Average salary: $92,142 /yearly

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  •  ...Retail sales and customer service leaders often excel in this role. Why Join Us? Our mission is simple: To help people manage the risks of everyday life, recover from the unexpected, and realize their dreams. We support customers with: Auto insurance... 
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    Solutions insurance Group

    Monroe, WA
    26 days ago
  •  ...Job Description Job Description Broker-Generated Leads | The Turley Team | Keller Williams Most real estate agents struggle because...  ...comes from consistent conversations, strong follow-up, and managing opportunities the right way. The Turley Team is expanding... 
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    Full time
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    The Turley Team Keller Williams VIP

    Las Vegas, NV
    12 days ago
  •  ...Transportation Broker Position Overview KAG Logistics is seeking a driven, results-oriented Transportation Broker to manage the full lifecycle of freight transactions-from prospecting and onboarding shippers to carrier sourcing, rate negotiation, dispatch, and final... 
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    Work at office

    Kenan Advantage Group

    North Canton, OH
    1 day ago
  • A financial services company in New York City is seeking a Broker-Dealer Operations Manager to oversee day-to-day operations and ensure compliance within their broker-dealer subsidiary. Responsibilities include designing scalable controls, managing transactions, and mentoring... 
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    Monograph

    New York, NY
    19 hours ago
  • $159.4k - $181.9k

    A financial services company is seeking a highly skilled Trade Surveillance Manager to enhance its surveillance program across Broker-Dealer and Swap Dealer activities. This role involves leading daily operations and ensuring compliance with regulatory requirements, while... 
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    Capital One

    New York, NY
    3 days ago
  • $250k

    A leading financial services provider is seeking a Managing Director to manage sales relationships and expand opportunities across large banks and brokerage firms. The ideal candidate will have over 10 years of experience in sales leadership within financial services and... 
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    Minnesota Bankers Association

    Arlington, VA
    3 days ago
  • Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong...  ...to be best-in-class. As a Lead Credit Officer on the Banks and Broker Dealers team, you will leverage your analytical abilities and industry... 
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    JPMorgan Chase & Co.

    New York, NY
    4 days ago
  •  ...Commodity & Energy Trading US Power Markets Manager to Senior Manager Our Commodity & Energy Trading practice is looking for experienced Managers & Senior Managers to join the team. Our clients rely on our deep industry expertise to navigate a trading landscape defined... 
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    Temporary work
    Flexible hours

    Baringa

    Houston, TX
    2 days ago
  • $75k - $100k

     ...firm built exclusively as a training environment for real estate brokers. Unlike other brokerages, you are a full licensee from day one...  ...-based system led by Nicole Blondin, a seasoned real estate managing broker and mentor,  following our two-phase program#ZR • Ready... 
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    Full time
    Immediate start

    Windermere Real Estate

    Lynnwood, WA
    21 days ago
  •  ...Sales Associate within the Non-Banking Financial Institutions Group, specifically focusing on the Broker Dealers sales segments, you will assist Payments Sales Managers (PSM's) in managing cross-functional/regional deals. Your responsibilities will include supporting... 
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    JPMorgan Chase

    Tampa, FL
    19 hours ago
  • $173k - $189k

    A leading financial services company in New York is seeking a Director of Broker-Dealer Operations to oversee the broker-dealer entity safeguarding over $65B in assets. The role involves managing operations, ensuring compliance with regulations, and optimizing processes... 
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    Menlo Ventures

    New York, NY
    1 day ago
  • A leading financial services company in New York is seeking a Senior Manager of Broker-Dealer Financial Operations and Controls. This pivotal role involves managing financial aspects of the firm's broker-dealer entity overseeing $65B in assets. The ideal candidate should... 
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    Menlo Ventures

    New York, NY
    19 hours ago
  • A wealth management firm is seeking a Director of Broker-Dealer Operations to oversee and enhance core operational functions in a hybrid role based in Pittsburgh, PA. The ideal candidate will have 5-15 years of experience in broker-dealer operations, ensuring regulatory... 
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    Remote job

    NewEdge Capital Group

    Darien, CT
    3 days ago
  • $250k - $300k

    A leading financial services firm seeks a Chief Compliance Officer to manage compliance across various business units. The role requires at least 15 years of compliance experience, knowledge of securities laws, and strong leadership skills. The position is hybrid and provides... 
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    Relocation package

    Ascensus

    Pennsylvania
    4 days ago
  • $135k - $180k

    Position Summary The Manager will be primarily responsible for overseeing the day-to-day accounting and regulatory requirements for the firm’s broker-dealer and regulated international operations. This role ensures that all financial reporting, regulatory capital calculations... 
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    Vista Equity Partners

    New York, NY
    2 days ago
  • A prominent financial services company is seeking a compliance expert to manage regulatory reporting and oversee audit-related projects. Candidates are expected to have a minimum of 5 years of experience in a compliance function and possess Series 7 and 24 licenses. You... 

    eToro

    Hoboken, NJ
    1 day ago
  • $173k - $189k

     ...based positions (Four days/ week in-office). About the role The Broker-Dealer Operations Team at Betterment oversees and operates...  ...life The ideal candidate for this role will be an experienced manager who possesses a strong understanding of broker-dealer operations... 
    Temporary work
    Work at office
    Local area
    Monday to Thursday
    Flexible hours

    Menlo Ventures

    New York, NY
    1 day ago
  • $140.41k - $172k

     ...represents and celebrates the customers we serve. Learn more about our Total Rewards philosophy. About the Role: The Broker-Dealer Operations Manager will be a vital hands‑on leader, responsible and accountable for the day‑to‑day operations, strategic planning, process... 
    Daily paid
    Work at office
    Local area
    2 days per week
    3 days per week

    Monograph

    New York, NY
    19 hours ago
  • Director of Broker - Dealer Operations (PA, Pittsburgh) Job Summary: NewEdge Securities, the registered broker-dealer arm of the rapidly growing wealth management firm, New Edge Capital Group, is looking for a highly skilled leader with a positive attitude who excels at... 
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    Remote work

    NewEdge Capital Group

    Darien, CT
    3 days ago
  • A forward-thinking financial services firm based in Dallas is looking for a Finance Manager to oversee accounting operations across multiple U.S. entities. In this role, you will manage month-end close processes, ensure compliance with regulatory requirements, and optimize... 

    Longbridge

    Dallas, TX
    4 days ago
  • $99.7k - $166.3k

     ...accounts. The ideal candidate will possess significant product knowledge and have a robust sales background. This role also involves managing Account Plans and assisting with the annual price increase process. Competitive compensation and benefits are offered, including a... 

    LSEG

    Saint Louis, MO
    4 days ago
  • A leading investment management firm is seeking an Advisor Consultant for the Michigan area to create and manage relationships with Financial Advisors at top firms like Merrill Lynch and UBS. This role involves driving sales of mutual funds and alternative investment strategies... 
    Remote job

    Neuberger Berman

    Lansing, MI
    4 days ago
  • A financial services firm in Addison, TX is seeking a Broker-Dealer Operations Specialist to manage daily operations for introducing brokers. The candidate will ensure accurate trade processing, compliance with regulations, and provide support to brokers. Required qualifications... 

    FINTEX FINANCIAL INC

    Addison, TX
    1 day ago
  •  ...commodities. This entry-level full-time role involves maximizing trades, building relationships with customers and suppliers, and managing market knowledge. You'll foster a safety culture and ensure compliance with trading rules. Ideal candidates possess a relevant Bachelor... 
    Full time

    JDH

    Overland Park, KS
    3 days ago
  •  ...freight needs. Our dedicated team specializes in sales, account management, and tracking, managing every shipment from start to finish. We...  ...This is a full-time, on-site role for a Freight Broker located in Birmingham, AL. The Freight Broker will be responsible... 
    Full time

    Tortorigi Transport

    Birmingham, AL
    1 day ago
  • An established agricultural company is seeking a Merchandiser/Trader to manage and trade assigned commodities profitably. This role involves leading safety initiatives, maximizing trades within a territory, and maintaining strong customer relations. Candidates should have... 

    J.D. Heiskell & co.

    Overland Park, KS
    3 days ago
  • $59.11k - $88.66k

    Broker Dealer Operations Specialist, Alternative Investments page is loaded## Broker Dealer Operations Specialist, Alternative Investmentsremote...  ....* Execute operations deliverables on recurring platforms; manage daily workflows and queues to meet service levels with a client‑... 
    Full time
    Work experience placement
    Work at office
    Home office
    Flexible hours

    Guardian Life

    South Bethlehem, NY
    1 day ago
  •  ...Paid time off Department: Clearing Operations Reports To: Clearing Operations Manager or Director of Operations Employment Type: Full‑Time Location: Addsion, TX Position Summary The Broker‑Dealer Operations Specialist plays a central role in the daily operational functions... 
    Full time

    FINTEX FINANCIAL INC

    Addison, TX
    19 hours ago
  • $15 per hour

     ...relationships that matter. Founded in 1886 and proudly family‑owned for five generations, our deep roots in the industry enable us to manage grains, co‑products, animal feed, and feed ingredients effectively. With an extensive transportation network, we connect supply and... 
    Full time

    JDH

    Overland Park, KS
    3 days ago
  • $135k - $160k

     ...Operations Team at Betterment oversees and operates Betterment’s broker‑dealer entity that safeguards over $65B in assets for over one...  ...s auditors, clearing firm, and banking institutions. As Senior Manager of Broker‑Dealer Financial Operations and Controls you will... 
    Temporary work
    Work at office
    Local area
    Monday to Thursday
    Flexible hours

    Menlo Ventures

    New York, NY
    3 days ago