Average salary: $92,142 /yearly
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- ...compliance with all company procedures Conducts unit inspections to ensure they maintain high levels of quality Assists the Property Manager in facilitating renewals by communicating with residents Organizes and participates in community-related events and activities...SuggestedWork at officeLocal area
Indus Management
Houston, TX5 days ago - ...Broker Dealer Regulatory Governance Advisory Compliance Officer The SMBC Compliance Advisory Function resides within Compliance Department... ...Governance Team supports SMBC's Broker-dealer entity in managing regulatory exams and responding to regulatory inquiries as they...SuggestedWork at officeLocal areaWork from homeHome office
Smbc Global Foundation Inc
New York, NY3 days ago $30k - $60k
...clients. We Customize goals-based financial plans and help clients manage their portfolios. Committed to delivering the highest quality... ...-tier professionals spearheading innovation and growth at a top Broker-Dealer. Through our training program, hands on experience, mentoring...SuggestedFull timeTraineeshipRelocationMonday to FridayMorgan Wilshire Securities
Garden City, NY1 day ago- ...Vice President, Banks & Broker Dealers Join JPMorgan Chase's Risk Management and Compliance team, where your expertise will be pivotal in maintaining our strength and resilience. As a Vice President in the Banks & Broker Dealers team, you'll manage exposure to a diverse...Suggested
$100.07k - $157.47k
...essential to our vision.****Apply Now******Position Summary:****\*\*\*\*Currenntly have 2 openings on this team\*\*\*\***The Broker Dealer Oversight Manager leads the development, maintenance, and governance of our broker-dealer Written Supervisory Procedures (WSPs) and...SuggestedPart timeWork experience placementWork at officeLocal areaHome officeFlexible hours- A technical recruiting firm seeks a Commission Analyst to manage and process compensation for financial representatives. This remote role requires 5-10 years of experience in financial services, proficiency with MS Excel, and strong client communication skills. The ideal...SuggestedWork at officeRemote work
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong... ...to be best-in-class. As a Lead Credit Officer on the Banks and Broker Dealers team, you will leverage your analytical abilities and industry...Suggested
$159.4k - $181.9k
A financial services company is seeking a highly skilled Trade Surveillance Manager to enhance its surveillance program across Broker-Dealer and Swap Dealer activities. This role involves leading daily operations and ensuring compliance with regulatory requirements, while...Suggested$250k
A leading financial services provider is seeking a Managing Director to manage sales relationships and expand opportunities across large banks and brokerage firms. The ideal candidate will have over 10 years of experience in sales leadership within financial services and...Suggested$57.81k - $86.72k
...Broker-Dealer Operations Specialist This is an exceptional chance to join Guardian Life as a Broker-Dealer Operations Specialist... ...internal partners on various functions including advisor as portfolio manager, multi-account/strategy proposals, and trading methodologies...SuggestedFlexible hoursGuardian Life Insurance
Delmar, NY13 hours agonew$173k - $189k
...based positions (Four days/ week in-office). About the role The Broker-Dealer Operations Team at Betterment oversees and operates... ...life The ideal candidate for this role will be an experienced manager who possesses a strong understanding of broker-dealer operations...SuggestedTemporary workWork at officeLocal areaMonday to ThursdayFlexible hours- ...commodities. This entry-level full-time role involves maximizing trades, building relationships with customers and suppliers, and managing market knowledge. You'll foster a safety culture and ensure compliance with trading rules. Ideal candidates possess a relevant Bachelor...SuggestedFull time
$173k - $189k
A leading financial services company in New York is seeking a Director of Broker-Dealer Operations to oversee the broker-dealer entity safeguarding over $65B in assets. The role involves managing operations, ensuring compliance with regulations, and optimizing processes...Suggested$58k - $62k
...Broker Dealer Vendor Manager Specialist At Equitable, we help clients secure their financial well-being so they can pursue long and fulfilling lives - a mission we've honed since 1859. We are seeking a highly motivated and detail-oriented Broker-Dealer Vendor Manager...SuggestedContract workTemporary workLocal areaRemote workFlexible hoursCharlotte Staffing
United States4 days ago- ...Commodity & Energy Trading Us Power Markets Manager To Senior Manager Our Commodity & Energy Trading practice is looking for experienced Managers & Senior Managers to join the team. Our clients rely on our deep industry expertise to navigate a trading landscape defined...SuggestedTemporary workFlexible hours
Baringa
Houston, TX4 days ago $70k - $130k
...segments in financial services? Do you have a passion for asset management and a desire to contribute to a premier, high-performing... ...client-focused Associate Regional Consultant (AVP) to join our Broker Dealer Distribution Team. This is an exciting opportunity to contribute...Temporary workWork at officeFlexible hours$15 per hour
...relationships that matter. Founded in 1886 and proudly family‑owned for five generations, our deep roots in the industry enable us to manage grains, co‑products, animal feed, and feed ingredients effectively. With an extensive transportation network, we connect supply and...Full time- An established agricultural company is seeking a Merchandiser/Trader to manage and trade assigned commodities profitably. This role involves leading safety initiatives, maximizing trades within a territory, and maintaining strong customer relations. Candidates should have...
$58k - $62k
A financial services firm in Charlotte seeks a Broker Dealer Vendor Manager Specialist to manage vendor relationships and drive operational efficiency. The ideal candidate should have 3+ years of experience in financial services, particularly in vendor roles, along with...Remote job$59.11k - $88.66k
The Broker Dealer Operations Specialist plays a central role in delivering world‑class customer and transaction servicing for alternative... .... Execute operations deliverables on recurring platforms; manage daily workflows and queues to meet service levels with a client‑...Full timeWork experience placementWork at officeHome officeVisa sponsorshipWork visaFlexible hours$135k - $160k
...Operations Team at Betterment oversees and operates Betterment’s broker‑dealer entity that safeguards over $65B in assets for over one... ...s auditors, clearing firm, and banking institutions. As Senior Manager of Broker‑Dealer Financial Operations and Controls you will...Temporary workWork at officeLocal areaMonday to ThursdayFlexible hours- ...side M&A transactions and requires strong judgment and independence. Candidates should have proven M&A experience and be comfortable managing client relationships. The role offers a competitive compensation package and benefits, making it an excellent opportunity for...
$130k - $150k
...class engineers to help shape the future of real estate and empower exceptional professionals to thrive as business owners. The Managing Broker is central to achieving Side's corporate and Brokerage vision, focusing on transaction management, compliance, market growth,...Local areaSide Inc.
San Francisco, CA1 day ago$99.7k - $166.3k
A global financial markets infrastructure provider seeks an Account Manager for Broker Dealers in New York. The role involves managing a set of accounts to drive client retention and sales opportunities. Candidates should possess a strong sales background and advanced...- ...Analyst in San Diego, California. The candidate should have over five years of broker dealer operational experience and strong skills in data mining and Excel. Responsibilities include managing UAT projects, acting as a Subject Matter Expert in the broker dealer domain,...
- ...Cyber Broker WTW is a leading global advisory, broking and solutions company that helps clients around the world turn risk into a path... ...more than 140 countries. We design and deliver solutions that manage risk, optimize benefits, cultivate talent, and expand the power...Contract workTemporary workWork at officeLocal areaRemote workVisa sponsorshipWork visaFlexible hours
$125k - $135k
...Broker II, Healthcare Practice As part of an industry-leading team, you will help empower results for our clients by delivering innovative... ...revenue growth opportunities Professional who develops and manages client relationships, account strategies and insurance and...Full timeTemporary workPart timeLocal area- ...Commercial Lines Property Casualty Broker Underwriter Texas Security General Insurance Agency is seeking a Commercial Lines Property... ...Casualty Broker Underwriter will drive growth and retention by managing broker and carrier relationships, servicing a current book of...Contract workWork at office
- ...do your best work and encouraged to keep learning along the way. Primary focus is to assist Underwriter/broker Senior in servicing and operational management of accounts. Underwrites, services, and manages assigned accounts. Has Production and Service goals assigned...Live outWork at officeLocal areaFlexible hours
$160k - $215k
...Senior Associate, BXCI Asset Management Blackstone Credit & Insurance ("BXCI") is one of the world's leading credit investors. Our investments span the credit markets, including private investment grade, asset based lending, public investment grade and high yield,...Interim roleLocal areaBlackstone Restaurant
New York, NY3 days ago
