Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

Head of Prime Brokerage Risk

Confidential

Head of Prime Brokerage Risk

About the Company

Prominent financial services firm specializing in investment management, research & trading services

Industry
Financial Services

Type
Privately Held

About the Role

The Company is in search of a Head of Prime Brokerage Risk to join their team. The successful candidate will be responsible for leading the daily risk management function within the Prime Brokerage business, with a focus on client leverage, exposures, and new account reviews. This role involves running daily meetings with senior stakeholders to discuss portfolio positions, exposures, and client activity, as well as overseeing client portfolios primarily in large-cap equities and some exposure to fixed-income securities. The Head of Prime Brokerage Risk will also be tasked with evaluating and approving new client onboarding, managing a small team, and ensuring that all risk management activities are in line with the firm's risk appetite and regulatory standards. Applicants for the Head of Prime Brokerage Risk position at the company should have a strong background in risk management, particularly within the financial services industry. The role requires the ability to lead critical discussions with senior stakeholders, conduct stress testing, and scenario analysis, and develop risk policies and procedures specific to Prime Brokerage activities. A key aspect of the job is to maintain a holistic approach to risk management by collaborating with various internal teams, including front office, compliance, legal, and operations. The ideal candidate will have experience in managing a team, be adept at mentoring and providing performance oversight, and have a proven track record of influencing the firm's approach to market and counterparty risk.

Functions

  • Finance
Confidential
Vacancy posted 1 day ago
Similar jobs that could be interesting for youBased on the Head of Prime Brokerage Risk in New York, NY vacancy
  • $100k - $200k

    Institutional Securities Group (ISG) Derivative Prime Brokerage Risk is responsible for monitoring and managing the market risk of multi-asset portfolios in the listed markets, OTC cleared derivatives, FX Prime Brokerage and Prime Brokerage on both an intraday and overnight... 
    Risk
    Temporary work
    Work at office
    Night shift

    Morgan Stanley

    New York, NY
    1 day ago
  • Help shape the future of Prime Brokerage at one of the world's leading financial institutions.Wells Fargo is seeking a Senior Lead Compliance...  ...Equities, and broker-dealer activities, delivering practical, risk-based guidance in a fast-moving environment.Influence critical... 
    Risk
    Full time
    Work experience placement

    Wells Fargo

    New York, NY
    1 day ago
  • TD Bank Risk Management in New York seeks a seasoned Head of Market Risk to lead risk oversight for the US Prime Brokerage business. You will shape the market risk framework, governance, and analytics, enabling disciplined risk management across the platform. With 10+... 
    Risk

    TD

    New York, NY
    5 days ago
  • $225k

     ...products. The role ensures the Bank is protected from legal, risk, and operational perspectives in all trading documents and other...  ...with tight deadlines from global desks. Lead negotiations of Prime Brokerage Agreements, Term Commitment Agreements, ISDA Master Agreements... 
    Risk
    Contract work
    Work at office
    Local area
    Flexible hours

    TD Bank Group

    New York, NY
    1 day ago
  • Morgan Stanley's Institutional Securities Group Risk team in New York seeks a Senior Associate/VP to monitor and manage market risk...  ...multi-asset portfolios, including listed derivatives and FX prime brokerage. You will collaborate with traders, sales and IT to shape risk... 
    Risk

    16 MS & Co., LLC

    New York, NY
    3 days ago
  • $150k - $200k

    Morgan Stanley is looking for an experienced Senior Associate/Vice President to join the Derivative Prime Brokerage Risk team in New York. You will perform comprehensive risk analysis of multi-asset portfolios, focusing on market and liquidity risks to deliver clear insights... 
    Risk

    Morgan Stanley

    New York, NY
    1 day ago
  • $150k - $200k

     ...currencies; providing financing and expertise to help manage risk and benefit from technology; and consults to help launch new funds...  ...potential investors. Within Equity Financing Products, the Prime Brokerage (PB) Strategists team, facilitate three core business areas, IED... 
    Risk
    Temporary work

    Morgan Stanley

    New York, NY
    4 days ago
  •  ...Securities, part of TD Bank, is seeking a Vice President for Global Business Management in Prime Brokerage, based in New York. You will lead strategic initiatives, partner with risk, legal, compliance and audit to manage regulatory issues, and oversee performance... 
    Risk

    TD Bank

    New York, NY
    4 days ago
  • $200k - $300k

     ...Trading, ExecutiveCompany: CitiThe Citi Client Financing Synthetic Prime Brokerage (SPB) business is looking to hire a new member of its Trading...  ...responsible for overseeing a trading book and managing book risk, in coordination with the Trading team. The overall objective... 
    Risk
    Full time

    Citigroup

    New York, NY
    6 hours ago
  • $100k - $140k

    Morgan Stanley Prime Brokerage Client Service Account ManagerMorgan Stanley is a leading global financial services firm providing a wide range...  ...and custody services, securities lending and financing, risk analytics, consulting, introductions to potential investors, and... 
    Risk
    Temporary work
    Work at office
    Worldwide

    Morgan Stanley

    New York, NY
    1 day ago
  •  ...Vice President, Global Business Management, Prime Brokerage About the Company Nationally acclaimed banking organization Industry...  ...business strategy matters, and ensuring that trading operational risks are effectively managed in compliance with internal policies and... 
    Risk

    Confidential

    New York, NY
    3 days ago
  • Cash Prime Brokerage middle office expert required to help restart the business in NY Act as a crucial link between the front office (sales...  ...settlements and operations) Manage and control the operational risk associated with prime brokerage activities Ensure smooth and accurate... 
    Risk
    Work at office

    Jobtailor

    New York, NY
    20 hours ago
  • $200k - $300k

     ...ExecutiveCompany: CitiThe Director level, In-Business Risk (IBR) Structurer will report to the Global Head of Prime Finance In-Business Risk (IBR) and will be...  ...risk management of Citi's cash and synthetic Prime Brokerage and Equity Delta One Business lines. This individual... 
    Risk
    Full time
    Flexible hours

    Citigroup

    New York, NY
    4 days ago
  • Citi in New York seeks a Director-level In-Business Risk Structurer to lead counterparty and platform risk across cash, synthetic Prime Brokerage, and Equity Delta One. You will partner with Sales and Trading to manage exposures, sign off on risk within NAM Prime Finance... 
    Risk

    Citi

    New York, NY
    5 days ago
  • $250k - $350k

    Job Description As the Director, Head of AI, you will be at the forefront of shaping...  ...accessibility, strengthening compliance and risk detection. Drive enterprise-wide AI...  ...s portfolio of businesses also includes Prime Brokerage, Asset Management, and other businesses... 
    Risk

    Cantor Fitzgerald

    New York, NY
    5 days ago
  • $200k - $300k

     ...and management technology. Job purpose: The Head of Cash & Collateral Optimization will...  ...functional role partnering with Treasury, Risk, Finance, Operations, Securities Finance,...  ...management, securities finance, clearing, or prime servicesDeep understanding of margin, collateral... 
    Risk
    Permanent employment
    Full time

    StoneX

    New York, NY
    3 days ago
  • $150k - $200k

    Morgan Stanley is seeking an experienced Senior Associate/Vice President to join the Risk team in New York. This role involves risk analysis of multi-asset portfolios and collaboration with various internal teams. Candidates must have 7+ years of experience in financial... 
    Risk

    PowerToFly

    New York, NY
    3 days ago
  • $175k

     ...with global counterparties for trading products such as cash prime brokerage and equity derivatives, including Prime Brokerage Agreements,...  ...Agreements and Custody Agreements. The role requires ensuring legal, risk, and operational protection for the Bank and building strong... 
    Risk
    Contract work
    Work at office
    Local area
    Flexible hours

    TD Securities

    New York, NY
    3 days ago
  • $200k - $300k

     ...strategic contributions, and maximizing risk management through expert-level oversight...  ...This role reports directly the Americas Head of Product and contributes to the...  ...15+ years of progressive experience in prime brokerage or futures and clearing, with a proven track... 
    Risk
    Full time

    Citigroup

    New York, NY
    6 hours ago
  • $150k - $300k

     ...ideas, market information and analysis.The Prime Services Group within the Global Banking...  ...lending, custody & settlement, risk management, execution and clearing services...  ...documentation across a diverse portfolio of Prime Brokerage and Futures clients. In this role, you... 
    Risk
    Full time
    Temporary work
    Part time
    Worldwide

    Goldman Sachs

    New York, NY
    4 days ago
  • $200k - $300k

     ..., equities, currencies, commodities, and prime finance. Within Markets, Prime Finance serves...  ...at the intersection of client service, risk management, and technology, and plays a...  ...to competitive differentiation in prime brokerage.Primary ResponsibilitiesLead the end-to-end... 
    Risk
    Full time

    Citigroup

    New York, NY
    2 days ago
  •  ...trading products and jurisdictions, while aligning with internal risk, legal, regulatory and governance frameworks and ensuring...  ...experience (either at a law firm or a dealer)* North American prime brokerage negotiation experience, together with experience negotiating term... 
    Risk
    Contract work
    Work at office
    Work from home
    Flexible hours

    TD Bank

    New York, NY
    4 days ago
  •  ...in an employee’s financial journey. The Head of Reinvestment ensures these moments translate...  ...portfolios, retirement products and brokerage solutions.   This role will report directly...  ...reinvestment outcomes. Governance & Risk Management Ensure reinvestment... 
    Risk

    JPMorgan Chase & Co.

    New York, NY
    1 day ago
  • $120k - $170k

     ...innovate and make an impact on the world? Read on. Morgan Stanley’s Prime Brokerage Client Digital Technology team in NY is seeking an AI-focused...  .... Balances innovation with operational rigor, security, and risk awareness. Continuously improves products, processes, and... 
    Risk
    Temporary work

    Morgan Stanley

    New York, NY
    5 days ago
  •  ...from day one. As a Vice President on our Prime Finance SBL team, you will be at the center...  ...closely with Demand, Operations, Risk, and Capital Management teams to optimize...  ...Associate/VP level within equity finance, prime brokerage, or a related securities lending... 
    Risk

    JP Morgan Chase

    New York, NY
    2 days ago
  • Risk Management Brokerage Marketing Team Leader up to 200K Metro NY, Hybrid roleJoin us in a dynamic marketing team leader role handling large risk management accounts driven by Private Equity and M&A transactions. Marketing and servicing experience on large P&C books required... 
    Risk

    Hollinger

    New York, NY
    2 days ago
  •  ...ACG Texas is seeking an experienced Chief Risk Officer in New York to partner with the CEO, COO, CFO and CCO on risk governance and oversight across brokerage operations. The CRO will implement risk monitoring, KRIs, and issues management, ensuring timely risk-rated... 
    Risk

    Jobleads-US

    New York, NY
    3 days ago
  • $150k - $300k

    RESPONSIBILITIES AND QUALIFICATIONSJOB SUMMARY & RESPONSIBILITIESMembers of the Prime Services Futures and Clearing Risk team assess, monitor and manage the market risk of multi-asset portfolios in the listed markets on both an intraday and overnight risk basis. Our client... 
    Risk
    Full time
    Temporary work
    Part time
    Work at office
    Night shift

    Goldman Sachs

    New York, NY
    3 days ago
  •  ...our 47 nationalities, creating a sense of belonging for all.We're heading in one direction, the future. We’d love you to join us.This role...  ...SME Background: Extensive experience of direct counter-fraud risk management, compliance, or investigation experience within financial... 
    Risk
    Shift work

    Quantexa

    New York, NY
    4 days ago
  • $250k

     ...service quality, operational efficiency, and controls.Role Summary:The Head of USCC Customer Service is responsible for the vision and...  ...across Product, Workforce Management, Analytics, Technology, Finance, Risk & Controls, and Digital organizations to shape the future of... 
    Risk
    Full time

    Citigroup

    New York, NY
    4 days ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to Head of Prime Brokerage Risk. Be the first to apply!