Junior Compliance & Ethics Analyst, Asset Management
$115k - $135kFamilyoffice
Familyoffice is seeking a detail-oriented Junior Compliance Analyst for its New York Legal and Compliance team. This role supports the firm’s compliance program while contributing to process documentation and policy development. The ideal candidate is proactive with at least 2–4 years of experience in compliance or asset management, possesses strong organizational skills, and communicates effectively across teams. The job offers a competitive salary of $115,000-$135,000 along with a discretionary year-end bonus. #J-18808-Ljbffr Familyoffice
$115k - $135k
...Company Overview Soros Fund Management LLC (SFM) is a global asset manager and family office founded by... ...a detail-oriented and proactive Junior Compliance Analyst to join its New York-based Legal... ...Dealing (PAD) program and Code of Ethics compliance, while also contributing...AssetPermanent employmentWork at office- An established industry player in asset management is on the lookout for a motivated Accountant to... ...promises an exciting opportunity for junior-level accountants eager to dive into the... ...reporting. If you possess a strong work ethic and a passion for finance, this position...AssetJunior
- Reference Data Management Junior Analyst - NAM Shift Job Req Id: 26959671 Location(s): City of... ...Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations... ...to policy, applying sound ethical judgment regarding personal behavior...AssetJuniorTraineeshipShift work
$115k - $270k
Goldman Sachs Bank AG in New York, New York is looking for a junior Vice President to join their Tactical Asset Allocation team. This role focuses on monitoring market conditions and generating actionable investment insights within US and Global fixed income asset classes...AssetJunior- ...Our client is a top asset management firm with an excellent reputation, particularly in Real Estate... ...into the CCO and cover Central Compliance function for the firm including Marketing and Advertising Compliance, Code of Ethics, Personal Trading, Regulatory Filings,...AssetWork at office
$150k - $200k
Point72 Asset Management, L.P is seeking Entry-Level Quantitative Researchers in New York to conduct rigorous quantitative research focused on predictive models. This role involves original research, data analysis, and building analytical tools within a collaborative group...AssetJunior- ...Compliance Associate (New York, NY): A leading private equity firm with more than $10B in assets under management is seeking a Compliance Associate to join its team in New York City. This... ...program administration, including Code of Ethics monitoring and quarterly...AssetContract workWork at office
- ...Compliance Associate (New York, NY): Our client, the asset management business (over $50B in assets across a variety of strategies) of a diversified financial services... ...Responsibilities: Administer the firm's Code of Ethics policies and manage all facets of the firm's...AssetFull time
- ...Description: Please Note: This is a Compliance Specialist Role Title: Risk and Controls Implementation Specialist Summary: A resource with asset-management and regulatory experience who will focus on translating the control assessment and work taxonomy...Asset
$80k - $90k
...Compliance Analyst • Social Capital Resources • NYC Top‑Tier Investment Management Firm in NYC is seeking a full‑time Compliance Analyst . Pay Range: $80,000 – $90,000 per... ...experience working in compliance at an Investment or Asset Manager is a plus Knowledge of the 1940 Act...AssetFull time- ...zwischen klassischem Banking und Digital Assets: Du übernimmst die Durchführung und... ...bist unser:e Ansprechpartner:in im Partner-Management von der After-Sales-Phase über das Onboarding... ...Prozessaffinität und ein ausgeprägtes Compliance-Mindset mit. Du besitzt eine hohe...AssetJuniorRemote work
$75k - $85k
...Rockefeller Capital Management Rockefeller Capital Management was established in 2018 as a leading independent... ...London. The Firm oversees $212 billion in client assets as of April 30, 2026. Position The Compliance Analyst will support the Rockefeller Global Investment...AssetWork at officeLocal area$65k - $80k
Leading Alternative Asset Manager, located in New York, NY, is seeking an individual to support the Financial Planning & Analysis (FP&A) team. This position will interface extensively with Senior Management and Controllers of the firm. Job Responsibilities: Prepare weekly...AssetJunior- ...collaborating with the Accor support team and the Director of IT Service Management for Accor Americas on infrastructure support (Wi‑Fi, admin... ..., maintain an accurate inventory of all office technology assets, and log and resolve all requests in ServiceNow in accordance with...AssetJuniorWork at office
- A top-tier investment management firm is looking for a full-time Compliance Analyst in New York City. The ideal candidate will have a Bachelor's Degree and 1-3 years... ..., including experience within an Investment or Asset Manager. Key responsibilities include portfolio surveillance...AssetFull time
- One of our highly reputable Alternative Asset Management clients currently seeking to add an Associate to their growing global Compliance Team. Ideal candidate will be working very... ...compliance with regulations and the Code of Ethics Preparing investment related...Asset
- ...Description Job Description Company X manages some the most iconic and valuable... ...is looking for a highly motivated deputy/junior program manager to join a cross-functional... ...related existing and new MTA advertising assets) and, with sales and finance teams, evaluate...AssetJuniorContract work
$125k - $145k
...independent, privately owned, wealth management company providing wealth... ...Trust has more than $8B in assets under management with over... .... Position Description The Junior Credit Analyst will be part of a larger... .... Work closely with compliance, operations, and legal teams...AssetJuniorWork at office$68k - $75k
...vehicle control and thermal management products in... ...countries. Position: Junior Staff Accountant, Corporate... ...Prepares and records asset, liability, revenue,... ...Company's internal control compliance effort surrounding... .... Strong work ethic a must. Ability to...AssetJuniorWorldwide- ...is a global leader for institutional liquidity within digital assets. We bring 24/7 365 days a year deep, reliable pricing for spot,... ...assets, and is relied upon by brokerages, exchanges, banks, fund managers, and other institutions to provide 24/7 liquidity....AssetJuniorWork at officeLocal areaFlexible hours
$194.04k - $228.25k
...overseeing processes, and identifying and managing regulatory risks for the assigned... ...demonstrate respectful behavior, leadership, ethics and transparency The Team You'll Join... ...programs (IND-enabling and clinical-stage assets) in alignment with Recursion's regulatory...AssetOdd jobWork at officeLocal areaImmediate startRemote workWork from home- ...April 1, 2012. We are one of the largest asset managers in Asia and number one among Japanese... ...Responsible for supporting the Senior Credit Analyst and/or Credit Analyst for credit... ...credit applications and reports. Ensures compliance with applicable investment guidelines...AssetJuniorWork at officeWork from homeFlexible hours2 days per week
- Remote Social Media Manager - Junior ContractMarketing / Digital Marketing# Remote Social Media Manager - Junior Contractat Twine** Location... ...to nurture loyalty and retention.* Utilize provided brand assets to ensure consistency and alignment with the brand’s visual identity...AssetJuniorRemote jobContract workFor contractorsFreelanceLocal area
- About The Role I’m hiring a Junior Operations & Project Manager to support the execution and day-to-day operations of my work across consulting, partnerships... ...Help manage publishing schedules and organize creative assets Assist with formatting and preparing content for...AssetJuniorWeekly payFull timePart time
$105k - $120k
...Company Overview O’Shaughnessy Asset Management (OSAM) is part of Franklin Templeton, a forward‑thinking asset manager that has built its success through powerful partnerships. We leverage cutting‑edge strategies and deep insights to unlock opportunities for long‑term...AssetJuniorWork at officeLocal area3 days per week$100k - $130k
...business divisions - Global Advisory, Wealth Management, Asset Management and Five Arrows. As a family... ...of difference. Overview of Role The Junior IT Business Relationship Manager (IT... ...as an IT project manager and business analyst as required for agreed projects ensuring...AssetJuniorWork at office- ...Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and... ...correspondent, servicing, subservicing, commercial term lending, asset wealth management). Interpret and apply fair lending...AssetWork at office
$60k - $70k
...software engineering, and program management, we focus on developing and... ...creative and detail-oriented Junior Illustrator to support NIH... ...published materials meet Section 508 compliance accessibility standards.... ...’s employees is a tremendous asset. We are firmly committed to...AssetJuniorLocal areaFlexible hours- ...of your quota Thrives under pressure Apply Now US only Full Time Junior Account Executive Apply Now US only Full Time Junior Account... ...care for those who meet eligibility criteria, including income and asset limits. Some states also offer Medicaid waivers that help pay for...AssetJuniorFull timeTemporary workLocal area
$55k - $60k
...both corporate and public finance), equity & fixed income research, market making, trust services and investment advisory and asset management services. Job Description Oppenheimer's Operations department is seeking an experienced candidate to support the daily functions...AssetJuniorFull time
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Junior Compliance & Ethics Analyst, Asset Management. Be the first to apply!
- financial compliance analyst New York, NY
- senior regulatory affairs specialist New York, NY
- regulatory affairs consultant New York, NY
- regulatory compliance specialist New York, NY
- trade compliance specialist New York, NY
- legal compliance analyst New York, NY
- human resources compliance specialist New York, NY
- research compliance officer New York, NY
- regulatory specialist New York, NY
- coding compliance specialist New York, NY



