Average salary: $92,142 /yearly
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- # Managing Director, Broker-Dealer (U.S)EquitonManaging DirectorReal EstateReal EstateOn-siteLocationDallas, United StatesDate PostedJuly 22, 2026RegionAmericasStay ahead of the marketGet instant notifications when new job openings matching "Real Estate / Managing Director...SuggestedRelocation
InforCapital
Dallas, TX2 days ago $98.78k - $121k
...about our Total Rewards philosophy . About the Role: The Broker-Dealer Operations Associate will be a vital member of the team,... ...Exceptional organizational skills and meticulous attention to detail to manage daily, monthly, and quarterly operational cycles. ~ Strong...SuggestedDaily paidFull timeWork at officeLocal area2 days per week3 days per weekGusto
New York, NY22 hours ago- ...Transportation Broker Position Overview KAG Logistics is seeking a driven, results-oriented Transportation Broker to manage the full lifecycle of freight transactions-from prospecting and onboarding shippers to carrier sourcing, rate negotiation, dispatch, and final...SuggestedWork at officeRelocation package
Kenan Advantage Group
California2 hours agonew $97.9k - $146.8k
...Mutual of America Financial Group Job Title: Lead Compliance, Broker / Dealer Location: Boca Raton, FL (hybrid) or New York, NY... ...assist the Vice President, Head of Broker/Dealer Compliance in managing the compliance program of the Company's broker/dealer...SuggestedWork at officeMutual of America Life Insurance Company
Boca Raton, FL23 days ago$150k
...clients. Role Summary We are seeking an experienced Account Manager, Field Sales to join our U.S. Global Wealth Management (GWM)... ...This role will cover the Arizona market and the Independent Broker Dealer (IBD) channel. Responsibilities Maximize territory...SuggestedFull timeLocal areaFlexible hoursShift workPimco
Arizona22 hours ago- Posting description:The Global Commodities Power Trading Team helps clients manage risk and access liquidity. In this role, you ’ll help build a durable U.S. power trading franchise, combining strong market judgment, rigorous risk governance, and clear leadership to deliver...Suggested
Enterprise Coverage and Business Development, Broker Dealer - Senior Vice President / Managing [...]
$200k - $240k
iCapital is seeking a seasoned relationship management and business development leader with deep experience in alternative investments to... .... wealth management ecosystem, particularly across Independent Broker Dealers (IBD). This role will understand the nuances of private...SuggestedFull timeWork at officeRemote work$90k - $125k
..., fixed income securities, and advanced trading, research, and management technology. Responsibilities The AML Department manages the anti... ...dedicated to supporting the Chief AML Officer covering the Broker‑Dealer (BD) Securities Division. In this role, the AML Advisory...Suggested- Safra National Bank of New York is seeking a Trade Management Associate (Broker-Dealer) to support Securities Operations and manage the end-to-end trade lifecycle across asset-backed, equity-linked options and mutual funds. The role emphasizes middle and back-office functions...Suggested
$159.4k - $181.9k
A financial services company is seeking a highly skilled Trade Surveillance Manager to enhance its surveillance program across Broker-Dealer and Swap Dealer activities. This role involves leading daily operations and ensuring compliance with regulatory requirements, while...Suggested- Mutual of America Financial Group is seeking a Lead, Compliance for broker/dealer operations in a hybrid role in Boca Raton, FL (and New... ...). You will assist the VP Head of Broker/Dealer Compliance in managing the program and collaborating with management of the broker/...Suggested
- ...seeking a Lead Compliance professional to oversee the compliance program of its broker/dealer subsidiary in Boca Raton, FL. This hybrid role involves assisting the VP of Compliance with managing operations, developing training materials, and liaising with outside vendors....Suggested
- ...Compliance Officer to join its Legal and Compliance Department. This role will handle broker-dealer compliance responsibilities, including overseeing the Licensing & Registration function and managing compliance programs for e-surveillance and conflicts of interest. Ideal...Suggested
- ...expansion strategy, we are establishing a boutique, limited scope broker-dealer focused on raising capital for private real estate... ...registered broker-dealer. Provide strategic leadership and day-to-day management of the broker-dealer's operations, regulatory framework, and...SuggestedWork at officeRelocation
- ...Deputy Chief Compliance Officer to support the retail business lines of StoneX Wealth Management. This role drives design, implementation, and oversight of compliance programs across broker‑dealer and investment advisory operations. The ideal candidate will have strong...Suggested
$150k - $185k
Purpose of Role Marex is a seeking a Broker-Dealer Compliance Advisor (focusing on Equities and Options) who is meant to be a subject... ...led service provides access to all major exchanges, order-flow management via screen, voice and DMA, plus award-winning data, insights, and...Immediate start- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong... ...striving to be best-in-class. As a Vice President in the Banks & Broker Dealers team, you manage and oversee credit risk exposure...
$59.11k - $88.66k
...The Broker Dealer Operations Specialist plays a central role in delivering world-class customer and transaction servicing for alternative... .... Execute operations deliverables on recurring platforms; manage daily workflows and queues to meet service levels with a client-...Full timeWork at officeHome officeVisa sponsorshipWork visaFlexible hoursGuardian Life Insurance Company
Freemansburg, PA4 days ago- ...Manage a defined commodity portfolio or support senior traders with direct accountability for performance and risk exposure Develop and execute trading strategies within approved risk limits Actively manage price, basis, and structural risk Lead or contribute to global...
Jobtailor
Inver Grove Heights, MN3 days ago - ...Description Build Carrier Networks That Keep Freight Moving CRST The Transportation Solution is seeking a Freight Broker to source, develop, and manage third-party carrier relationships within our Integrated Solutions brokerage operation. This role is built for...For contractorsLocal areaShift work
CRST Expedited, Inc.
Cedar Rapids, IA20 days ago - ...Who We Are: Alpaca is a US-headquartered self-clearing broker-dealer and brokerage infrastructure for stocks, ETFs, options, crypto... ...APIs. This includes broker-dealers, investment advisors, wealth managers, hedge funds, and crypto exchanges, totalling over 9 million brokerage...Full timeWork at officeRemote work
Alpaca
Japana month ago - ...Hold Brothers Capital, LLC, a leading self-clearing proprietary broker-dealer, is seeking a CFO/FINOP to manage the accounting and regulatory filing functions. Reporting to the CEO, this role covers day-to-day accounting, financial/regulatory reporting, payroll, reconciliations...
- Larson Maddox in Alpharetta, GA is seeking a Compliance Manager to own the broker-dealer compliance program with a focus on fixed income products and capital markets. The role collaborates with business leaders, legal teams, and senior management to drive regulatory excellence...
- Blue Owl Capital is searching for a compliance professional to manage its broker-dealer compliance program. This position involves implementing compliance policies, coordinating FINRA filings, and providing training. The ideal candidate will have a minimum of 2 years of...Work at office
$150k - $325k
...more than 120 territories. We design and deliver solutions that manage risk, optimize benefits, cultivate talent, and expand the power... ...liability insurance experience· Must have obtained insurance brokers license within 60 days of employment· Demonstrates knowledge of...Contract workTemporary workWork at officeLocal areaRemote workVisa sponsorshipWork visaFlexible hours$130k - $150k
San Francisco, CaliforniaOperations - Broker Ops /Full-Time Exempt /HybridAt Side, we believe everyone should own their path. Side partners... ...exceptional professionals to thrive as business owners.The Managing Broker is central to achieving Side's corporate and Brokerage...Full timeWork at officeLocal area2 days per week- ...Senior Vice President, Associate General Counsel, Broker-Dealer Regulatory Compliance About the Company Profitable broker & financial... ...this position include leading a team of experienced attorneys, managing a substantial legal docket, and collaborating with various...
$150k - $200k
...senior Director / Executive Director of Operations to lead the U.S. Broker‑Dealer Operations function. This role is based in Miami ,... ...to operate effectively with senior stakeholders across Wealth Management, Retail, Compliance, Finance, Technology, Risk, and external clearing...$125k - $165k
...the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating... ...the investing landscape through a digitized brokerage and wealth management platform that's designed to elevate the investment experience....Contract workWork at officeLocal areamoomoo
Dallas, TX1 day ago- ...global markets proprietary trading firm in Chicago. We use next-generation technology to capture opportunities around the world and manage risk in financial markets. Our mission is to bless others through the services we provide and through the generous stewardship of...Full timeWork at office
