Head of Prime Brokerage Risk
Confidential
Head of Prime Brokerage Risk
About the Company
Prominent financial services firm specializing in investment management, research & trading services
Industry
Financial Services
Type
Privately Held
About the Role
The Company is in search of a Head of Prime Brokerage Risk to join their team. The successful candidate will be responsible for leading the daily risk management function within the Prime Brokerage business, with a focus on client leverage, exposures, and new account reviews. This role involves running daily meetings with senior stakeholders to discuss portfolio positions, exposures, and client activity, as well as overseeing client portfolios primarily in large-cap equities and some exposure to fixed-income securities. The Head of Prime Brokerage Risk will also be tasked with evaluating and approving new client onboarding, managing a small team, and ensuring that all risk management activities are in line with the firm's risk appetite and regulatory standards. Applicants for the Head of Prime Brokerage Risk position at the company should have a strong background in risk management, particularly within the financial services industry. The role requires the ability to lead critical discussions with senior stakeholders, conduct stress testing, and scenario analysis, and develop risk policies and procedures specific to Prime Brokerage activities. A key aspect of the job is to maintain a holistic approach to risk management by collaborating with various internal teams, including front office, compliance, legal, and operations. The ideal candidate will have experience in managing a team, be adept at mentoring and providing performance oversight, and have a proven track record of influencing the firm's approach to market and counterparty risk.
Functions
- Finance
- ...your Expertise to JPMorganChase. As part of Risk Management and Compliance, you are at the... ...Credit Risk coverage lead supporting Prime BrokerageIdentify, analyze, monitor, and... ...officeServe as subject matter expert on Prime Brokerage margin methodologies, processes, and...Risk
- JPMorganChase is seeking an Executive Director in Counterparty Credit Risk within Risk Management and Compliance to lead coverage for Prime Brokerage and oversee exposure monitoring, margining, and stress analysis. You will partner with Credit Officers and senior management...Risk
- Bring your Expertise to JPMorganChase. As part of Risk Management and Compliance, you are at the center of keeping JPMorganChase... ...responsibilities Act as Counterparty Credit Risk coverage lead supporting Prime Brokerage Identify, analyze, monitor, and **escalate** counterparty...Risk
- A global financial services firm is seeking a Global Head of Market Risk for Prime Services/Prime Brokerage in New York. This role involves overseeing the analytics of counterparties and managing all market risk functions. With a strong focus on strategic growth in the...Risk
- Help shape the future of Prime Brokerage at one of the world's leading financial institutions.Wells Fargo is seeking a Senior Lead Compliance... ...Equities, and broker-dealer activities, delivering practical, risk-based guidance in a fast-moving environment.Influence critical...RiskFull timeWork experience placement
- ...Vice President, US Treasury Business Manager, Capital Markets & Prime Brokerage About the Company A well-established and rapidly growing... ...who can partner effectively with front office, finance, risk, and compliance functions, and who is ready to take on a strategic...Risk
$225k
...providing a seamless client experience while managing the Bank's risk. This position will be responsible for providing best-of-... ...with global counterparties for trading products such as cash prime brokerage and equity derivatives, (i.e. Prime Brokerage Agreements, Term...RiskWork at officeLocal areaWork from homeFlexible hours$170k - $210k
...Position Overview Job Title Foreign Exchange Prime Brokerage – Product Specialist Corporate Title Vice President Location New York... ...Brokerage platform, including revenue generation, cost & risk management, product development and client relationship management...RiskFull timeWork at officeWork from home$225k
...products. The role ensures the Bank is protected from legal, risk, and operational perspectives in all trading documents and other... ...with tight deadlines from global desks. Lead negotiations of Prime Brokerage Agreements, Term Commitment Agreements, ISDA Master Agreements...RiskContract workWork at officeLocal areaFlexible hours$225k
...providing a seamless client experience while managing the Bank’s risk. This position will be responsible for providing best-of-... ...with global counterparties for trading products such as cash prime brokerage and equity derivatives, (i.e. Prime Brokerage Agreements, Term...RiskFull timeWork experience placementWork at officeLocal areaWork from homeFlexible hours$125k - $150k
...information about Nomura, visit Department Overview Nomura's Prime Brokerage middle office acts as a crucial link between the front office... ...broker middle office is to manage and control the operational risk associated with prime brokerage activities and ensure smooth and...RiskWork at officeWorldwideRelocation package- ...Securities, part of TD Bank, is seeking a Vice President for Global Business Management in Prime Brokerage, based in New York. You will lead strategic initiatives, partner with risk, legal, compliance and audit to manage regulatory issues, and oversee performance...Risk
$150k - $200k
...currencies; providing financing and expertise to help manage risk and benefit from technology; and consults to help launch new funds... ...potential investors. Within Equity Financing Products, the Prime Brokerage (PB) Strategists team, facilitate three core business areas, IED...RiskTemporary work- Macquarie is seeking a seasoned professional for a Prime Brokerage middle office role within its Market Operations team. You will support Equity... ...resolve trade exceptions. The role emphasizes collaboration, risk awareness, and delivering high-quality client service, with...RiskWork at officeFlexible hours
$100k - $140k
Morgan Stanley Prime Brokerage Client Service Account ManagerMorgan Stanley is a leading global financial services firm providing a wide range... ...and custody services, securities lending and financing, risk analytics, consulting, introductions to potential investors, and...RiskTemporary workWork at officeWorldwide$150k - $175k
...------------------------------------------As part of the Cash Prime Brokerage team, the individual will be responsible for optimizing, and facilitating... ...individual will work alongside Sales/Origination, In Business Risk, FRM, Credit, Operations, Technology and product partners to...RiskFull timeWork at office- ...Associate Vice President, Client Onboarding, Prime Brokerage About the Company A company operating in the financial services industry... ..., coordinating various activities such as account opening and risk approvals, and ensuring that all project deliverables meet established...Risk
- ...Vice President, Global Business Management, Prime Brokerage About the Company Nationally acclaimed banking organization Industry... ...business strategy matters, and ensuring that trading operational risks are effectively managed in compliance with internal policies and...Risk
- ...Job Description Job Title: Prime Production Support Specialist (Prime Brokerage) Department: Technology Location: NY Corporate Title: Associate... ...groups across the bank to support releases, escalations, risk management, capacity planning, and disaster recovery...RiskFull time
- Citi in New York seeks a Director-level In-Business Risk Structurer to lead counterparty and platform risk across cash, synthetic Prime Brokerage, and Equity Delta One. You will partner with Sales and Trading to manage exposures, sign off on risk within NAM Prime Finance...Risk
$200k - $300k
...and management technology. Job purpose: The Head of Cash & Collateral Optimization will... ...functional role partnering with Treasury, Risk, Finance, Operations, Securities Finance,... ...management, securities finance, clearing, or prime servicesDeep understanding of margin, collateral...RiskPermanent employmentFull time- APAC Prime Finance and FDC (Futures & Derivatives Clearing) Risk Manager Job Req Id: 26961143 Location(s): Hong Kong, Central... ..., reporting to the APAC Head of In-Business Risk. This role carries... ...platform risk management across Prime Brokerage, FX Prime Brokerage (FXPB),...RiskFull timeNight shift
- The Director level, In-Business Risk (IBR) Structurer will report to the Global Head of Prime Finance In-Business Risk (IBR) and will be responsible for counterparty... ...management of Citi's cash and synthetic Prime Brokerage and Equity Delta One Business lines. This...RiskFlexible hours
$200k - $300k
...strategic contributions, and maximizing risk management through expert-level oversight... ...This role reports directly the Americas Head of Product and contributes to the... ...15+ years of progressive experience in prime brokerage or futures and clearing, with a proven track...RiskFull time- ...Bank Group in New York, NY is seeking an Associate - Risk TDS to support risk management for the US Prime Services business. You will identify, monitor, and... ...counterparty market and credit risk in Prime Brokerage client activity, leveraging data, automation, and AI...Risk
$150k - $300k
...ideas, market information and analysis.The Prime Services Group within the Global Banking... ...lending, custody & settlement, risk management, execution and clearing services... ...documentation across a diverse portfolio of Prime Brokerage and Futures clients. In this role, you...RiskFull timeTemporary workPart timeWorldwide$200k - $300k
..., equities, currencies, commodities, and prime finance. Within Markets, Prime Finance serves... ...at the intersection of client service, risk management, and technology, and plays a... ...to competitive differentiation in prime brokerage.Primary ResponsibilitiesLead the end-to-end...RiskFull time- ...trading products and jurisdictions, while aligning with internal risk, legal, regulatory and governance frameworks and ensuring... ...experience (either at a law firm or a dealer)* North American prime brokerage negotiation experience, together with experience negotiating term...RiskContract workWork at officeWork from homeFlexible hours
$150k - $175k
...responsible for supporting the counterparty and platform risk management of Citi’s cash and synthetic Prime Brokerage and Equity Delta One business lines:Solutions-... ...to senior management and Global Prime Finance IBR Head. Continuously assessing and adapting to new products...RiskFull time- TD Securities in New York seeks an Associate in Market Risk Control for US Prime Services to support risk identification, monitoring, and mitigation across Prime Brokerage portfolios. The role emphasizes data-driven analytics, automation, and effective communication of...Risk
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