Head of Prime Brokerage Risk
Confidential
Head of Prime Brokerage Risk
About the Company
Prominent financial services firm specializing in investment management, research & trading services
Industry
Financial Services
Type
Privately Held
About the Role
The Company is in search of a Head of Prime Brokerage Risk to join their team. The successful candidate will be responsible for leading the daily risk management function within the Prime Brokerage business, with a focus on client leverage, exposures, and new account reviews. This role involves running daily meetings with senior stakeholders to discuss portfolio positions, exposures, and client activity, as well as overseeing client portfolios primarily in large-cap equities and some exposure to fixed-income securities. The Head of Prime Brokerage Risk will also be tasked with evaluating and approving new client onboarding, managing a small team, and ensuring that all risk management activities are in line with the firm's risk appetite and regulatory standards. Applicants for the Head of Prime Brokerage Risk position at the company should have a strong background in risk management, particularly within the financial services industry. The role requires the ability to lead critical discussions with senior stakeholders, conduct stress testing, and scenario analysis, and develop risk policies and procedures specific to Prime Brokerage activities. A key aspect of the job is to maintain a holistic approach to risk management by collaborating with various internal teams, including front office, compliance, legal, and operations. The ideal candidate will have experience in managing a team, be adept at mentoring and providing performance oversight, and have a proven track record of influencing the firm's approach to market and counterparty risk.
Functions
- Finance
$100k - $200k
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...Trading, ExecutiveCompany: CitiThe Citi Client Financing Synthetic Prime Brokerage (SPB) business is looking to hire a new member of its Trading... ...responsible for overseeing a trading book and managing book risk, in coordination with the Trading team. The overall objective...RiskFull time$100k - $140k
Morgan Stanley Prime Brokerage Client Service Account ManagerMorgan Stanley is a leading global financial services firm providing a wide range... ...and custody services, securities lending and financing, risk analytics, consulting, introductions to potential investors, and...RiskTemporary workWork at officeWorldwide- ...Vice President, Global Business Management, Prime Brokerage About the Company Nationally acclaimed banking organization Industry... ...business strategy matters, and ensuring that trading operational risks are effectively managed in compliance with internal policies and...Risk
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Job Description As the Director, Head of AI, you will be at the forefront of shaping... ...accessibility, strengthening compliance and risk detection. Drive enterprise-wide AI... ...s portfolio of businesses also includes Prime Brokerage, Asset Management, and other businesses...Risk$200k - $300k
...and management technology. Job purpose: The Head of Cash & Collateral Optimization will... ...functional role partnering with Treasury, Risk, Finance, Operations, Securities Finance,... ...management, securities finance, clearing, or prime servicesDeep understanding of margin, collateral...RiskPermanent employmentFull time$150k - $200k
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...with global counterparties for trading products such as cash prime brokerage and equity derivatives, including Prime Brokerage Agreements,... ...Agreements and Custody Agreements. The role requires ensuring legal, risk, and operational protection for the Bank and building strong...RiskContract workWork at officeLocal areaFlexible hours$200k - $300k
...strategic contributions, and maximizing risk management through expert-level oversight... ...This role reports directly the Americas Head of Product and contributes to the... ...15+ years of progressive experience in prime brokerage or futures and clearing, with a proven track...RiskFull time$150k - $300k
...ideas, market information and analysis.The Prime Services Group within the Global Banking... ...lending, custody & settlement, risk management, execution and clearing services... ...documentation across a diverse portfolio of Prime Brokerage and Futures clients. In this role, you...RiskFull timeTemporary workPart timeWorldwide$200k - $300k
..., equities, currencies, commodities, and prime finance. Within Markets, Prime Finance serves... ...at the intersection of client service, risk management, and technology, and plays a... ...to competitive differentiation in prime brokerage.Primary ResponsibilitiesLead the end-to-end...RiskFull time- ...trading products and jurisdictions, while aligning with internal risk, legal, regulatory and governance frameworks and ensuring... ...experience (either at a law firm or a dealer)* North American prime brokerage negotiation experience, together with experience negotiating term...RiskContract workWork at officeWork from homeFlexible hours
- ...in an employee’s financial journey. The Head of Reinvestment ensures these moments translate... ...portfolios, retirement products and brokerage solutions. This role will report directly... ...reinvestment outcomes. Governance & Risk Management Ensure reinvestment...Risk
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- ...ACG Texas is seeking an experienced Chief Risk Officer in New York to partner with the CEO, COO, CFO and CCO on risk governance and oversight across brokerage operations. The CRO will implement risk monitoring, KRIs, and issues management, ensuring timely risk-rated...Risk
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RESPONSIBILITIES AND QUALIFICATIONSJOB SUMMARY & RESPONSIBILITIESMembers of the Prime Services Futures and Clearing Risk team assess, monitor and manage the market risk of multi-asset portfolios in the listed markets on both an intraday and overnight risk basis. Our client...RiskFull timeTemporary workPart timeWork at officeNight shift- ...our 47 nationalities, creating a sense of belonging for all.We're heading in one direction, the future. We’d love you to join us.This role... ...SME Background: Extensive experience of direct counter-fraud risk management, compliance, or investigation experience within financial...RiskShift work
$250k
...service quality, operational efficiency, and controls.Role Summary:The Head of USCC Customer Service is responsible for the vision and... ...across Product, Workforce Management, Analytics, Technology, Finance, Risk & Controls, and Digital organizations to shape the future of...RiskFull time
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