Head of Prime Brokerage Risk
Confidential
Head of Prime Brokerage Risk
About the Company
Prominent financial services firm specializing in investment management, research & trading services
Industry
Financial Services
Type
Privately Held
About the Role
The Company is in search of a Head of Prime Brokerage Risk to join their team. The successful candidate will be responsible for leading the daily risk management function within the Prime Brokerage business, with a focus on client leverage, exposures, and new account reviews. This role involves running daily meetings with senior stakeholders to discuss portfolio positions, exposures, and client activity, as well as overseeing client portfolios primarily in large-cap equities and some exposure to fixed-income securities. The Head of Prime Brokerage Risk will also be tasked with evaluating and approving new client onboarding, managing a small team, and ensuring that all risk management activities are in line with the firm's risk appetite and regulatory standards. Applicants for the Head of Prime Brokerage Risk position at the company should have a strong background in risk management, particularly within the financial services industry. The role requires the ability to lead critical discussions with senior stakeholders, conduct stress testing, and scenario analysis, and develop risk policies and procedures specific to Prime Brokerage activities. A key aspect of the job is to maintain a holistic approach to risk management by collaborating with various internal teams, including front office, compliance, legal, and operations. The ideal candidate will have experience in managing a team, be adept at mentoring and providing performance oversight, and have a proven track record of influencing the firm's approach to market and counterparty risk.
Functions
- Finance
- ...is planning for the establishment of a Prime Brokerage business to serve institutional hedge fund... ...into this role will work for the client head of the prime brokerage program as one of... ...management, client reporting, and risk Produce solution design documentation, data...RiskFull timeFor contractorsWork at officeImmediate startFlexible hours
- ...We’re seeking someone to join our Prime Brokerage Business Control Unit (BCU) team as an Executive Director focused on Cleared Listed Derivatives... ...be responsible for overseeing and enhancing the non‑market risk framework, governance, and control environment for the listed...RiskFull timeTemporary workWork at office
- ...Head of Trading Documentation About the Company Accomplished asset management... ...agreements, including but not limited to, prime brokerage, stock loan, ISDA, repo, futures, and electronic... ...and legal questions are answered, risks are properly vetted, and relevant...Risk
$150k - $200k
...Institutional Securities Group (ISG) Derivative Prime Brokerage Risk is responsible for monitoring and managing the market risk of multi-asset portfolios in the listed markets, OTC cleared derivatives, FX Prime Brokerage and Prime Brokerage on both an intraday and overnight...RiskFull timeTemporary workWork at officeNight shift$98.96k - $148.44k
## Prime Brokerage Client Executive, Prime Services, Assistant Vice PresidentApplylocations: New York New York United Statestime type: Full... ...control functions such as Legal, Compliance, Market and Credit Risk, Audit, Finance in order to ensure appropriate governance and...RiskFull time- Responsibilities Within the US Prime Services Platform Sales team, develop new Equity Prime Brokerage business, leveraging our platform and services to best meet clients... ...solutions, settlement and custody, financing, risk management and reporting. Work with SG’s product...RiskRemote work
$150k - $200k
...currencies; providing financing and expertise to help manage risk and benefit from technology; and consulting to help launch new... ...with potential investors. Within Equity Financing Products, the Prime Brokerage (PB) Strategists team facilitates three core business areas,...RiskTemporary workWork experience placement$200k - $300k
...communicating life‑cycle events with sales and clients to ensure sound risk management. Monitoring and risk management of corporate action... .... Working with partners on the Equity Funding and Cash Prime Brokerage teams to optimize trading book structure and maximize cost...RiskFull time$150k - $200k
Morgan Stanley is seeking an experienced Senior Associate/Vice President to join the Risk team in New York. This role involves risk analysis of multi-asset portfolios and collaboration with various internal teams. Candidates must have 7+ years of experience in financial...Risk$175k
...with global counterparties for trading products such as cash prime brokerage and equity derivatives, including Prime Brokerage Agreements,... ...Agreements and Custody Agreements. The role requires ensuring legal, risk, and operational protection for the Bank and building strong...RiskContract workWork at officeLocal areaFlexible hours$170k
...exceptional professionals for this role. Join Barclays as a Prime Risk Senior Developer - VP, where you will be part of the Liquid... ...lakes, and distributed data systems Experience with prime brokerage / prime finance risk platforms or FO/MO risk tools (e.g., real...RiskHourly payTemporary workWork at office- APAC Prime Finance and FDC (Futures & Derivatives Clearing) Risk Manager Job Req Id: 26961143 Location(s): Hong Kong, Central... ..., reporting to the APAC Head of In-Business Risk. This role carries... ...platform risk management across Prime Brokerage, FX Prime Brokerage (FXPB),...RiskFull timeNight shift
- ...trading products and jurisdictions, while aligning with internal risk, legal, regulatory and governance frameworks and ensuring... ...experience (either at a law firm or a dealer)* North American prime brokerage negotiation experience, together with experience negotiating term...RiskContract workWork at officeWork from homeFlexible hours
$200k
As a Barclays Prime Services Negotiator VP, you will be responsible for drafting, negotiating... ...agreements (including cash prime brokerage agreements, futures agreements, OTC clearing... ...Ability to advise senior stakeholders on risk, controls, and legal requirements Proven...RiskHourly payContract workTemporary workWork at office- ...you will contribute to the development of operational plans and risk management strategies, ensuring the highest quality and... ..., capabilities, and skills Experience supporting Equities, Prime Brokerage, Securities Financing, and/or Broker-Dealer platforms, including...Risk
$165k - $190k
...powers ambition. Vouch is a tech-enabled insurance advisory and brokerage purpose-built for growing companies in technology, life... ...ambitious leaders building complex businesses, and we help them manage risk with tailored advice, smart coverage, and responsive service....RiskWork at officeFlexible hours3 days per week- ...Account Manager, Prime Services Future and Derivatives Clearing, Assistant Vice President... ...the Futures, OTC Clearing & FX Prime Brokerage product suite (FDC). The Account Manager... ...ensure that clients adhere to prescribed risk parameters, working with In Business Risk...Risk
- ...strategic contributions, and maximizing risk management through expert-level oversight... ...role reports directly to the Americas Head of Product and contributes to the company... ...15+ years of progressive experience in prime brokerage or futures and clearing, with a proven track...Risk
- JobPath Partners LLC is seeking a professional for risk management in Prime Finance, FX Prime Services, and Derivatives Clearing Services. The role involves setting margin levels, controlling leverage, and monitoring portfolio risks. Applicants should have an advanced...Risk
- Your Responsibilities The Head of Casualty Claims is a senior national leadership role... ...component of this role is integrating claims and risk control into a unified casualty... ...casualty claims experience in a carrier, brokerage, legal, or hybrid environment. Deep expertise...RiskRemote work
- ...privately held independent insurance broker. The Head of Casualty Claims is a senior national... ...Lead the integration of claims and risk control/loss control into a unified casualty... ...casualty claims experience in a carrier, brokerage, legal, or hybrid environment. Deep...RiskRemote work
$200k - $300k
..., equities, currencies, commodities, and prime finance. Within Markets, Prime Finance serves... ...at the intersection of client service, risk management, and technology, and plays a... ...to competitive differentiation in prime brokerage. Primary Responsibilities Lead the end-...RiskFull time$200k - $300k
...and management technology. Job purpose: The Head of Cash & Collateral Optimization will... ...functional role partnering with Treasury, Risk, Finance, Operations, Securities Finance,... ...management, securities finance, clearing, or prime services Deep understanding of margin, collateral...RiskFull timeWork at office$180k - $210k
...computation (MPC) technology to deliver custodial, prime, and transaction monitoring services... ...digital asset markets. Role Purpose The Head of Intelligence and Investigations is a... ...external) and provide strategic oversight of AML risk detection and mitigation. Drive the anti‑...Risk- ...long-term success. Accountabilities Management of client relationships to identify the clients financial goals, challenges, and risk tolerance to support the analysis of data obtained from various sources, including the investment portfolio and cash flow, to...Risk
$90k - $125k
...housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings... ...pivotal role in ensuring seamless operational processes, mitigating risk, and maintaining compliance with regulatory standards. This...RiskWork at officeLocal area- ...Digital, based in New York, is searching for a Head of Global Markets to steer the strategic vision and manage the P&L of their Prime Services sector. This role requires a... ...have exceptional knowledge of Global Markets, risk management, and a strong ability to foster growth...Risk
- Equities Prime Services, Officer Working at Citi is far more than just a job. A career with... ...work directly alongside trading desks, risk management, and senior leadership across... ...and platform risk management across Prime Brokerage, Equity Delta One, and Futures &...Risk
- ...customer engagement. What's the role? We are looking for a Head of Treasury who will be responsible for overseeing the... ...effective cash management, optimizing liquidity, managing financial risks, and maintaining strong relationships with financial institutions...RiskImmediate start
- Alpaca, a fintech startup, seeks a Brokerage Operations Margin and Option Associate to manage trading exposure and monitor customer activity. This role is ideal for those with 3+ years in brokerage operations, offering the chance to thrive in a dynamic remote workplace....RiskRemote job
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