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- ...company reports Maintain an organized filing system Develop, update, and maintain relevant office procedures Qualifications Series 7 license required! High school diploma/GED preferred, Associate’s degree or administrative training a plus. Previous...SuggestedWork at office
B B GRAHAM & COMPANY
Orange, CA20 days ago - ...RBC & Schwab We have attracted advisors from Regional, Wirehouse and Independent Firms Qualifications 5+ years of proven success Series 7 (6) and 63 licenses are required Self-starter with a strong work ethic and ability to work independently Portable, existing,...SuggestedWork at officeRemote workWork from home
- ...worksite enrollment sessions. Inherit and steward a partial book of accounts transitioning from the outgoing advisor. Required FINRA Series 7 and Series 65 (active or willing to register). NC life and health insurance licenses (or ability to obtain promptly). Clean U-4...SuggestedImmediate start
- ...members are encouraged to pursue additional licenses (such as the Series 66, 24, or 9/10) to support long‑term career progression.... ...continuous improvement. Requirements Licensing: FINRA SIE, Series 7 1+ year of recent customer service experience within financial...Suggested
- ## Supervisor, Operations - Series 7 & 66 RequiredApplylocations: Saint Petersburg, Florida - United Statestime type: Full timeposted on: Posted Todayjob requisition id: R-0011725**Job Description Summary****Job Description**Investment Central, a specialized department...SuggestedWork experience placementWork at officeHome office
$70k - $90k
Foris Capital US LLC, a Crypto.com company, is seeking an experienced FINRA Series 7 Registered Representative with a focus on IRAs and retirement accounts to join our broker/dealer team. This position is responsible for handling all IRA-related inquiries and transactions...SuggestedRemote workFlexible hoursNight shift$50k
...Internal Sales Desk Associate Series 7 If you are a highly motivated individual and looking to join a vibrant growing company, SmartTrust may be the right choice for you. Overview The Internal Sales Associate role is designed for motivated early-career professionals...SuggestedTraineeship- ...services Solid understanding of investment and equity fundamentals, with the ability to quickly build deep product knowledge FINRA Series 7 and Series 63 licenses required (renewal sponsorship available as needed) Proven track record of meeting or exceeding sales...SuggestedWork at officeVisa sponsorship3 days per week
- A leading cryptocurrency company in Chicago seeks an experienced FINRA Series 7 Registered Representative to manage IRA-related inquiries and transactions, ensuring compliance and providing exceptional customer service. The ideal candidate will have at least one year of...SuggestedRemote jobFlexible hours
$30 - $32 per hour
Overview Customer Service Specialist - Series 7 Certified Base pay range: $30.00/hr - $32.00/hr Responsibilities Participate in low to moderately complex initiatives and identify opportunities for process improvements within Customer Service. Review and analyze basic or...Suggested- ...marketing initiatives. The ideal candidate will have over 2 years of client service experience in a broker-dealer or RIA and must possess a Series 7 license. A competitive compensation package and full suite of benefits are offered. #J-18808-Ljbffr Masis Professional GroupSuggested
- ...role includes managing client relationships, interacting with clients and resolving inquiries effectively. Candidates must hold a Series 7 License and have at least 5 years of industry experience, with bilingual proficiency in English and Portuguese required. If you're...Suggested
- ...new accounts and transferring assets, generating transaction reports, and participating in training. Candidates must have an active Series 7 and ideally Series 24, along with two years of financial industry experience. Preferred qualifications include experience with an...Suggested
- Are you a Series 7 Registered Financial Advisor? Are you trying to build a successful career as a Financial Advisor? Are you frustrated by the lack of leads and prospects? Is your path to success being impeded by your current employer? If the answer to any of these questions...SuggestedImmediate startWeekend work
- ...will provide excellent customer service for asset-related inquiries via phone, chat, and email. The ideal candidate possesses a FINRA Series 7 license and at least 2 years of customer service experience. Your role will directly impact our mission, ensuring an outstanding...Suggested
- Ally is seeking a Trading and Client Service Representative in Raleigh, North Carolina. The role involves providing exceptional service regarding Ally Invest accounts, including placing trades and assisting with customer inquiries. Ideal candidates will have experience ...Flexible hours
- Fwainvest is looking for a Supervisor, Operations in Saint Petersburg, Florida. This role involves leading a team focused on delivering a Service 1st client experience, monitoring client interactions, and ensuring team performance. You will manage call center activities...
$30 - $32.75 per hour
...high-quality customer support regarding asset-related inquiries via phone, chat, and email. Ideal candidates will possess a FINRA Series 7 license and have at least 2 years of relevant customer service experience in financial services. This hybrid position requires flexibility...Hourly pay$33 per hour
...prominent banking institution. With a $33/hour pay, the ideal candidate must have 2+ years of customer service experience, including 1 year in Brokerage and an active Series 7 license. Join a dynamic team in a thriving financial services sector. #J-18808-Ljbffr Randstad USA- Landon Ball - State Farm Agent in Fayette, Missouri, is seeking a Registered Representative - State Farm Agent Team Member to market financial products and manage customer portfolios. This role requires expertise in investment products and strong communication skills. The...
- ...asset-related customer inquiries and providing exceptional support across various channels. The ideal candidate should possess a FINRA Series 7 license and have at least 2 years of customer-facing experience. The position offers a hybrid work environment with competitive...Hourly pay
$65k - $85k
...needs and recommend appropriate solutions. Build a professional network and leverage relationships to grow business. Qualifications Series 7 and Series 66 (or equivalent); Series 66 must be obtained within 90 days if not currently held. Comfortable in a sales role,...Shift workDay shift$50k - $70k
Licensed Client Service Associate (Series 7 Required) Parsippany, NJ At Hennion & Walsh, a Licensed Client Service Associate is a vital member of our team, providing high‑quality client service and support to financial advisors. The role is ideal for professionals who...Work at office- ...of financial products to educate customers on their options and provide invaluable resource support. The ideal candidate holds a Series 6 or 7 license and possesses strong communication and analytical skills. This role offers benefits including 401(k) matching, a...
$65k - $85k
...our tools, technology, and ways of working. We always put our clients first to meet their evolving needs. Required Qualifications Series 7, and 66 or equivalent (if not currently held, Series 66 must be obtained within 90 days) Is comfortable in a sales role, finding...Work at officeShift workDay shift$30 - $32 per hour
A financial services company in St. Louis is looking for a Customer Service Specialist with an active Series 7 certification. The role involves identifying process improvement opportunities and handling customer service evaluations. Ideal candidates will have at least 2...$80k - $100k
...generated by Compliance which require action from supervisors Qualifications ~ Bachelor’s degree or experience equivalent ~ FINRA Series 7 and FINRA Series 24 required ~3 – 5 years relevant experience at RIA and BD or industry regulator ~ Working knowledge of the...Full time$32 per hour
...Strategic Accounts is looking for a business professional with a knowledge and proficiency working in brokerage and who has their series 7 certification. We have a Temp-To-Hire role with a top tier bank in the financial industry. If you are interested in utilizing your...Hourly payPermanent employmentTemporary workWork experience placementShift work- ...Provides coaching and feedback to referral partners based on knowledge of client needs and proposed product services. Qualifications Series 7 and 66 or equivalent (if not currently held, Series 66 must be obtained within 90 days). Passion for excellence and willingness to...Temporary workWork at officeShift workDay shift
- Bank of America is seeking a Financial Solutions Advisor Stage I in West Hollywood, California, to build client relationships while earning essential securities licenses. The role includes comprehensive training and a structured development program aimed at helping clients...
