Average salary: $92,142 /yearly
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- ...Senior Treasury / Liquidity Management – Broker-Dealer New York City | Financial Services I’m working with a highly regarded, growing investment bank and broker-dealer that is looking to add a senior Treasury / Liquidity Management professional to its platform....SuggestedFull timeTemporary work
Madison-Davis, LLC
New York, NY6 hours ago - ...Our client is a global bank. They seek a Director, Broker Dealer Controller to join their Jersey City, NJ office. Responsibilities... ...with regulators, external auditors, and internal audit teams to manage inquiries and ensure the timely resolution of audit matters Oversee...SuggestedFull timeWork at office
Abacus Group, LLC
Jersey City, NJ3 days ago - ...We are seeking an experienced, detail-oriented Operations Manager to oversee the day-to-day operations of our broker-dealer business. This individual will play a key role in ensuring operational efficiency, regulatory compliance, and exceptional service to financial advisors...SuggestedFull timeWork at office
Leeds Professional Resources
Miami, FL1 day ago $151.9k - $173.4k
...Broker Dealer Advisory Manager Job Description The Compliance Risk Manager will support Capital One's broker dealers compliance program. Compliance Risk Managers are highly motivated Risk Management professionals with excellent communication skills, strong judgment...SuggestedFull timePart timeWork at officeLocal areaFlexible hoursCapital One
Richmond, VA1 day ago- BNY is seeking a Senior Vice President, Broker-Dealer Lending to join the Institutional Lending team in New York City. The role focuses on managing lending transactions, structuring solutions, and delivering high-quality risk analysis for broker-dealer clients. You will...Suggested
- ...seeks an AML Advisory Team Lead to oversee day-to-day coverage of the AML Program within the Broker-Dealer Securities Division. You will advise on CIP/KYC/CDD, review EDD, and manage escalations across front office and operations. The role requires deep knowledge of BSA/...Suggested
$100k - $171.25k
...role within the Client Coverage Group at State Street Investment Management (SSIM). This position is part of our U.S. Wealth team and is... ...and expanding relationships with top financial advisors in the Broker Dealer Channel across the South Florida market. The Regional Consultant...SuggestedTemporary workCurrently hiring$90k - $135k
..., fixed income securities, and advanced trading, research, and management technology. Responsibilities The AML Department manages the anti... ...dedicated to supporting the Chief AML Officer covering the Broker-Dealer (BD) Securities Division. In this role, the AML Advisory...Suggested- ...The Vice President, Strategic Accounts is responsible for leading the growth, performance, and strategic management of F&G’s annuity business across key Bank and Broker Dealer distribution partners. This role develops and strengthens strategic relationships, expands...SuggestedFull timeWork at officeRemote workFlexible hours
- ...Head of Broker Dealer Operations About the Company Wealth management firm and broker-dealer in Brickell Industry Financial Services Type Privately Held About the Role The Company is seeking a Head of Broker Dealer Operations to provide strategic...Suggested
- Dimensional Fund Advisors seeks a Regional Director to manage broker-dealer advisor relationships and drive new assets across a designated territory. The role emphasizes strategic sales leadership, cross-functional collaboration, and delivering insights-backed investment...Suggested
$180k - $250k
Lead broker-dealer operations and infrastructure Drive controls, automation, and operational excellence About Our Client Wealth management firm and brojker-dealer located in Brickell. Job Description Operational Leadership Oversee all aspects of broker-dealer operations...Suggested$132.89k - $166.11k
...Control Agreements (SACA) or Cash Covenants to provide higher credit limits to our customers Become trusted account advisors by managing accounts and being strategic in both inbound and outbound sales Engage with businesses at all points of the sales cycle -...SuggestedWork at officeRemote workWork from home$150k - $175k
...up and execute on innovative ways to produce results. The Role The Regional Director, Broker-Dealer Advisor Group, is responsible for business development and relationship management of both new and existing clients drives net new assets (NNA) and manages top-tier advisor...SuggestedWork at officeRemote workShift work- ...senior Director / Executive Director of Operations to lead the U.S. Broker-Dealer Operations function. This role is based in Miami ,... ...to operate effectively with senior stakeholders across Wealth Management, Retail, Compliance, Finance, Technology, Risk, and external clearing...SuggestedWork at office
- ...producer, resulting in sales results and retention. Works directly with bank investment program managers, program marketing/training staff, sales staff and producing agents and brokers on a daily basis. Develops in-depth product and industry knowledge as it relates to...Work experience placementWork at officeWork from homeHome officeNight shift
- ...combining global corporate cards and banking with intuitive spend management, bill pay, and travel software, Brex enables founders and... ...Operations is where you belong. What you’ll do As the Head of Broker-Dealer Operations you will ensure the execution and compliance...Work at officeRemote workWork from home
- ...global markets proprietary trading firm in Chicago. We use next-generation technology to capture opportunities around the world and manage risk in financial markets. Our mission is to bless others through the services we provide and through the generous stewardship of...Full timeWork at office
- ...JPMorgan Chase in New York seeks a Payments Sales Manager to drive revenue across the Payments product suite for the NA Broker Dealers and Market Structure segment. You will build a pipeline, manage client relationships, and coordinate with product, risk, and operations...
- ...preserve and grow client wealth through tailored strategies. As a Broker /Dealer member of FINRA and SIPC, Galicia Capital US, LLC... ...on its corporate website. Role Description : The Operations Manager is a key leadership role responsible for overseeing and continuously...Temporary work
Galicia Capital
Miami, FL24 days ago $125k - $165k
...the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating... ...the investing landscape through a digitized brokerage and wealth management platform that's designed to elevate the investment experience....Contract workWork at officeLocal areamoomoo
Jersey City, NJ7 days ago- ...reputation for quality and reliability. Located in Greenwood Heights. Job Summary We are seeking an energetic and detail-oriented Managing Broker to lead our real estate operations with enthusiasm and professionalism. In this pivotal role, you will oversee daily brokerage...Full timeContract workWork at officeLocal area
HL Dynasty
Brooklyn, NY3 days ago - ...market expansion, and revenue growth across leasing, property management, and investment sales. Position Overvie wWe’re seeking a... ...excellence. The ideal candidate is a former top-performing CRE broker who has transitioned into leadership and is eager to build something...Full timeInternshipWork at officeRemote work
Hirewell
Chicago, IL2 days ago - The Global Commodities Gas Trading Team helps clients manage risk and access liquidity. In this role, you’ll help build a durable U.S. Gas franchise by delivering differentiated market intelligence, rigorous analytics, and a disciplined operating cadence that supports...Seasonal work
JP Morgan Chase
New York, NY4 days ago $130k - $150k
San Francisco, CaliforniaOperations - Broker Ops /Full-Time Exempt /HybridAt Side, we believe everyone should own their path. Side partners... ...exceptional professionals to thrive as business owners.The Managing Broker is central to achieving Side's corporate and Brokerage...Full timeWork at officeLocal area2 days per weekSide
San Francisco, CA5 days ago$150k - $325k
...more than 120 territories. We design and deliver solutions that manage risk, optimize benefits, cultivate talent, and expand the power... ...liability insurance experience· Must have obtained insurance brokers license within 60 days of employment· Demonstrates knowledge of...Contract workTemporary workWork at officeLocal areaRemote workVisa sponsorshipWork visaFlexible hoursWillis Towers Watson
New York, NY3 days ago$1,000 per day
...Compliance Officer to oversee regulatory governance within a U.S. broker-dealer. The role focuses on maintaining compliance across... ...Treasury, and Finance interfaces. Key responsibilities include managing the regulatory calendar, providing compliance oversight, and coordinating...Contract workWork at office- Page Executive in Miami seeks an experienced Operational Leader to head broker-dealer operations, drive controls and automation, and support growth with scalable processes. You will manage client accounts, asset movements, and account maintenance, while developing policies...
- ...Chief Compliance Officer to lead a full-time program for a FINRA-registered broker-dealer. The candidate will design, implement, and oversee the compliance framework, advise senior management on regulatory developments, and manage a growing team while coordinating with...Full time
- ...Job Description Parkland Properties of Michigan is a real estate development and holding company that aquires, develops, owns and manages properties throughout West Michigan. These properties include vacant land developments, adaptive reuse of historic buildings, office...Work at officeLocal area
Parkland Hospitality
Muskegon, MI4 days ago
