Search Results: 23,773 vacancies
Employer: DWS GroupTitle: Senior AFC & Compliance Officer - AlternativesLocation: ChicagoAbout DWS:DWS Group (DWS) is one of the world's leading asset managers with EUR 833bn of assets under management (as of 30 June 2022). Building on more than 60 years of experience,...
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...Technology.
Headquartered in Chicago with offices across the United States and Europe, for... ...to our consistent success.
As a Compliance Officer at Gelber, you will have a real... ...have a lot of impact and exposure to other senior management.
What you'll do:...
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...us with their financial future.
Position Summary
Ariel Investments is looking for a Senior Compliance Analyst who will report to Ariel Investments' Chief Compliance Officer (CCO) and assist the CCO in establishing, managing, and administering the compliance policies...
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...The Group: Morningstar's Compliance team supports Morningstar's global business entities, primarily focusing on those registered with... ...Compliance team is currently seeking a highly motivated Compliance Officer to join our team. The focus of the role is to assist in the...
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3 days per week
...Chief Compliance Officer
Regal Securities, Inc . is seeking a Chief Compliance Officer (CCO) based at its headquarters in Glenview, Illinois. This leadership position is not remote.
We are searching for a motivated CCO to lead the Compliance Department of a FINRA...
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...perform administrative tasks. In this role you will be responsible for handling all administrative tasks for the Chief Legal and Compliance Officer and General Counsel. You will be expected to make travel arrangements, form a partnership with the executives and the Legal...
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Full time
...Job Description
Job Description Job Title: Deputy Chief Compliance Officer (DCCO)
Company: A fast growing full service investment bank... ...ability for growth and development with direct exposure to senior leadership. This role sits in a hybrid structure and reports...
Senior
...Job Description
Job Description CRA & Compliance Officer
Reports to: EVP Chief Operating Officer
Summary:
Effectively manage Lakeside Bank’s Community Reinvestment Act (CRA) and Compliance Program by overseeing that the Bank and its employees comply with...
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Bank staff
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...and team members at more than 1,200 health and wellness offices across 48 states in three distinct categories: Dental care... ...opportunity to join our Legal team as a Director, Compliance.Reporting to the Senior Director of Compliance, the Compliance Director will lead...
Senior
Full time
...solidified its standing as a leading provider of comprehensive, in-depth credit analysis.
The Role: MDBRS is currently seeking a Compliance Officer for its Chicago office. The Compliance Officer - Chicago, will be responsible for supporting the MDBRS Compliance Program in...
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3 days per week
...years experience in electrical, HVAC, mechanical, or controls will be considered in lieu of 5+ years experience Knowledge of Microsoft Office Suite - Word, Excel and Outlook Experience interpreting blueprints/CAD drawings Regularly walk job site areas of flat and uneven...
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Alera Group, Inc., is seeking a Regional Compliance Consultant to join our team! This position will need to reside in our Northeast Region... ...primary responsibility of supporting our central region field office colleagues with employee benefit compliance education and assistance...
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...Job Description
Job Description Senior Governance, Risk, and Compliance Analyst
LHH is seeking a Senior Governance, Risk, and Compliance Analyst... ..., reporting directly to the Chief Information Security Officer.
Depending on the specific client, location, and...
Senior
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...clients, and more than 370,000 retail accounts, from nearly 80 offices across six continents. Our customers are at the heart of our... ...Overall purpose
Serve as the leader in all aspects of compliance associated with the swap dealer and partner with various business...
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Full time
Worldwide
3 days per week
...Ability, together.
Job Description
The Research and Compliance Analyst will assist in the administration of the Enterprise Risk... ...Program that includes Corporate Compliance Program, HIPAA Privacy Office, and Research. This position will also manage regulatory...
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**Chief Compliance Officer (CCO) of Broker-Dealer**
at GCM Grosvenor Chicago, Illinois, United States **SUMMARY**The Compliance team is looking... ...; oversee and drive effective resolution, reporting to senior management and authorities, as necessary.
* Communicate compliance...
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For subcontractor
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...DescriptionUnder supervision, functions as an officer/team member in the Department of Procurement Services' Certification and Compliance Division to perform responsibilities with... ...penalties for non-complianceWorks with senior level staff in conducting site visits of construction...
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What you can expect as the AVP, Compliance & Market Conduct:Serves as primary regulatory advisor to Chief Compliance Officer (CCO) on compliance for Sammons Financial Group Companies... ...improve Compliance reporting for senior management.Lead a variety of Compliance initiatives...
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...their lives around – GATEWAY IS THE PLACE FOR YOU!
The Compliance and Privacy Officer is responsible for:
Developing and implementing the... ...on all compliance-related matters, providing guidance to senior leadership and ensuring alignment with strategic objectives...
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...relations, ensuring CJ Logistics America's compliance with relevant laws and regulations, and... ...Prepare regular reports and updates for senior leadership on employee relations... ...compliance matters. Proficiency in Microsoft Office Suite and HRIS/ERP systems.Travel30-45%Pay...
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