Search Results: 32,451 vacancies
...Description
Job Description We have a current opportunity for a Compliance Manager on a permanent basis. The position will be based in... ...Act of 1940, including Board reporting, in coordination with legal counsel and external service providers
Conduct regular compliance...
Legal
Permanent employment
We are seeking a dynamic Regulatory & Compliance Specialist with a strong legal background and expertise in gaming and cannabis regulations to join our team. As a key member of our regulatory compliance team, you will play a crucial role in ensuring our company's adherence...
Legal
Local area
...perform administrative tasks. In this role you will be responsible for handling all administrative tasks for the Chief Legal and Compliance Officer and General Counsel. You will be expected to make travel arrangements, form a partnership with the executives and the Legal...
Legal
Full time
...Intelligence is looking for our first Director of Legal Operations and Procurement to help our... ...week at either our Chicago or Boston offices.
In this newly created role,... ...in managing legal risk, including compliance and regulatory matters.
~ Help build...
Legal
Contract work
Local area
Remote job
2 days per week
...leading US exchanges, Optiver's Chicago office trades a wide range of products from listed... ...is looking for an experienced Senior Compliance Officer with a strong understanding of systematic... ...with an emphasis on follow-through.
Legal authorization to work in the U.S. is...
Legal
Holiday work
...The Group: Morningstar's Compliance team supports Morningstar's global business entities,... ...currently seeking a highly motivated Compliance Officer to join our team. The focus of the role... ....
001_MstarInc Morningstar Inc. Legal Entity
Morningstar's hybrid work environment...
Legal
Local area
Remote job
3 days per week
...their lives around - GATEWAY IS THE PLACE FOR YOU!
The Compliance and Privacy Officer is responsible for:
Developing and implementing the... ...maintenance of Gateway's privacy program to ensure compliance with legal and regulatory obligations related to Protected Health...
Legal
Holiday work
Temporary work
Local area
Flexible hours
Compliance Associate
B. Riley Securities, Inc.
B. Riley Financial provides collaborative solutions tailored to fit the capital raising... .... B. Riley Financial is headquartered in Los Angeles with offices across the U.S. as well as an international presence. For more...
Legal
Holiday work
Full time
...Chief Legal Officer
About the Company
Distinguished environmental services organization
Industry
Environmental Services... ...the Chief Legal Officer will play a pivotal role in ensuring compliance with relevant laws and regulations, managing legal risks, and...
Legal
Contract work
Flexible hours
Aon Investments USA is looking for Senior Compliance Oversight Officer, Investments
(Chicago or open to any remote location across the U.S.)
As part... ..., veteran, marital, domestic partner status, or other legally protected status.
We welcome applications from all and provide...
Suggested
Holiday work
Full time
Temporary work
Part time
Work experience placement
Local area
Remote job
In-House Counsel / Chief Compliance Officer - FinTech Start-Up
Founded in 2023, North Pond LLC (NP) dba Oliv Financial is a B2B2C platform and... ...counsel to support our core financial product and provide legal and regulatory guidance.
Responsibilities
Provide comprehensive...
Legal
Local area
Remote job
...management firm ($1tn+ AuM) is looking to introduce a Head of Compliance into their Private Investments division in Chicago.
This business... ...in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial and professional services...
Legal
...Daily oversight of the compliance program ensuring effectiveness and timely completion of tasks - Responsible for ensuring adequate policies... ...- Identity and resolve any conflicts of interest t Compliance Officer, Officer, Compliance, Chief, Compliance Coordinator, Business...
Suggested
...Job Description
Job Description We have a current opportunity for a Compliance Officer on a permanent basis. The position will be based in Chicago. For further information about this position please apply.
Responsibilities:
Manage FINRA CRD, including the...
Suggested
Permanent employment
Work experience placement
...Description:
Employer: DWS Group
Title: Senior AFC & Compliance Officer - Alternatives
Location: Chicago
About DWS:
DWS Group... ...JD or other advanced degree preferred.
~ Previous relevant legal or compliance experience with knowledge of the Investment...
Legal
Holiday work
Local area
Flexible hours
Department:
Temp Center
Salary/Grade:
TMP/01
Position:
Temporary Office Administrator
Hours: This is both
part-time
position ( 20
hours per week)
Pay:
$20-21
per hour
Campus:
Evanston
Approximate start date: 07/15/2024
Approximate end date:...
Hourly pay
Temporary work
Part time
**Chief Compliance Officer (CCO) of Broker-Dealer**
at GCM Grosvenor Chicago, Illinois, United States **SUMMARY**The Compliance team is looking... ....
* Work with various team and departments including Legal, Onboarding, Business Development, Relationship Management Support...
Legal
For subcontractor
Flexible hours
...Job Description
Job Description Chief Compliance Officer (CCO)
Location: Glenview, IL
Company: Regal Securities, Inc.
About Us:
Regal Securities, Inc., is a well-respected investment brokerage and Registered Investment Advisory firm in the Chicago area...
...not pay any fees without a contract signed by Achieve’s Talent Acquisition leader. Job Description
As the Lending Compliance & Risk Officer, you will be responsible for establishing, implementing and maintaining risk management standards and programs to drive compliance...
Contract work
Remote job
Work from home
...Chief Compliance Officer (CCO)
About the Company
Flourishing hospitality company
Industry
Hospitality
Type
Privately Held... ...role is required, along with in-depth knowledge of relevant legal and regulatory frameworks. The role demands strong leadership...
Legal
