Bilingual Supervisory Principal - OSJ Lead
Leeds Professional Resources
Leeds Professional Resources is seeking a Supervisory Principal for a client team in the United States. The role requires a Series 24 and fluency in English and Spanish, with the ability to oversee regulatory compliance and risk management. The successful candidate will coordinate with broker-dealer OSJs and support the home office OSJ direct model, supervise supervisory procedures, and liaise with compliance during FINRA filings and regulatory exams. #J-18808-Ljbffr Leeds Professional Resources
Vacancy posted 2 days ago
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