days ago - ...Monday - Friday; must be flexible in regard to overtime & shift worked, which may change based on business needs. • Must obtain FINRA (formerly NASD) Series 6 license within 90 days of hire • Outstanding customer service skills and dedication to providing exceptional...Contract workRemote workMonday to FridayFlexible hoursShift work
Futran Tech Solutions Pvt. Ltd.
United States4 days ago $108k - $135k
...PIMCO's Legal and Compliance Department. This role will support the broker-dealer compliance program of PIMCO Investments LLC ("PI"), a FINRA-registered broker-dealer and member firm. The Compliance Officer will serve as the primary subject matter expert for the...Work at officeShift workPIMCO
Newport Coast, CA1 day ago$80k - $90k
...Regional Sales Manager Director Strategic Program Development - US Based Remote Senior Manager, Talent Acquisition- Houston, TX FINRA-LICENSED Investment Banker: Angel-Stage Capital Raise for PE Advisory Startup ($500K–$1M) Houston, TX $90,000.00-$90,000.00 2...Full timeLocal areaRemote workWorldwideNew Era Technology company
Houston, TX1 day ago- ...A leading financial services company is seeking FINRA Licensed Advisors for a fully remote Retirement Plan Specialist role. Candidates should have at least one year of relevant financial services experience and necessary licenses. This position offers a competitive compensation...Remote work
Trans America
New York, NY4 days ago - ...entities, including Annaly Credit Opportunities Management LLC, an SEC registered investment adviser ("ACOM"), Arcola Securities, Inc., a FINRA member broker-dealer ("Arcola") and, Onslow Bay Financial LLC, a mortgage aggregator and master servicer ("Onslow Bay"). The Company...Work at officeLocal areaRemote work
Annaly Capital Management
Dallas, TX3 hours agonew $20k
...inbound calls. Successful candidates will have a passion for helping others and at least 3 years of client service experience. Active FINRA Series 7 and 63 licenses are also required. The position offers a competitive salary between $62,000 and $72,000, with performance...Remote job- The Vanguard Group is seeking a Client Service Excellence Center associate to connect with clients via inbound phone calls and assist with their account needs. This fully remote role, based in Utah, requires strong client service experience, ownership of client outcomes...Remote job
$70.5k - $81.5k
The Vanguard Group is seeking a Client Service Excellence Center associate in Des Moines, Iowa. This remote role requires active FINRA Series 7 and Series 63 licenses. You will assist clients with financial inquiries through inbound phone calls and work to resolve their...Remote job$70.5k - $81.5k
...Center associate in Nashville, TN, to connect with clients and assist them through financial inquiries. Candidates should possess active FINRA Series 7 and 63 licenses and have over 3 years of customer-facing experience. The role offers full remote flexibility within...Remote job$65k
...through Eagle Strategies LLC, a Registered Investment Adviser. Registered Representatives offer securities through NYLIFE Securities LLC (member FINRA/SIPC), A Licensed Insurance Agency - Equal Opportunity Employer M/F/D/V. #J-18808-Ljbffr New York Life Insurance CompanyFull timePart timeWork at officeImmediate start- ...SEC-registered investment adviser and Jackson subsidiary.Annuities are distributed by Jackson National Life Distributors LLC, Member FINRA.Jackson companies offer an outstanding benefits package including competitive pay, bonuses, comprehensive health insurance benefits,...Home officeFlexible hours
- ...SEC-registered investment adviser and Jackson subsidiary.Annuities are distributed by Jackson National Life Distributors LLC, Member FINRA.Jackson companies offer an outstanding benefits package including competitive pay, bonuses, comprehensive health insurance benefits,...Home office
- CNO Financial Group, Inc. in Carmel is seeking a Director of Sales Practice Supervision & Oversight to ensure compliance with FINRA and internal policies. This role involves leading supervisory frameworks and mitigating risks with a focus on compliance. The ideal candidate...Full timeWork at officeRemote work
