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$118k - $188k
...The Vice President of Broker Dealer and Middle Office Operations will lead a team responsible for the clearing, settlement, and operational management of municipal, preferred, and taxable fixed income securities for Nuveen's Separately Managed Accounts (SMA) business....SuggestedWork experience placementWork at officeNuveen
Chicago, IL13 days ago$143k - $180k
...recruitment team will provide more details. The US and Canada broker dealer Treasury team is part of Global Markets Division... ...responsible for treasury functions including: funding and liquidity risk management, asset liability management, FX/interest rate risk management /...SuggestedWork at officeLocal areaRemote workMUFG Bank, Ltd.
New York, NY4 days ago$150k - $180k
...highly experienced and detail-oriented VP candidate to support our Broker-Dealer Regulatory Reporting team. This role is responsible for... ...computation and PAB reserve formula under Rule 15c3-3. Manage the timely funding of the Special Reserve Bank Account and ensure...SuggestedWork at officeLocal areaWork from homeFlexible hoursTD Bank
New York, NY4 days ago- ...producer, resulting in sales results and retention. Works directly with bank investment program managers, program marketing/training staff, sales staff and producing agents and brokers on a daily basis. Develops in-depth product and industry knowledge as it relates to...SuggestedWork experience placementWork at officeWork from homeHome office
Western & Southern Life
Phoenix, AZ1 day ago - ...about developing your career, while helping others along the way, come join the Broadridge team. As the Head of Product Management for our Bank Broker Dealer business, you will create the product strategy, be responsible for product management roadmaps, and drive...SuggestedWork at officeLocal areaRemote work
Broadridge Financial Solutions , Inc.
New York, NY5 days ago $110k - $145k
The Vice President of Broker Dealer and Middle Office Operations will lead a team responsible for the clearing, settlement, and operational management of municipal, preferred, and taxable fixed income securities for Nuveen's Separately Managed Accounts (SMA) business....SuggestedWork experience placementWork at office$200k - $225k
...culture of continued evolution. About the Role As Director - Broker-Dealer FINOP, you will be responsible for the regulatory financial... ...to legal entities as needed Communicate with Senior management in identifying and resolving Broker-Dealer issues. Provide support...SuggestedWork at officeWork from homeWork visaFlexible hours$230k - $280k
Crypto.com is seeking an experienced professional to oversee US Broker-Dealer compliance operations in Manchester, NH. The role involves managing compliance activities, preparing regulatory filings, and serving as the primary contact for audits. Candidates should have Broker...SuggestedRemote jobFlexible hours$100k - $171.25k
...Distribution Role in State Street Investment Management's Client Coverage Group We are currently hiring for a distribution role within... ...and expanding relationships with top financial advisors in the Broker Dealer channel across MO, LA, & AR. The Regional Consultant...SuggestedTemporary workCurrently hiringRemote work$59.11k - $88.66k
...The Broker Dealer Operations Specialist plays a central role in delivering world-class customer and transaction servicing for alternative... .... Execute operations deliverables on recurring platforms; manage daily workflows and queues to meet service levels with a client-...SuggestedFull timeWork experience placementWork at officeHome officeVisa sponsorshipWork visaFlexible hoursGuardian Life Insurance Company
Freemansburg, PA4 days ago- ...Description Summary: The Huntington Securities, Inc. (HSI) Broker Dealer Ops Analyst 2, New Account Onboarding Specialist 2, is responsible... ..., such as ICS/CDARs and Money Market Fund investments * Manage daily settlement processes, including reviewing settlement...SuggestedFull timeH1bWork at officeRemote workWork from homeFlexible hours
Huntington Bancshares Inc
Columbus, OH2 days ago $200k - $300k
Chief Regulatory Officer - FinTech / Broker-Dealer Compliance job at Mangrum Career Solutions LLC. San Francisco, CA. Pay: $200,000.00... ...execute compliance strategy aligned with company growth goals. Manage relationships with regulatory bodies (FINRA, SEC, state...SuggestedFull timeRemote workFlexible hoursMangrum Career Solutions
San Francisco, CA3 days ago- CFA Institute is hiring a Regional Director for the Broker-Dealer Advisor Group to lead business development and manage key advisor relationships. This role requires extensive financial services experience, a Bachelor's Degree, and a preference for an MBA or CFA designation...SuggestedRemote job
$65k - $150k
...depending on your area Compensation: $65,000 - $150,000 Who We Are: Welcome to USG, a distinguished national wholesale broker and managing general agent (MGA) with a prominent presence across the nation. Our extensive network spans over 400 different markets and...SuggestedContract workTemporary workLocal areaRemote workFlexible hoursUSG Insurance Services, Inc.
Bethany, OK29 days ago- ...Job Description Job Description SUPPORT BROKER Remote position with required travel throughout an assigned Pennsylvania region... ...visits are required. We’re Palco. We provide the management, support, and systems behind self-directed programs—the services...SuggestedContract workWork at officeRemote workMonday to FridayFlexible hoursWeekend workAfternoon shift
Palco
Harrisburg, PAa month ago $48.23k - $196.49k
...we deliver a consistent flow of qualified prospects directly to you. Exceptional Support System: Our dedicated mentors and management team are committed to your success, providing top-tier marketing resources and comprehensive sales support. Efficient Administrative...Full timeImmediate startMonday to FridayFlexible hoursWeekend workMORE Realty
Santa Fe, NM11 days ago$150k - $180k
...highly experienced and detail-oriented VP candidate to support our Broker-Dealer Regulatory Reporting team. This role is responsible for... ...formula computation and PAB reserve formula under Rule 15c3-3. Manage the timely funding of the Special Reserve Bank Account and ensure...Full timeWork experience placementWork at officeLocal areaWork from homeFlexible hours$115k - $124.7k
...and home office levels, helping global organizations identify and manage various types of risks impacting their businesses. As part of an... ...day will look like The Aon Global Client Network (AGCN) Broker is responsible for the management of a complex portfolio of global...Full timeTemporary workPart timeWork at officeLocal areaHome office3 days per weekAon
New York, NY1 day ago$130k - $200k
...Build, maintain, and grow a book of business Manage agency relationships and serve as lead client contact Create and execute marketing... ...growth, and loss ratio Lead, train, and develop Associate Brokers Bachelor's degree or equivalent combination of education and...Remote workWorldwideFlexible hoursH.W. Kaufman Group
San Francisco, CA4 days ago$91.4k - $186.9k
Audit Manager Your journey at Crowe starts here: At Crowe, you can build a meaningful and rewarding career. With real flexibility to... ...relevant public accounting external audit experience working with Broker Dealer clients. Must have CPA certification aligned to the...Home office$150k
...Job Description Job Description We’re looking for a highly driven full-time real estate managing broker to lead our top-performing team. You’ll recruit new agents to grow your real estate brokerage, create training materials to develop high-producing agents, and oversee...Full timeWork at officeLocal areaIDEAL Real Estate
Sequim, WA2 days ago- ...You’ll Do · Advise clients on personal, business, life, health, auto, travel, renters, and group insurance solutions · Build and manage long-term client relationships · Assess client needs and recommend tailored coverage options · Collaborate with internal...For contractorsImmediate startRemote work
NOVO HOPE LLC
North Versailles, PA19 days ago - ...Description Job Description Job description: Join a President’s Elite-ranked insurance agency for 10 years and running. We manage a large, established business book and seek a dependable, client-focused Customer Service Representative to join our high-performing...Full timeContract workRemote work
Macomb County Auto Home & Life Inc
Washington, MI29 days ago $68k - $98k
...Professional Liability Broker NFP's Professional Liability practice is seeking a licensed P&C Broker to support placements across Management Liability, Cyber, and Professional Liability lines of coverage. This role can sit remote, hybrid, or in-office, with a preference...Work at officeImmediate startRemote work- ...Job Description Job Description Convelo is a managing general agent and wholesale broker positioned perfectly to give agents and brokers easy access to the most competitive specialty insurance products in the healthcare, senior living, non-profits, human services,...Work at officeRemote work
Convelo Insurance Group
Atlanta, GA7 days ago $50k - $75k
...Job Description Job Description Associate Producer/Broker Hours : 8:30-5:00 Local Time Location : Remote or hybrid, depending... ...Welcome to USG, a distinguished national wholesale broker and managing general agent (MGA) with a prominent presence across the nation...Temporary workWork at officeLocal areaRemote workFlexible hoursUSG Insurance Services, Inc.
Arlington, TX11 days ago$82k - $129k
...region that prioritizes people, offers a judgment-free environment, and empowers families to build better lives. Jon Ostler - Managing Partner: Began his career with Modern Woodmen in 2013. Jon was formerly in manufacturing in the heat sensor and alarm industry...Local areaImmediate startRemote workWork from homeFlexible hoursGrabJobs
United States9 hours ago- Challenger Motor Freight Inc. is seeking motivated individuals for the Freight Broker (Operating) Agent position. This role offers the autonomy to manage your time and revenue generation without micromanagement. Enjoy the flexibility of working from home and benefit from...Remote jobWork from home
$21.7 - $34.2 per hour
...This position is listed on behalf of a partner company, who manages all applications and next steps. Our partner is looking for a Mortgage Funding Coordinator based in the United States. This role plays a critical part in ensuring the smooth and accurate funding of...Remote jobHourly payFull timeWork at officeFlexible hoursjobgether
United States2 days ago$52k - $150k
4Leaf Services in Denver is seeking motivated Independent Freight/Broker Agents to connect shippers with carriers. This role offers autonomy, where you manage your own business and maximize profitability through negotiations and customer relationships. Ideal candidates...Remote job
