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...innovation.
Why we're looking for you
With enormous growth and sales consistently beating quotas, we need our first Legal and Compliance Officer to help build and scale all aspects of the legal and compliance function. Our product is at the intersection of banking...
Legal
Remote job
...Senior Compliance Officer - Bloomberg Tradebook - Legal & Compliance
**New York, NY**
Posted Apr 26, 2024 - Requisition No. 124879
The energy of a newsroom, the pace of a trading floor, the buzz of a recent tech breakthrough; we work hard, and we work fast - while...
Legal
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...Disagree Transparently.
Encourage Independent Decision-Making.
Build Dream Teams.
Who You Are:
The Legal & Compliance Director will be a Compliance Officer of both the Swap Dealer and the Commodity Pool Operator/Commodity Trade Advisor and will be responsible...
Legal
Holiday work
Local area
Remote job
Flexible hours
...Associate to support the management and continued build out of the compliance program for Vista's dedicated credit investment platform, Vista... ...opportunity as it will provide broad exposure to a variety of legal and compliance related topics that are central to the VCP...
Legal
Immediate start
...knowledge and power progress. From the state-of-the-art offices in nine major world cities, they connect business... ...are looking for a driven and entrepreneurial Content Compliance Manager to join the global Legal and Compliance team to support new and dedicated Content...
Legal
Holiday work
...and Global Markets lines of business.
Overview:
The Legal Office Associate Attorney will provide assistance and support on various... ...corporate governance and legal analysis with regards to compliance issues
Bank-wide Special Projects
Provide initial review...
Legal
...Location: Washington, D.C., New York, Chicago or SF office or 100% remote
Bully Pulpit International is an outcomes agency... ...for a business-oriented attorney to serve as Sr. Counsel, Legal, Privacy & Compliance to guide our dynamic and growing team on day-to-day legal...
Legal
Contract work
Temporary work
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...ecosystem. For more information, visit
The Role:
The Compliance Officer is responsible for all aspects of the consumer compliance program... ...status as a protected veteran, status as an individual with a disability or other applicable legally protected characteristics.
Suggested
...non-mayoral).
The Investigation and Compliance Unit, to which this position belongs, updates... ...and provides guidance to agency EEO Officers on investigative and reasonable accommodation processes, develops and presents legally mandated non-discrimination training curricula...
Legal
Local area
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...Chief Compliance Officer Location: Hybrid in New York City
The Chief Compliance Officer will be responsible for developing and supporting... ...of a program to ensure compliance with all relevant legal and regulatory requirements for Melio Payments, Inc. and its...
Legal
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Part time
Work from home
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...are actively recruiting for an seasoned banking Compliance professional to function as Deputy Chief Compliance Officer. Candidates should be in a Lead or Managerial Role... ...the firm.
6. Provide support to and work with legal and business groups to interpret and execute...
Legal
...various aspects of the KKR Private Markets Compliance Program. A significant amount of this... ...role will report to the Chief Compliance Officer for KKR Private Markets.
IDEAL... ...in investment management compliance or legal practice. The candidate will have substantial...
Legal
Relief
...reviewing, drafting and revising various legal agreements. This position will also provide... ...in the conduct of its operations, its compliance with applicable laws and regulations, and... ...obligations and requirements; development of legal office templates and checklists for recurring...
Legal
Contract work
...Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with... ...parties.
+ Collaborating with other internal areas including: Legal, Business Management, Operations, Technology, Finance, other...
Legal
Holiday work
Full time
Flexible hours
...The Role
We are seeking to hire an exceptional Compliance Officer to join our compliance team in our New York City office. The Compliance Officer will report into the Deputy Chief Compliance Officer and will lead the Risk Review, Monitoring and Exams (RRME) team...
Suggested
...The Global Atlantic Financial Group.
TEAM OVERVIEW
KKR's Compliance team is responsible for developing and enforcing compliance... ...capital markets.
POSITION SUMMARY
Based in one of KKR's core offices, this individual will be responsible for supporting various...
...Position Summary
Assured Guaranty is seeking to hire a compliance lawyer in the New York office to provide compliance, governance and legal support to the Chief Compliance Officer primarily in respect of Assured Guaranty Ltd. and its US and Bermuda insurance subsidiaries...
Legal
...LLC, a leading self-clearing broker-dealer is looking for a Compliance Associate/Officer to join the team. He/she will help with the delivery of... ...~ Bachelor's degree in Business Administration, Finance, Legal or related field
~4+ years of experience in public...
Legal
...services to the latest in regulatory and compliance solutions. What drives us every day? A... ...current regulations, and as Chief Compliance Officer, you play a key role. We are looking for... ...audits, regulatory examinations, legal contracts, and all Third Party Vendor compliance...
Legal
We are looking for a Chief Compliance Officer who will play a crucial role in ensuring that Vise operates in compliance with all applicable... ...disqualifying physical or mental disability, national origin, veteran status, or other applicable legally protected characteristics.
Flexible hours
