Search Results: 25,066 vacancies
...product offerings, visit .
Responsibilities:
The Chief Compliance Officer oversees the Companys global Ethics and Compliance Program... ...when violations of the Business Conduct Policy, policies or legal requirements occur. The Chief Compliance Officer reports administratively...
Legal
Worldwide
Job Title
Director of Legal and Compliance
Location
Dallas, TX, USA
Additional Location(s)
Employee Type
Employee
Working Hours Per... ...essential functions.
This job generally operates in a clerical office setting. This role routinely uses standard office equipment...
Legal
Contract work
Work experience placement
Local area
...Growing Clearing Broker dealer is seeking a strong surveillance candidate to join their compliance team.
Responsibilities:
Collaborate with assigned departments to enhance their policies and procedures.
Review and analyze current policies and procedures...
Suggested
...Corporate Compliance Nurse
This is a corporate, enterprise-wide role, serving as a resource to our programs and senior leadership regarding issues of Compliance & QA/PI.
Service lines: Home Health (skilled), Private Duty, Hospice, Palliative Care, Homecare (non...
Suggested
...professional manner.
We are seeking a talented and motivated Deputy Compliance Officer to join our compliance team. Reporting direct to the Chief... ...Assistance Program
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United Texas Bank...
Legal
Holiday work
Full time
Temporary work
Bank staff
Flexible hours
...Description:
Role: Compliance Officer
Job Description
Identification and management of the TPA's compliance risk. Role reports... ...respect to all products including health care.
Familiarity with Legal Interpretation of Key Laws to ensure alignment of Policies to...
Legal
...individual to fill the position of a full-time Fair Banking Compliance Officer in Dallas, Texas.
MUST HAVE- 3-5 years of analytical experience... ...bank or similar organization, preferably in a Compliance. Legal or similar function.
MUST HAVE - Bachelor Degree or equivalent...
Legal
Holiday work
Full time
Flexible hours
SUMMARY
The VP, Senior Compliance Officer serves as a Chief Compliance Officer (CCO) to trusts of mutual funds and closed-end fund clients... ...compliance policies and procedures for assigned trusts to satisfy all legal and regulatory requirements, performing annual reviews...
Legal
Local area
...to drive better health outcomes.
Description
The Deputy Compliance Officer role will help lead the Company's Trust and Compliance... ...working closely with other cross functional teams including the Legal, Clinical, Commercial, Marketing, Engineering, Regulatory, Quality...
Legal
Full time
...fun. If this aligns with your values and you want to join a leader in the banking industry, we are hiring for a
hybrid
Bank Compliance Officer that will coordinate, conduct, and manage bank compliance engagements, providing guidance, and support to other professionals...
Suggested
Night shift
Role
Internal Audit - Compliance and Legal Technology Auditor (Vice President)
Internal Audit
What We Do
As the third line of defense, Internal... ...1869, the firm is headquartered in New York and maintains offices in all major financial centers around the world.
#J-18808-...
Legal
Local area
...Internal Audit, Compliance & Legal Associate
The Goldman Sachs Group, Inc. is a leading global investment banking, securities and investment... ...1869, the firm is headquartered in New York and maintains offices in all major financial centers around the world. We commit...
Legal
...trading desk on various regulatory and policy requirements covering investments and trading activities for agency and trust accounts. Perform assessment and challenge the control Compliance Officer, Compliance, Officer, Lead, Regulatory, Banking, Business Services, Business
Suggested
Serves as a Compliance Product Officer supporting Mortgage Fulfillment Independent Compliance Risk Management (ICRM) responsible for assisting with... ....
Collaborating with other internal areas including: Legal, Business Management, Operations, Technology, Finance, other...
Legal
Holiday work
Full time
Flexible hours
The Advisory Senior Compliance Officer serves as a key subject matter expert in ensuring lines of business compliance with applicable regulatory requirements. This role provides second-line independent oversight and guidance regarding business produc Compliance Officer...
Suggested
...Africa on an exclusive basis to conduct a search for a Chief Compliance Officerto be based in Dallas, Texas.Company: Founded in 1982 with... ...over $3B in annual revenue.Overview:The Chief Compliance Officer will be responsible for designing, developing, and assessing the...
Relocation
Serves as a Compliance Product Officer supporting Mortgage Fulfillment Independent Compliance Risk Management (ICRM) responsible for assisting with... ....
Collaborating with other internal areas including: Legal, Business Management, Operations, Technology, Finance, other...
Legal
Holiday work
Full time
Flexible hours
...and reporting of contract payments, contractual and statutory compliance, and project expenditures; as well as creating, preparing and delivering... ....
Works closely with Purchasing Department, Auditor's Office, County Clerk's Office and Information Technology Department to...
Contract work
For contractors
Local area
...Chief Legal Officer
About the Company
Distinguished environmental services organization
Industry
Environmental Services... ...the Chief Legal Officer will play a pivotal role in ensuring compliance with relevant laws and regulations, managing legal risks, and...
Legal
Contract work
Flexible hours
...impact is rewarded.
The selected colleague will work at an MUFG office or client sites four days per week and work remotely one day. A... ...corporate functions.
Execute responsibilities identified in compliance risk management framework (CRMF) governance requirements. This...
Holiday work
Work experience placement
Bank staff
Local area
Remote job
