Search Results: 62,598 vacancies
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Job Family Group:
Ethics & Compliance Group
Job Description:
About us... ...leading energy company!
The Compliance Manager is a key member of the Ethics & Compliance (“E&C”) team supporting Trading & Shipping’s (“T&S”) Gas & Power Trading Americas...
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Relocation
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...Job Title: Trade Compliance Officer
Responsibilities:
Monitor trading activities to ensure compliance with relevant regulations... ...~ Experience using Trillium software for trade compliance management
~ Experience developing and implementing public equities...
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...Job Description
Job Description We are seeking a Trade Compliance Analyst with expertise in various aspects of international trade regulations... ...and company policies.
Responsibilities:
# Compliance Management: Ensure all import and export transactions adhere to...
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For contractors
...OTC Markets Group Inc., operator of premier US financial marketplaces, is seeking an Associate level Trading Compliance Analyst to join our OTC Link ATS team.
Please note this position is fully onsite and commutes to our Manhattan office 5 times a week.
Our Core...
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Temporary work
Local area
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...Job Description
Job Description Global Trade Compliance Specialist
50,000 - 65,000
Are you a Trade Specialist with strong writing skills and attention to detail? Do you thrive in a fast-paced, deadline-driven environment?
As a Trade Specialist, you will have...
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Permanent employment
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The Compliance Testing Specialist – Issue Management will perform day to day tasks related to the administration of the Enterprise Compliance Issue Management program. This role will support the Compliance Manager – Issue Management to ensure issues identified across all...
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Work experience placement
Local area
...a global investment firm founded in 1999. We manage more than $46 billion of capital for our investors... ...Francisco.
JOB FUNCTION
The Funds and Trading Specialistwill work closely with other members of the Legal and Compliance Department and other departments throughout...
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...The Senior Manager of HR Compliance will play a pivotal role in ensuring that all HR policies, procedures, and practices align with legal and regulatory requirements across various jurisdictions and states. Reporting to the Director of Human Resources Systems, this position...
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Worldwide
...Job Description
Job Description Large buy side firm seeks a junior compliance associate reporting into the Deputy CCO. This is a trade surveillance role, sitting with the business responsible for supporting the investment team and other business units with respect...
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Software Guidance & Assistance, Inc., (SGA), is searching for a Project Manager - Sales & Trading Change Managementfor a CONTRACT assignment with one of our premier Financial clients in Jersey City, NJ.
Responsibilities:
IT Change management project aims to strengthened...
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Permanent employment
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Local area
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...luxury for customers, driving industry change and championing our communities.
JOB PURPOSE
To assist in the delivery of the Trade Compliance Strategy and ensure day to day compliance with cross border requirements
RESPONSIBILITIES
Advise customs brokers of...
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Temporary work
...offering fully customizable routing and order management solutions to financial institutions as... ...-time visualization.
The Role
The Compliance Officer is an integral part of our DASH... ...and procedures including: personal trading; outside business activities; gifts and...
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Worldwide
...COMPLIANCE ANALYST
New York, NY
Our client, a NYC-based trading firm is looking for a Compliance Analyst.
The team is charged with establishing, implementing... ...and inducting staff, documenting new policies, managing regulatory reporting and communication,...
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Responsibilities
The Corporate Compliance Program Manager and Auditor serves as a resource to assist the Chief Compliance Officer with activities related to corporate compliance auditing and monitoring, periodic compliance risk assessments and compliance and operational...
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...Support and advise sales and trading personnel on applicable SEC and FIRNA rules and regulations applicable to equity market making... ...and maintain policies and procedures across equity sales and Compliance Officer, Sales, Equity, Compliance, Officer, SEC, Banking, Business...
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...accomplishing goals.
BODYARMOR Sports Nutrition is hiring a Trade Planning Manager.
The Trade Planning Manager partners with Sales... ...of employment, we do so in accordance with industry standards and best practices and in compliance with applicable privacy laws.
Interim role
Local area
Remote job
Relocation
Shift work
...enthusiastic candidate to join the firm’s global Legal and Compliance team in a Senior Compliance Officer role. This is a... ...The Senior Compliance Officer will lead the day-to-day management of Capstone’s Global trade compliance practice area and will provide real-time advisory...
Full time
Are you ready to embark on an exciting journey where you can make a real impact? We're looking for a passionate Trade Compliance Analyst to join our dynamic team. At our company, we're dedicated to pushing the boundaries of innovation and making a difference in people'...
Full time
Remote job
...One has grown into one of the largest, privately held options trading firms in the United States. We maintain a floor presence in Chicago... ...competitive liquidity across a broad range of securities by managing portfolios of several hundred issues and simultaneously streaming...
Internship
Shift work
...operator with a portfolio of globally recognized brands and traded on the New York Stock Exchange (NYSE: FLUT).
THE ROSTER... ...your name on it
FanDuel Group is looking to add an Employee Compliance Manager to help build out our Employee Compliance Program that includes...
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