Search Results: 52,103 vacancies
...Disagree Transparently.
Encourage Independent Decision-Making.
Build Dream Teams.
Who You Are:
The Legal & Compliance Director will be a Compliance Officer of both the Swap Dealer and the Commodity Pool Operator/Commodity Trade Advisor and will be responsible...
Legal
Holiday work
Local area
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...Senior Compliance Officer - Bloomberg Tradebook - Legal & Compliance
**New York, NY**
Posted Apr 26, 2024 - Requisition No. 124879
The energy of a newsroom, the pace of a trading floor, the buzz of a recent tech breakthrough; we work hard, and we work fast - while...
Legal
Holiday work
Temporary work
For contractors
Work experience placement
Local area
...YouTube and LinkedIn.
Job Description
The Senior Counsel, Legal Compliance position is responsible for developing legal strategy and direct... ...advice to Commercial, Marketing, Regulatory Affairs, the Office of Ethics and Compliance, and other departments concerning a...
Legal
...ecosystem. For more information, visit
The Role:
The Compliance Officer is responsible for all aspects of the consumer compliance program... ...status as a protected veteran, status as an individual with a disability or other applicable legally protected characteristics.
Suggested
...solution that automates front- and back-office operations. Institutions and investors are... ...the role
We are looking for a diligent Compliance Officerto join the rapidly growing team of... ...ensuring SSI's compliance with the relevant legal and regulatory requirements, implementing...
Legal
For contractors
...policies, procedures, and programs including Compliance, Training & Development, and Employee... ...Ensure that all documents and policies meet legal guidelines and compliance requirements.... ...sessions.
Ability to operate standard office equipment i.e. copier, fax, telephone, scanner...
Legal
Full time
Monday to Friday
About the Role:
Grade Level (for internal use):
12
The Role: Compliance Officer
The Compliance Officer role is based in Englewood or New... ...situations in the future;
Collaborate with other departments (e.g., Legal, Risk Management, Human Resources, etc.) to direct compliance...
Legal
Second job
Local area
Worldwide
Flexible hours
...Job Description
Job Description Consumer Regulatory Compliance Officer
located onsite in Manhattan with a foreign bank
Base salary $100-135K based on experience and skills
Required Education and Experience:
BA or BS required. A minimum of 5-7 years of...
Suggested
...The Role
We are seeking to hire an exceptional Compliance Officer to join our compliance team in our New York City office. The Compliance Officer will report into the Deputy Chief Compliance Officer and will lead the Risk Review, Monitoring and Exams (RRME) team in...
Suggested
...to you to make it happen.
What's the role?
Bloomberg's Legal & Compliance Department plays a critical role in supporting our businesses... ...privacy-related regulatory filings.
Based in our New York office, this is a phenomenal opportunity to help the firm to protect...
Legal
Holiday work
Full time
Temporary work
For contractors
Work experience placement
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...Role Summary/Purpose
The Company is looking for a dedicated compliance professional to join its legal and compliance team. The Senior Compliance Officer will report directly to Annalys Deputy General Counsel and Chief Compliance Officer and will have exposure to...
Legal
Local area
Relocation bonus
...LLC, a leading self-clearing broker-dealer is looking for a Compliance Associate/Officer to join the team. He/she will help with the delivery of... ...~ Bachelor's degree in Business Administration, Finance, Legal or related field
~4+ years of experience in public...
Legal
...future, and the communities we invest in worldwide.
The Legal and Compliance Department (LCD)
We govern, structure, negotiate and execute... ...candidate to join our Compliance Division in GIC's New York Office as an Associate.
Key Responsibilities
Advise and...
Legal
Worldwide
The Senior Compliance Officer will assist the Compliance Program Director and Chief Compliance Officer in managing the risks associated with... ..., national origin, protected veteran status, or other legally protected characteristics, and will not be discriminated against...
Suggested
Work experience placement
...or non-mayoral).
The Investigation and Compliance Unit, to which this position belongs, updates... ...and provides guidance to agency EEO Officers on investigative and reasonable accommodation processes, develops and presents legally mandated non-discrimination training...
Legal
Local area
Shift work
...Description Reports to : The Executive Director
FLSA Status : (X) Exempt ( ) Non Exempt
The Quality Assurance and Corporate Compliance Officer:
Will be responsible for oversight and management of quality assurance activities, requirements and internal controls....
Local area
SourceProSearch is seeking an A+ Legal Secretary with top-tier tenure and skills to join... ...but also take on the responsibilities of office management. You'll be the backbone of our... ...and operations to secure efficiency and compliance.
Supervise administrative staff and...
Legal
...Group and Norwest Venture Partners. Our offices are located in NYC, Austin, Miami, Denver... ...tech company? Joining YipitData’s legal team is a rare opportunity to become a core... ...research.
At YipitData, our legal and compliance team is an essential and collaborative partner...
Legal
Work experience placement
Remote job
Visa sponsorship
Flexible hours
Shift work
Senior Compliance Officer - MNPI
This role will provide senior Compliance coverage in relation to handling of material non-public information... ...in close partnership with the existing Compliance and Legal teams globally, relevant Business Management teams, and the various...
Legal
Local area
...Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with... ...parties.
+ Collaborating with other internal areas including: Legal, Business Management, Operations, Technology, Finance, other...
Legal
Holiday work
Full time
Flexible hours
