Average salary: $92,142 /yearly
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- # Managing Director, Broker-Dealer (U.S)EquitonManaging DirectorReal EstateReal EstateOn-siteLocationDallas, United StatesDate PostedJuly 22, 2026RegionAmericasStay ahead of the marketGet instant notifications when new job openings matching "Real Estate / Managing Director...SuggestedRelocation
InforCapital
Dallas, TX3 days ago - ...Description NewEdge Securities is seeking a seasoned supervisory professional to serve as Managing Director of Broker-Dealer Supervision. This senior leader owns the design, implementation, and day-to-day management of the firm's supervisory framework across all registered...SuggestedTemporary workRemote work
NewEdge Capital Group LLC
Fort Lauderdale, FL2 days ago $98.78k - $121k
...about our Total Rewards philosophy . About the Role: The Broker-Dealer Operations Associate will be a vital member of the team,... ...Exceptional organizational skills and meticulous attention to detail to manage daily, monthly, and quarterly operational cycles. ~ Strong...SuggestedDaily paidFull timeWork at officeLocal area2 days per week3 days per weekGusto
New York, NY1 day ago- Posting description:The Global Commodities Power Trading Team helps clients manage risk and access liquidity. In this role, you’ll help build a durable U.S. power trading franchise, combining strong market judgment, rigorous risk governance, and clear leadership to deliver...Suggested
$97.9k - $146.8k
...Mutual of America Financial Group Job Title: Lead Compliance, Broker / Dealer Location: Boca Raton, FL (hybrid) or New York, NY... ...assist the Vice President, Head of Broker/Dealer Compliance in managing the compliance program of the Company's broker/dealer...SuggestedWork at officeMutual of America Life Insurance Company
Boca Raton, FL16 days ago- ...Manage a defined commodity portfolio or support senior traders with direct accountability for performance and risk exposure Develop and execute trading strategies within approved risk limits Actively manage price, basis, and structural risk Lead or contribute to global...Suggested
Jobtailor
Inver Grove Heights, MN4 days ago - Hold Brothers Capital, LLC, a leading self-clearing proprietary broker-dealer, seeks an EVP of Finance & Operations to oversee self-clearing... ...and affiliated entities. This executive will implement and manage finance and accounting processes, external filings, and disclosures...Suggested
- ...Compliance Officer to join its Legal and Compliance Department. This role will handle broker-dealer compliance responsibilities, including overseeing the Licensing & Registration function and managing compliance programs for e-surveillance and conflicts of interest. Ideal...Suggested
- ...Deputy Chief Compliance Officer to support the retail business lines of StoneX Wealth Management. This role drives design, implementation, and oversight of compliance programs across broker‑dealer and investment advisory operations. The ideal candidate will have strong...Suggested
$159.4k - $181.9k
A financial services company is seeking a highly skilled Trade Surveillance Manager to enhance its surveillance program across Broker-Dealer and Swap Dealer activities. This role involves leading daily operations and ensuring compliance with regulatory requirements, while...Suggested- Mutual of America Financial Group is seeking a Lead, Compliance for broker/dealer operations in a hybrid role in Boca Raton, FL (and New... ...). You will assist the VP Head of Broker/Dealer Compliance in managing the program and collaborating with management of the broker/...Suggested
- ...seeking a Lead Compliance professional to oversee the compliance program of its broker/dealer subsidiary in Boca Raton, FL. This hybrid role involves assisting the VP of Compliance with managing operations, developing training materials, and liaising with outside vendors....Suggested
$90k - $125k
..., fixed income securities, and advanced trading, research, and management technology. Responsibilities The AML Department manages the anti... ...dedicated to supporting the Chief AML Officer covering the Broker‑Dealer (BD) Securities Division. In this role, the AML Advisory...Suggested- ...expansion strategy, we are establishing a boutique, limited scope broker-dealer focused on raising capital for private real estate... ...registered broker-dealer. Provide strategic leadership and day-to-day management of the broker-dealer's operations, regulatory framework, and...SuggestedWork at officeRelocation
$150k
...clients. Role Summary We are seeking an experienced Account Manager, Field Sales to join our U.S. Global Wealth Management (GWM)... ...This role will cover the Arizona market and the Independent Broker Dealer (IBD) channel. Responsibilities Maximize territory...SuggestedFull timeLocal areaFlexible hoursShift workPimco
Arizona1 day ago- ...Senior Regional Vice President, Financial Institutions & Broker Dealer About the Company Reputable financial services organization... ...888 Employees 1001-5000 Categories Insurance Asset Management Assistance Services Finance Consulting & Professional...
- ...global markets proprietary trading firm in Chicago. We use next-generation technology to capture opportunities around the world and manage risk in financial markets. Our mission is to bless others through the services we provide and through the generous stewardship of...Full timeWork at office
- ...This position is listed on behalf of a partner company, who manages all applications and next steps. Our partner is looking for a Broker-Dealer Compliance Analyst based in the United States. This is an opportunity to play a key role in supporting a sophisticated broker...Full timeRemote work
jobgether
United States5 days ago - Join the NA Broker Dealers and Market Structure Payments Sales team!As a Payments Sales Manager (PSM) Executive Director within the Financial Institutions Group, you will drive new and existing business across the North America Broker Dealers and Market Structure segments...Overseas
$150k - $200k
...senior Director / Executive Director of Operations to lead the U.S. Broker‑Dealer Operations function. This role is based in Miami ,... ...to operate effectively with senior stakeholders across Wealth Management, Retail, Compliance, Finance, Technology, Risk, and external clearing...- ...seeking a Compliance Officer in Newport Beach to lead Licensing & Registration within the Legal & Compliance Department. This role manages Form U4/U5 filings, onboarding and ongoing regulatory tasks, and partners with HR and business units to maintain robust licensing programs...
- ...Senior Vice President, Associate General Counsel, Broker-Dealer Regulatory Compliance About the Company Profitable broker & financial... ...this position include leading a team of experienced attorneys, managing a substantial legal docket, and collaborating with various...
- The Global Commodities Gas Trading Team helps clients manage risk and access liquidity. In this role, you’ll help build a durable U.S. Gas franchise by delivering differentiated market intelligence, rigorous analytics, and a disciplined operating cadence that supports...Seasonal work
$150k - $325k
...more than 120 territories. We design and deliver solutions that manage risk, optimize benefits, cultivate talent, and expand the power... ...liability insurance experience· Must have obtained insurance brokers license within 60 days of employment· Demonstrates knowledge of...Contract workTemporary workWork at officeLocal areaRemote workVisa sponsorshipWork visaFlexible hours- The Placement Specialist - Financial Lines Broker is the person recognized as the main contact in the marketplace to represent Willis... ...know how companies can unlock potential through effective risk management. Our clients rely on us to craft strategies to quantify, mitigate...Contract workTemporary workWork at officeLocal areaRemote workVisa sponsorshipWork visaFlexible hours
$150k - $175k
...~ Training & development ~401(k) ~401(k) matching ~ Dental insurance ~ Parental leave ~ Vision insurance Managing Director / Broker-Dealer Services Location: Smithtown, NY (In-Person) Employment Type: Full-Time Compensation: $150,000 – $175,000...Full timeWork at officeFlexible hours- Position SummaryKAG Logistics is seeking a driven, results-oriented Cradle-to-Grave Logistics Broker to manage the full lifecycle of freight transactions—from prospecting and onboarding shippers to carrier sourcing, rate negotiation, dispatch, and final delivery. This...Work at office
$130k - $150k
San Francisco, CaliforniaOperations - Broker Ops /Full-Time Exempt /HybridAt Side, we believe everyone should own their path. Side partners... ...exceptional professionals to thrive as business owners.The Managing Broker is central to achieving Side's corporate and Brokerage...Full timeWork at officeLocal area2 days per week- ...Who We Are: Alpaca is a US-headquartered self-clearing broker-dealer and brokerage infrastructure for stocks, ETFs, options, crypto... ...APIs. This includes broker-dealers, investment advisors, wealth managers, hedge funds, and crypto exchanges, totalling over 9 million brokerage...Full timeWork at officeRemote work
Alpaca
Remote20 days ago - ...relationships that matter. Founded in 1886 and proudly family-owned for five generations, our deep roots in the industry enable us to manage grains, co-products, animal feed, and feed ingredients effectively. With an extensive transportation network, we connect supply and...
J.D. Heiskell & Companies
Overland Park, KS11 days ago
