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$151.9k - $173.4k
...Broker Dealer Advisory Manager Job Description The Compliance Risk Manager will support Capital One's broker dealers compliance program... ...annual salaries for this role are listed below, by location. Please note that this salary information is solely for candidates hired to...SuggestedFull timePart timeWork at officeLocal areaFlexible hoursCapital One
McLean, VA5 days ago- ...Transportation Broker Position Overview KAG Logistics is seeking a driven, results-oriented Transportation Broker to manage the full... ...and accountability from load creation to final delivery Note: The above statements are intended to describe the general...SuggestedWork at office
Kenan Advantage Group
Dublin, OH28 days ago $200k - $225k
...a culture of continued evolution. About the Role As Director - Broker-Dealer FINOP, you will be responsible for the regulatory financial... ...and determined throughout your interviewing experience. Please note: this role is expected to come into our office on a cadence set...SuggestedWork at officeWork from homeWork visaFlexible hoursTensec
New York, NY1 day ago$175k
We are looking for a recent graduate to join IMC as a Graduate Broker Trader. IMC is a high frequency trading firm with a strong trading... ...and interests. Though you may apply to multiple roles, please note that each application will be evaluated based on the specific criteria...SuggestedPermanent employmentFull time- ...Accountant to their team.In this role your duties will include:Broker dealer accounting for equites, commodities and swaps: Prepare... ...Contract Act project are eligible for paid sick leave. Note: Pay is not considered compensation until it is earned, vested and...SuggestedHourly payContract work
Kforce
New York, NY2 days ago $200k - $225k
...Head Of Broker Dealer Compliance DriveWealth is on a mission to make investing easier. We believe that everyone should have the ability... ...experience. Pay Range : $200,000 USD - $225,000 USD Please note: this role is expected to come into our office on a cadence set...SuggestedFull timeWork at officeWorldwideDriveWealth
New York, NY5 days ago$85k - $100k
...Lead and develop the Mid West territory targeting wirehouses and broker dealers by actively developing relationships with advisors to... ...retirement, life insurance and other benefits to eligible employees. Note: No amount of pay is considered to be wages or compensation...SuggestedLocal areaShift workCFA Institute
Indianapolis, IN2 days ago- ...Broadridge team. As the Head of Product Management for our Bank Broker Dealer business, you will create the product strategy, be... ...fairness, accuracy, and compliance with applicable laws. Please note that honesty and transparency are critical to our hiring process...SuggestedWork at officeLocal areaRemote work
Broadridge Financial Solutions , Inc.
New York, NY2 days ago $65k - $85k
...Cross-sell additional lines (home with auto, umbrella, etc.) to maximize household protection and retention Maintain accurate notes, tasks, and pipeline activity in our CRM Hit weekly and monthly activity and production targets Complete required licensing coursework...SuggestedBase plus commissionWork at officeLocal areaRemote workFlexible hoursCapstone Insurance Group
Champlin, MN22 days ago$230k - $280k
Crypto.com is seeking an experienced professional to oversee our US Broker-Dealer compliance operations. This role is the primary owner of... ...applicants will be used for recruitment purposes only. Please note that only shortlisted candidates will be contacted. #J-18808-...SuggestedWork at officeRemote work- ...is occasionally exposed to high, precarious places. The noise level in the work environment is usually moderate. EEO Employer NOTE: This job description is not intended to be all-inclusive. Employee may perform other related duties as negotiated to meet the ongoing...SuggestedFull timeWork at office
Lakeview Energy LLC
Merrill, IA3 days ago - ...pounds of force occasionally and/or up to 50 pounds of force frequently, and/or up to 20 pounds of force constantly to move objects. Note: The physical demands and work environment characteristics described above are representative of those that will be encountered by a...Suggested
Ethanolproducer
Plainview, NY13 hours ago $59.11k - $88.66k
...The Broker Dealer Operations Specialist plays a central role in delivering world‑class customer and transaction servicing for alternative... ...privileges of employment, please contact ****@*****.*** . Please note: this resource is for accommodation requests only. For all other...SuggestedFull timeWork experience placementWork at officeHome officeVisa sponsorshipWork visaFlexible hoursGuardian Life
New York, NY4 days ago- ...operational functions that support fullydisclosed and omnibus introducing brokers within a clearing firm. This position ensures the accurate... .... 5. Corporate Actions & Income Processing Support (Note: Some firms separate these functions, but Ops Specialists often...SuggestedFull time
FINTEX FINANCIAL INC
Addison, TX3 days ago - ...Description Summary: The Huntington Securities, Inc. (HSI) Broker Dealer Ops Analyst 2, New Account Onboarding Specialist 2, is responsible... ...: Visit Huntington's Career Web Site for more details. Note to Agency Recruiters: Huntington will not pay a fee for any...SuggestedFull timeH1bWork at officeRemote workWork from homeFlexible hours
Huntington Bancshares Inc
Columbus, OH3 days ago - ...Job Description Job Description Independent Sales Broker – Construction Implements (Nationwide Dealer Expansion) Company Bear Iron is a U.S.-based manufacturer of durable, non-motorized construction implements built for real-world jobsite use. Our products are...For contractors
Bear Iron Works Ltd
Grand Junction, CO19 days ago $135k - $160k
...Operations Team at Betterment oversees and operates Betterment’s broker‑dealer entity that safeguards over $65B in assets for over one... ...final round candidates before making a hiring decision. Please note that, as we usually receive an overwhelming number of applications...Temporary workWork at officeLocal areaMonday to ThursdayFlexible hoursGoToMeeting
New York, NY13 hours ago$66k - $95k
The Broker Dealer (BD) Compliance team is responsible for ensuring that the Firm’s policies and procedures are applied consistently in... ...other class protected by state and/or federal law. Agencies please note: this recruitment assignment is being managed directly by Cetera...Full timeWork at officeFlexible hoursShift work$42.5k
...timeline, motivation, financing, and readiness Set and confirm appointments for agents and ensure a smooth handoff Keep accurate notes and maintain an organized CRM database Create and follow efficient lead follow-up systems so no opportunity is missed Use...Contract workParrot Realty
Fort Lauderdale, FL20 days ago- ...with customers and vendors regarding scheduling deliveries of material. Actively communicate with vendors about materials purchased, noting any special/specific requirements for the package. Develop relationships with scrap metal consumers and understand packages that...Work at officeWorldwide
$161k - $200k
...Job Description The Deputy Chief Compliance Officer, Broker Dealers is responsible for supporting our Cetera Investment Services... ...class protected by state and/or federal law. Agencies please note : this recruitment assignment is being managed directly by Cetera...Full timeFlexible hoursCetera Financial Group
Dallas, TX2 days ago$120.8k - $137.9k
Trade Surveillance Principal Associate (Broker-Dealer & Swap Dealer) About the Role We are seeking a highly analytical and investigative... ...salaries for this role are listed below, by location. Please note that this salary information is solely for candidates hired to perform...Full timePart timeLocal area$89.8k - $170.5k
...practice, which specializes in serving, introducing and clearing broker dealer clients of the firm. Our Capital markets practice is... ...they prepare and report on performance while articulating coaching notes throughout the process Supervise Audit Seniors and Supervisors...Work experience placementInternshipLocal areaRSM US LLP
Chicago, IL3 days ago$156.17k - $192.61k
...Compliance Lead, Broker-Dealer & Investment Adviser Denver, CO; San Francisco, CA; New York, NY At Gusto, we're on a mission to... ...Gusto's subsidiary, whose physical office is in Scottsdale. Note: The San Francisco office expectations encompass both the San Francisco...Full timeWork at officeLocal area2 days per week3 days per weekGusto
San Francisco, CA3 days ago$90k - $120k
...Description The Property Broker is responsible for day-to-day placement and broking responsibilities for North American accounts, developing... ...is hybrid and travel to client locations will be required. Note: Employment-based non-immigrant visa sponsorship and/or...Temporary workLocal areaRemote workVisa sponsorshipWork visaFlexible hoursWillis Towers Watson
San Francisco, CA5 days ago- ...As a Transportation Wholesale Producer/Broker would you like to earn equity, not just based on the portfolio you build, but the office... ...the IDEX Consulting Ltd website for further opportunities. Please note that the information supplied may be retained for up to 10 years...Work at officeRemote work
IDEX Consulting
New York, NY12 hours ago - ...Integrated Human Services (IHS), Inc. Position Title: Agency Broker / Self-Direction Broker Location: Albany, NY & Surrounding... ...timelines Maintain accurate and timely documentation and case notes Support participants with community integration and resource navigation...Full timePart timeWork at officeFlexible hours
Higher Ground IHS
Albany, NY5 days ago $45k - $65k
...Job Duties The Open Deck Freight Broker is responsible for developing and managing a profitable book of business within the specialized... ...updates as needed. • Maintain accurate records, customer notes, load details, and sales activity within the company systems....Temporary workShift workLeFebvre Companies
Elk River, MN4 days ago- ...Type Full-time Description The Open Deck Freight Broker is responsible for developing and managing a profitable book of... ...communicating updates as needed. Maintain accurate records, customer notes, load details, and sales activity within the company systems....Full time
LeFebvre Companies
Shawnee, KS3 days ago $125k - $225k
...Senior Broker The Senior Broker serves as the primary liaison between insurers and clients. This person is responsible for managing... ...skills and familiarity with other relevant online tools Note: Employment-based non-immigrant visa sponsorship and/or assistance...Full timeContract workTemporary workLocal areaRemote workVisa sponsorshipWork visaFlexible hoursWillis Towers Watson
Chicago, IL5 days ago
