Average salary: $92,142 /yearly
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- ...Vice President, Banks & Broker Dealers Join JPMorgan Chase's Risk Management and Compliance team, where your expertise will be pivotal in maintaining our strength and resilience. As a Vice President in the Banks & Broker Dealers team, you'll manage exposure to a diverse...Suggested
Chase
Plano, TX2 days ago - ...Associate Vice President, Broker Dealer Compliance About the Company Renowned financial institution with a global reach Industry... ...of the compliance program. A key aspect of the role is managing and supporting licensing and registration activities, including...Suggested
- ...Associate Vice President, Broker Dealer Accounting About the Company Accomplished broker-dealer Industry Financial Services... ...an AVP, Broker-Dealer Accountant to take on a pivotal role in managing the day-to-day accounting activities for a self-clearing and...Suggested
- ...assignments and conditions. Assist customers courteously and ensure a smooth loaner process. Collaborate with service and management teams to track and manage fleet availability. High school diploma or equivalent required. Previous experience in automotive...SuggestedWork at office
Ted Britt Ford
Fairfax, VA2 days ago - ...Transportation Broker Position Overview KAG Logistics is seeking a driven, results-oriented Transportation Broker to manage the full lifecycle of freight transactions-from prospecting and onboarding shippers to carrier sourcing, rate negotiation, dispatch, and final...SuggestedWork at office
Kenan Advantage Group
Dublin, OH12 hours ago - Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong... ...to be best-in-class. As a Lead Credit Officer on the Banks and Broker Dealers team, you will leverage your analytical abilities and industry...Suggested
- ...about developing your career, while helping others along the way, come join the Broadridge team. As the Head of Product Management for our Bank Broker Dealer business, you will create the product strategy, be responsible for product management roadmaps, and drive...SuggestedWork at officeLocal areaRemote work
Broadridge
New York, NY1 day ago $173k - $189k
...based positions (Four days/week in‑office). About The Role The Broker‑Dealer Operations Team oversees and operates Betterment’s broker... .... A day in the life The ideal candidate is an experienced manager with strong understanding of broker‑dealer operations, financial...SuggestedFull timeTemporary workWork at officeLocal areaMonday to ThursdayFlexible hoursBetterment
New York, NY3 days ago- ...A leading financial services company in New York is seeking a Head of Product Management for its Bank Broker Dealer business. This role involves creating product strategy, managing roadmaps, and driving product execution. The ideal candidate will have over 10 years of...Suggested
Broadridge
New York, NY1 day ago $159.4k - $181.9k
A financial services company is seeking a highly skilled Trade Surveillance Manager to enhance its surveillance program across Broker-Dealer and Swap Dealer activities. This role involves leading daily operations and ensuring compliance with regulatory requirements, while...Suggested$59.11k - $88.66k
A leading insurance firm in New York is seeking a Broker-Dealer Operations Support professional to oversee daily operations, manage workflows, and support the operations team. This role requires 3-5 years of experience in broker-dealer operations, strong attention to detail...SuggestedWork at office$173k - $189k
...based positions (Four days/ week in-office). About the role The Broker-Dealer Operations Team at Betterment oversees and operates... ...life The ideal candidate for this role will be an experienced manager who possesses a strong understanding of broker-dealer operations...SuggestedTemporary workWork at officeLocal areaMonday to ThursdayFlexible hoursMenlo Ventures
New York, NY1 day ago$151.9k - $173.4k
...Broker Dealer Advisory Manager The Compliance Risk Manager will support Capital One's broker dealers compliance program. Compliance Risk Managers are highly motivated Risk Management professionals with excellent communication skills, strong judgment and decision-making...SuggestedFull timePart timeWork at officeLocal areaFlexible hours$100k - $120k
...no required office days during the summer and winter holidays). This role is an early-stage Technical Program Manager position supporting Betterment’s Broker-Dealer and Investor divisions. You will drive execution, coordination, and operational clarity across highly interconnected...SuggestedSummer holidayWork at officeMonday to ThursdayFlexible hoursBetterment
New York, NY3 days ago$127k - $171k
...Advice Services (PAS)a Registered Investment Adviser focused on managed accounts and helping individuals prepare for retirement. This... ...years of RIA compliance experience, ideally within a retirement or broker-dealer. ~ Experience with ERISA recordkeeping operations...SuggestedHourly payPermanent employmentTemporary workWork experience placementH1bWork at officeFlexible hoursPrinciple
Des Moines, IA2 days ago$100k - $120k
...A leading financial services company in New York City seeks a Technical Program Manager to drive execution and operational clarity across teams. The ideal candidate will have over 3 years of experience in project management, be able to manage multiple concurrent workstreams...Summer holidayWork at officeFlexible hoursBetterment
New York, NY3 days ago$135k - $160k
...Sr. Manager, Broker-Dealer Financial Operations & Controls Join to apply for the Sr. Manager, Broker-Dealer Financial Operations & Controls role at Betterment . About Betterment Betterment is a leading technology-driven financial services company that offers investing...Temporary workWork at officeLocal areaFlexible hoursBetterment
New York, NY3 days ago$85k - $100k
A leading investment management firm is seeking an Advisor Consultant to build and manage relationships with financial advisors in Michigan. Responsibilities include developing strategies to increase sales and handling client relations with major firms. The ideal candidate...- A leading investment management firm is seeking an Advisor Consultant for the Michigan area to create and manage relationships with Financial Advisors at top firms like Merrill Lynch and UBS. This role involves driving sales of mutual funds and alternative investment strategies...Remote job
- A financial services firm in Tampa is seeking a dedicated Staff Accountant to manage accounting functions, prepare financial reports, and ensure compliance with regulations. The ideal candidate will have a Bachelor’s degree in Accounting or Finance, 3-6 years of experience...
- A leading agricultural firm in Minneapolis is seeking a driven professional to manage grain merchandising and trading activities. The role requires strong analytical skills, an entrepreneurial mindset, and the ability to build lasting customer relationships. You will collaborate...
- A leading financial services company in New York is seeking a Senior Manager of Broker-Dealer Financial Operations and Controls. This pivotal role involves managing financial aspects of the firm's broker-dealer entity overseeing $65B in assets. The ideal candidate should...Work at office
$135k - $180k
Position Summary The Manager will be primarily responsible for overseeing the day-to-day accounting and regulatory requirements for the firm’s broker-dealer and regulated international operations. This role ensures that all financial reporting, regulatory capital calculations...Contract workLocal area- ...Sales Associate within the Non-Banking Financial Institutions Group, specifically focusing on the Broker Dealers sales segments, you will assist Payments Sales Managers (PSM's) in managing cross-functional/regional deals. Your responsibilities will include supporting...
- ...Sales Associate within the Non-Banking Financial Institutions Group, specifically focusing on the Broker Dealers sales segments, you will assist Payments Sales Managers (PSM's) in managing cross-functional/regional deals. Your responsibilities will include supporting...
- ...relationships that matter. Founded in 1886 and proudly family‑owned for five generations, our deep roots in the industry enable us to manage grains, co‑products, animal feed, and feed ingredients effectively. With an extensive transportation network, we connect supply and...
- An established agricultural company is seeking a Merchandiser/Trader to manage and trade assigned commodities profitably. This role involves leading safety initiatives, maximizing trades within a territory, and maintaining strong customer relations. Candidates should have...
$100k - $120k
...office, with no required office days during the summer and winter holidays). About the role As a Technical Program Manager supporting Betterment’s Broker Dealer and Investor divisions, you will play a critical role in driving execution, coordination, and operational...Temporary workSummer holidayWork at officeLocal areaMonday to ThursdayFlexible hours$59.11k - $88.66k
The Broker Dealer Operations Specialist plays a central role in delivering world‑class customer and transaction servicing for alternative... .... Execute operations deliverables on recurring platforms; manage daily workflows and queues to meet service levels with a client‑...Full timeWork experience placementWork at officeHome officeVisa sponsorshipWork visaFlexible hours$100k - $120k
A leading technology-driven financial services company is seeking a Technical Program Manager to drive execution and coordination across teams in New York. This position involves managing high-stakes projects, fostering communication among stakeholders, and providing support...
