Average salary: $92,142 /yearly
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$118k - $188k
...The Vice President of Broker Dealer and Middle Office Operations will lead a team responsible for the clearing, settlement, and operational management of municipal, preferred, and taxable fixed income securities for Nuveen's Separately Managed Accounts (SMA) business....SuggestedWork experience placementWork at officeNuveen
New York, NY3 days ago$150k - $180k
...highly experienced and detail-oriented VP candidate to support our Broker-Dealer Regulatory Reporting team. This role is responsible for... ...computation and PAB reserve formula under Rule 15c3-3. Manage the timely funding of the Special Reserve Bank Account and ensure...SuggestedWork at officeLocal areaWork from homeFlexible hoursTD Bank
New York, NY4 days ago- ...Transportation Broker Position Overview KAG Logistics is seeking a driven, results-oriented Transportation Broker to manage the full lifecycle of freight transactions-from prospecting and onboarding shippers to carrier sourcing, rate negotiation, dispatch, and final...SuggestedWork at office
Kenan Advantage Group
Dublin, OH6 days ago - ...Associate Vice President, Broker Dealer Compliance About the Company Renowned financial institution with a global reach Industry... ...of the compliance program. A key aspect of the role is managing and supporting licensing and registration activities, including...Suggested
Confidential
New York, NY3 days ago - ...producer, resulting in sales results and retention. Works directly with bank investment program managers, program marketing/training staff, sales staff and producing agents and brokers on a daily basis. Develops in-depth product and industry knowledge as it relates to...SuggestedWork experience placementWork at officeWork from homeHome office
Western & Southern Life
Phoenix, AZ1 day ago $187k - $214k
...Betterment's mission is to empower people to do what's best for their money so that they can live better. As a Group Product Manager within the Broker/Dealer organization, you will own and shape the product strategy for our trading and market data systems. Together, these...SuggestedTemporary workSummer holidayWork at officeLocal areaMonday to ThursdayFlexible hoursBetterment
New York, NY4 days ago- ...assignments and conditions. Assist customers courteously and ensure a smooth loaner process. Collaborate with service and management teams to track and manage fleet availability. High school diploma or equivalent required. Previous experience in automotive...SuggestedWork at office
Ted Britt Ford
Fairfax, VA1 day ago $143k - $180k
MUFG is seeking a Vice President for their US and Canada Broker Dealer Treasury team in New York. This role involves managing funding, liquidity risk, and capital management while collaborating with various departments. Candidates should have over 7 years of Treasury experience...SuggestedRemote work$143k - $180k
MUFG Bank, Ltd is seeking a VP for their US and Canada Broker Dealer Treasury team in New York. Candidates should have over 7 years of... ...products, and strong analytical skills. The role involves managing projects to optimize funding and revenue, enhancing liquidity management...Suggested$143k - $180k
MUFG US and Canada Broker Dealer Treasury - VP page is loaded## MUFG US and Canada Broker Dealer Treasury - VPlocations: New York, NYtime... ...for treasury functions including: funding and liquidity risk management, asset liability management, FX/interest rate risk management /...SuggestedWork at officeLocal areaRemote work$110k - $145k
The Vice President of Broker Dealer and Middle Office Operations will lead a team responsible for the clearing, settlement, and operational management of municipal, preferred, and taxable fixed income securities for Nuveen's Separately Managed Accounts (SMA) business....SuggestedWork experience placementWork at office- ...Associate Vice President, Broker Dealer Compliance About the Company Renowned financial services firm Industry Financial... ...requirements. The successful candidate will also be responsible for managing employee compliance matters, such as personal account dealing,...Suggested
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong... ...to be best-in-class. As a Lead Credit Officer on the Banks and Broker Dealers team, you will leverage your analytical abilities and industry...Suggested
$151.9k - $173.4k
Broker Dealer Advisory Manager Job Description Compliance Risk Manager will support Capital One’s broker dealers compliance program. Compliance Risk Managers are highly motivated Risk Management professionals with excellent communication skills, strong judgment and decision...SuggestedFull timePart timeWork at officeLocal areaFlexible hours$59.11k - $88.66k
A leading insurance firm in New York is seeking a Broker-Dealer Operations Support professional to oversee daily operations, manage workflows, and support the operations team. This role requires 3-5 years of experience in broker-dealer operations, strong attention to detail...SuggestedWork at office- ...highly experienced and detail-oriented VP candidate to support our Broker‑Dealer Regulatory Reporting team. This role is responsible for... ...formula computation and PAB reserve formula under Rule 15c3‑3. Manage the timely funding of the Special Reserve Bank Account and ensure...Work at officeLocal areaFlexible hours
$135k - $165k
.... The position requires a strong compliance professional with 5 years of related experience. The role includes drafting policies, managing regulatory examinations, and providing mentorship to team members. Comprehensive health coverage, 401(k) match, and generous time...$200k - $225k
...of experience in Treasury or Liquidity Risk, and includes developing scalable liquidity models, tracking capital requirements, and managing the funding lifecycle for diverse asset classes. Each candidate must demonstrate strong data management skills and an ability to...$250k
A leading financial services provider is seeking a Managing Director to manage sales relationships and expand opportunities across large banks and brokerage firms. The ideal candidate will have over 10 years of experience in sales leadership within financial services and...$159.4k - $181.9k
A financial services company is seeking a highly skilled Trade Surveillance Manager to enhance its surveillance program across Broker-Dealer and Swap Dealer activities. This role involves leading daily operations and ensuring compliance with regulatory requirements, while...- ...time off Department: Clearing Operations Reports To: Clearing Operations Manager or Director of Operations Employment Type: Full‑Time Location: Addsion, TX Position Summary The Broker‑Dealer Operations Specialist plays a central role in the daily operational functions...Full time
FINTEX FINANCIAL INC
Addison, TX9 hours ago $115k
...highly attractive coastal luxury market. Note: Candidates must hold an active Florida Broker license and have strong real estate sales, brokerage leadership, recruiting, or management experience. About Us We are an established Southwest Florida real estate brokerage...Full timeWork at officeLocal areaOrion Placement
Marco Island, FL20 days ago- TD Bank in New York is looking for a highly experienced VP candidate for their Broker-Dealer Regulatory Reporting team. This role involves overseeing SEC financial rule reporting, managing net capital computations, and ensuring compliance with regulatory requirements. Candidates...
$110k - $165k
Webull Financial is seeking a Senior Accountant to manage the monthly close process and support audit readiness. Responsibilities include... ...will have 3-7+ years of relevant experience, particularly in broker-dealer or financial services, and familiarity with SEC/FINRA reporting...Work at office- CFA Institute is hiring a Regional Director for the Broker-Dealer Advisor Group to lead business development and manage key advisor relationships. This role requires extensive financial services experience, a Bachelor's Degree, and a preference for an MBA or CFA designation...Remote job
- A forward-thinking financial services firm based in Dallas is looking for a Finance Manager to oversee accounting operations across multiple U.S. entities. In this role, you will manage month-end close processes, ensure compliance with regulatory requirements, and optimize...
- ...about developing your career, while helping others along the way, come join the Broadridge team.As the Head of Product Management for our Bank Broker Dealer business, you will create the product strategy, be responsible for product management roadmaps, and drive execution...Work at officeLocal areaRemote work
- ...relationships that matter. Founded in 1886 and proudly family-owned for five generations, our deep roots in the industry enable us to manage grains, co-products, animal feed, and feed ingredients effectively. With an extensive transportation network, we connect supply and...
J.D. Heiskell & Companies
Overland Park, KS6 days ago - ...global markets proprietary trading firm in Chicago. We use next-generation technology to capture opportunities around the world and manage risk in financial markets. Our mission is to bless others through the services we provide and through the generous stewardship of...Full timeWork at office
TransMarket Group
Chicago, IL25 days ago - ...high-caliber business leader to spearhead a new agency location in the rapidly expanding Portland market. This is not a traditional management role; it is a private ownership opportunity backed by the infrastructure of a Fortune 500 brand. We are looking for an...Contract workWork at officeLocal areaImmediate start
Farmers Insurance- District 7324
Happy Valley, OR29 days ago
