...Senior Compliance Officer - Bloomberg Tradebook - Legal & Compliance
**New York, NY**
Posted Apr 26, 2024 - Requisition No. 124879
The energy of a newsroom, the pace of a trading floor, the buzz of a recent tech breakthrough; we work hard, and we work fast - while...
Legal
Holiday work
Temporary work
For contractors
Work experience placement
Local area
...Senior Compliance Officer - Trade / Export Control - Legal & Compliance
**New York, NY**
Posted May 17, 2024 - Requisition No. 125360
The energy of a newsroom, the pace of a trading floor, the buzz of a recent tech breakthrough; we work hard, and we work fast - while...
Legal
Holiday work
Temporary work
For contractors
Work experience placement
Local area
...Disagree Transparently.
Encourage Independent Decision-Making.
Build Dream Teams.
Who You Are:
The Legal & Compliance Director will be a Compliance Officer of both the Swap Dealer and the Commodity Pool Operator/Commodity Trade Advisor and will be responsible...
Legal
Holiday work
Local area
Remote job
Flexible hours
...Job Description
Job Description Consumer Regulatory Compliance Officer
located onsite in Manhattan with a foreign bank
Base salary $100-135K based on experience and skills
Required Education and Experience:
BA or BS required. A minimum of 5-7 years of...
Suggested
...ecosystem. For more information, visit
The Role:
The Compliance Officer is responsible for all aspects of the consumer compliance program... ...status as a protected veteran, status as an individual with a disability or other applicable legally protected characteristics.
Suggested
...Hiring Manager:
Deputy General Counsel
Department:
Legal & Compliance
Department Overview
The Legal & Compliance Department... ...growing business.
Position Responsibilities
The Compliance Officer is expected to contribute meaningfully to the review and...
Legal
Contract work
Temporary work
...policies, procedures, and programs including Compliance, Training & Development, and Employee... ...Ensure that all documents and policies meet legal guidelines and compliance requirements.
•... ...sessions.
• Ability to operate standard office equipment i.e. copier, fax, telephone,...
Legal
Full time
Monday to Friday
...Location: Washington, D.C., New York, Chicago or SF office or 100% remote
Bully Pulpit International is an outcomes agency... ...for a business-oriented attorney to serve as Sr. Counsel, Legal, Privacy & Compliance to guide our dynamic and growing team on day-to-day legal...
Legal
Contract work
Temporary work
Remote job
Shift work
...and Global Markets lines of business.
Overview:
The Legal Office Associate Attorney will provide assistance and support on various... ...corporate governance and legal analysis with regards to compliance issues
Bank-wide Special Projects
Provide initial review...
Legal
...Description Reports to : The Executive Director
FLSA Status : (X) Exempt ( ) Non Exempt
The Quality Assurance and Corporate Compliance Officer:
Will be responsible for oversight and management of quality assurance activities, requirements and internal controls....
Suggested
Local area
...The compliance officer is responsible for independently monitoring business information barriers and the protection of MNPI across various forms of communication and media. Job Description. ESSENTIAL DUTIES AND RESPONSIBILITIES - Location: Please n Compliance Officer,...
Suggested
...Position Summary
Guggenheim Investments is seeking an exceptional Compliance Officer to join its team. Reporting to the Head of Anti-Money Laundering of Guggenheim Partners Investment Management, LLC (GPIM), an SEC-registered investment advisor. This person will join...
Suggested
...KKR Credit Advisors (US) LLC ("KKR") are seeking an experience compliance officer or attorney to join KKR's Global Compliance team with a focus... ...partnering with business leaders to identify and mitigate legal, regulatory, operational and reputational risks arising from...
Legal
Work experience placement
...The Global Atlantic Financial Group.
TEAM OVERVIEW
KKR's Compliance team is responsible for developing and enforcing compliance... ...capital markets.
POSITION SUMMARY
Based in one of KKR's core offices, this individual will be responsible for supporting various...
Suggested
...Job Description
Job Description
The Compliance Officer oversees and monitors all aspects of the Corporate Compliance Program within the agency, and functions independently to ensure the agency compliant with all regulatory requirements and industry standards...
Suggested
Hourly pay
Full time
Relocation
Relocation bonus
Flexible hours
Shift work
Day shift
Monday to Friday
...Role Summary/Purpose
The Company is looking for a dedicated compliance professional to join its legal and compliance team. The Senior Compliance Officer will report directly to Annaly's Deputy General Counsel and Chief Compliance Officer and will have exposure to the...
Legal
Local area
Relocation bonus
...created brokerage clearing firm.
Reporting into the Chief Compliance Officer, this person will manage a team of AML professionals and overseeing... ...and reviews conducted.,
* Stays apprised of BSA/AML/OFAC legal and regulatory developments,
* Maintain effective...
Legal
Work experience placement
Flexible hours
...The Role
We are seeking to hire an exceptional Compliance Officer to join our compliance team in our New York City office. The Compliance Officer will report into the Deputy Chief Compliance Officer and will lead the Risk Review, Monitoring and Exams (RRME) team...
...future, and the communities we invest in worldwide.
The Legal and Compliance Department (LCD)
We govern, structure, negotiate and execute... ...candidate to join our Compliance Division in GIC's New York Office as an Associate.
Key Responsibilities
Advise and...
Legal
Worldwide
...Atlantic Financial Group.
POSITION OVERVIEW
KKR is seeking a Compliance Officer to join the Compliance team with a focus on the... ...business leaders to identify and mitigate financial, operational, legal, regulatory and reputational risks. As the subject matter expert...
Legal
Work experience placement
