Average salary: $42,870 /yearly
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- ...investment and insurance products based on clients’ needs and investment tolerance through LPL Financial, a registered Broker/Dealer, member FINRA and SIPC. Advisors must have the proper professional qualifications and follow strict financial industry rules, and provide client...SuggestedWork experience placementWork at officeRemote workRelocationMonday to FridayFlexible hoursAfternoon shiftEarly shift
$52k - $58k
...Have your FINRA Series 7 and 63 and a passion for serving others? Join our team of crew as a Client Service Excellence Center associate! About this Job: At Vanguard, we have a client-first mentality that we live and breathe every day through our mission, to take...SuggestedRemote workVanguard
Miami, FL3 days ago$98k - $110k
...Compliance Training Program Associate Mizuho Americas is seeking an associate to support its Compliance Training Program, including FINRA Firm Element and other U.S. regulatory training requirements. This role plays a key part in the design, delivery, administration,...SuggestedLocal areaRemote workMizuho Bank Ltd
New York, NY1 day ago$59k - $95k
...federal laws, rules and regulations, and internal standards. This also includes Federal and State Insurance Regulations as well as FINRA and SEC Rules. This position will work in the areas of insurance and securities. This is a fully remote role. What you will do:...SuggestedRemote workCetera Financial Group
Dallas, TX1 day ago$45k - $70k
...you as you navigate our Industry leading training program, working at home and in an Investor Center.* **Obtain Licenses:** Become a FINRA (Financial Industry Regulatory Authority) Registered Representative by studying for and obtaining your SIE, Series 7 Top Off and...SuggestedWork at office1 day per week$113.9k - $189.8k
...possible with LPL Financial. Do you have at least 7 years of consultative sales success in the financial services industry and your FINRA Series 7 and 66 (or both 63 and 65) licenses? Are you: (1) passionate about helping financial advisors better meet the wealth and...SuggestedWork from homeLPL Financial
La Jolla, CA1 day ago- ...training and/or mentoring less experienced staff. Support QA function for general service teams and enhanced QA review required for FINRA registered associates performing transactions on products with Variable investment feature (FINRA governed) as needed/assigned....SuggestedMinimum wageRemote workWork from homeHome officeMonday to FridayShift work
DXC Technology
Nashville, TN1 day ago - ...communication skills, attention to detail, and the ability to operate in a fast-paced, high-volume call center environment. Candidates with FINRA Series 6 or 7 licenses are strongly preferred, as the role involves supporting clients with regulated financial and insurance-...SuggestedMinimum wage
DXC Technology
Nashville, TN2 days ago $57.26k
**Open to remote** Series 6 FINRA License - REQUIRED About the job: The Life Claims & Annuity Sr. Specialist is responsible for assessing and making decisions on variable/portfolio death claims, death under income plan, variable/fixed annuity, and Northwestern...SuggestedContract workWork experience placementRemote workNorthwestern Mutual Life Insurance Company
United States3 days ago- ...Securities America, Inc. (Nikko US) is an SEC-registered securities broker-dealer and member of the Financial Industry Regulatory Authority (FINRA) and the Municipal Securities Rulemaking Board (MSRB). These entities provide coordinated services to our corporate and...SuggestedWork at officeLocal areaWork from home
Smbc Global Foundation Inc
New York, NY1 day ago - ...Service Skills. Required Qualifications: High School diploma is required (the diploma will be requested during background check) FINRA Series 6 license (active and in good standing) is required Employment is contingent upon successful completion of a background...SuggestedMinimum wageRemote workWork from homeMonday to Friday
DXC Technology
Tulsa, OK2 days ago $21.35 per hour
...This position has been classified as a Registered Representative under NMIS guidelines and requires fingerprinting.Series 63 - FINRA, Series 6 - FINRA, SIE - FINRA Compensation Range: Pay Range - Start: $21.35 Pay Range - End: $32.02 Geographic Specific...SuggestedRemote workShift workNorthwestern Mutual Life Insurance Company
United States3 days ago$47k - $66.7k
...Financial Services Consultants who are ready to join our coalition of champions. This is a Financial Industry Regulatory Authority (FINRA) Registered role that is primarily responsible for taking inbound calls, providing individual participants with options for retirement...SuggestedHourly payWork experience placementWork at office- Life & Annuities Call Center Support Representative DXC Technology helps global companies run their mission critical systems and operations while modernizing IT, optimizing data architectures, and ensuring security and scalability across public, private and hybrid clouds...SuggestedMinimum wageMonday to FridayShift work
$61.53k
...reviews of books and records of Offices of Supervisory Jurisdiction, Registered Branch Offices and other field locations as required by FINRA. Conduct interviews and client file reviews with representatives in field offices in accordance with firm policy and industry...SuggestedWork at officeLocal areaHome office$113.9k - $189.8k
...possible with LPL Financial. Do you have at least 7 years of consultative sales success in the financial services industry and your FINRA Series 7 and 66 (or both 63 and 65) licenses? Are you: (1) passionate about helping financial advisors better meet the wealth and...Work from home- ...Considering an exciting new career as a professional trader? T3 Trading Group, LLC ( ) is a Registered SEC Broker-Dealer & Member of FINRA/SIPC. We are recruiting hardworking, entrepreneurial entry level-traders for remote positions in our nationwide Trading Group....H1bWork at officeImmediate startRemote workVisa sponsorship
- ...is a powerful, easy-to-use Compliance as a Service solution, directly integrating regulatory database sources of truth (i.e. NIPR, FINRA) with core business systems (i.e. Salesforce) so we can automate the critical business processes associated with these compliance requirements...Work at officeWork from homeWork visa
$160k
...responsive research for institutional clients. Supervisory Analysts (SAs) are considered principals of the equity research department under FINRA rules and are valued gatekeepers that ensure Truist Securities’ research meets demanding internal standards. It is required to have...Full timePart timeWork experience placementRemote workShift workAfternoon shift- ...preferred.* ## Prior insurance or investment wholesaling experience preferred.* ## Securities Industry Essentials (SIE) required.* ## FINRA Series 6 or 7, FINRA Series 63, State Insurance License required.Jackson is proud to be an equal opportunity workplace. The Company...Work experience placementWork at officeRemote workHome office
- ...Services Representative to support customers over the phone. This role provides comprehensive training and resources to obtain necessary FINRA licenses. Support includes paid training, mentoring, and a structured career development path. Candidates should be enthusiastic,...Remote workFlexible hours
- Join the FINRA Mission; Protect Investors and the Integrity of the Markets. Apply to be part of FINRA's prestigious recent graduate program. This is a full time position starting first with our Summer 2026 College of Examinations 6 week training program - a mix of in person...Full timeTemporary workFor contractorsFor subcontractorSummer workWork at officeLocal areaImmediate startRemote work
$14 per hour
...SEC-registered investment adviser and Jackson subsidiary.Annuities are distributed by Jackson National Life Distributors LLC, Member FINRA.Jackson companies offer an outstanding benefits package including competitive pay, bonuses, comprehensive health insurance benefits,...Hourly payPart timeHome officeMonday to FridayFlexible hoursShift work$80k - $110k
Foris Capital US LLC, a Crypto.com company, is seeking an experienced FINRA Series 7 Registered Representative with a focus on IRAs and retirement accounts to join our broker/dealer team. This position is responsible for handling all IRA-related inquiries and transactions...Remote work$139.7k - $232.9k
Corporate/Institutional Banking Vice President (FINRA) page is loaded## Corporate/Institutional Banking Vice President (FINRA)remote type: Hybrid Positionlocations: Cleveland, OHtime type: Full timeposted on: Posted Todayjob requisition id: R82407# **Overview:**Responsible...Remote work- ...from home and providing in-person support at an Investor Center. Candidates will receive comprehensive training to obtain necessary FINRA licenses, alongside career development opportunities. Ideal for those with a passion for financial services and strong customer service...Remote jobWork from home
$68k - $127k
FINRA Series 6, 63, 65 or 7, 66 licenses required for this role as well as Arizona Life and Health license.The ideal candidate will have the following:* Strong presentation and communication skills for effective seminar delivery.* Excellent relationship-building abilities...Full timeTemporary workPart timeCasual workWork from homeHome office$90k
...is a powerful, easy-to-use Compliance as a Service solution, directly integrating regulatory database sources of truth (i.e. NIPR, FINRA) with core business systems (i.e. Salesforce) so we can automate the critical business processes associated with these compliance requirements...Work at officeWork from homeWork visaShift work- ...Services Representative to support customers by answering questions about accounts and placing trades. This role offers paid training for FINRA licenses and opportunities for career development. You will work from home with a strong focus on skill building and customer...Remote jobWork from home
$50k - $125k
...(39) and 15(b)(4) and Rule 17a‑3(a)(12) of the Securities and Exchange Act of 1934, and conducts background reviews consistent with FINRA Rule 3110(e). A copy of a notice regarding the provisions of the Los Angeles County Fair Chance Ordinance is available at: Notice URL...Full timeWork at officeWork from homeHome officeFlexible hours
