Compliance Officer
New York City Transit
The Department is seeking qualified Members from the rank of Police Officer who are interested in being assigned to Discovery Compliance- Northern Region. The Discovery Unit is responsible for fulfilling requests for all discovery materials that the MTA Police generates. Officers will be responsible for enhancing arrests and tracking them through the criminal justice system. The officer will also determine if warrants are issued due to failure to appear and update databases. #J-18808-Ljbffr
$200k - $250k
The Role We are seeking to hire an exceptional Trading and Systematic Advisory Compliance Officer to join our global compliance team in our New York office. You will act as subject matter expert for regulations that apply to the market infrastructure, and investment...SuggestedFull timeWork at office$95k - $130k
Flow Traders is looking for a Compliance Officer to join our Compliance team in New York. The ideal candidate is self-motivated with a strong analytical and problem-solving mentality. This is a unique opportunity to join a leading proprietary trading firm with an entrepreneurial...SuggestedFull timeLocal area$96k - $181k
...Location: 4910 Tiedeman Road, Brooklyn Ohio Job Summary The Senior Compliance Officer – Home Lending Originations is a member of Compliance Risk Management, dedicated to supporting residential mortgage and home lending origination activities. This role carries significant...SuggestedWork experience placementWork at officeFlexible hours$140k - $185k
...Compliance Officer – Career Launch AI Talent Network Location: New York, NY Estimated Compensation: $140,000 – $185,000 total annual compensation (varies by employer) About This Posting This job description represents a sample Compliance Officer position commonly found...Suggested- ...We are currently recruiting for a Compliance opportunity. This position will primarily focus on transaction advisory compliance for our... ...and problem-solving abilities. Advanced proficiency in Microsoft Office, particularly Excel and PowerPoint. Job ID: 23913 #J-18808-Ljbffr...SuggestedPermanent employmentFull timeWork at office
- ...Job Description The Compliance Officer will work closely with the members of a team focusing on regulatory compliance issues with respect to marketing and other investor/third party materials and communications. The Compliance Officer will serve as the primary day to...Work experience placement
$125k - $175k
...Overview High frequency trading firm is seeking a Compliance Surveillance Analyst to join their Compliance team. This role is instrumental in conducting trading and communication surveillance, investigating potential compliance issues, and working with business and technology...$150k - $180k
...NY (Hybrid) Compensation: $150,000 - $180,000 + Bonus A leading institutional investment organization is seeking an experienced compliance professional to support its investment compliance program. This role offers broad exposure across regulatory compliance, investment...- ...Compliance Officer (New York, NY): Our client is a leading global alternative investment manager with a sophisticated institutional platform and a broad private funds business. The firm is looking to add a Compliance Officer who will play a key role in managing and enhancing...
- ...We are always looking for talented professionals to join us in the path towards success. Summary The Compliance Officer will assist with the monitoring and administration of the Firm’s Compliance and AML programs to ensure accordance with regulatory requirements. Primary...
$60k
...York, United States.BTIG seeks a motivated and detail-oriented Compliance Analyst to join our Compliance team.This entry-level role is... ...talent... Show more $35.00 hourly Full-time +1 The Compliance Officer will be responsible for ensuring that all moving and cleaning...Hourly payPermanent employmentFull timeWork at officeLocal areaRemote workWork from home- ...Requirements Bachelor’s degree required Professional certifications (e.g., CAMS, CGSS) strongly preferred 5-7 years of sanctions compliance, payment screening, sanctions investigations, or financial crime compliance experience Experience reviewing sanctions screening alerts...
- ...trading firm is looking for an experienced, Senior Compiance Officer to join their growing team. The SeniorCompliance Officer will... ...equities trading and sales teams, ensuring a strong culture of compliance across the firm. This role will require 5 days a week onsite in...
- ...motivated to contribute to a best-in-class investment and operational platform. Position Overview We are seeking an experienced Compliance Officer to lead and manage the firm's regulatory compliance program and support critical operational initiatives across the...
- ...Advisory compliance — primary owner, all regions Real-time trading guidance across all asset classes and venues Building and maintaining... ...and product approvals Core compliance Oversee two Compliance Officers responsible for: Trade surveillance across all venues Regulatory...
- Supported the firm's compliance framework, ensuring adherence to insurance regulations and internal governance requirements. Monitored regulatory developments and implemented changes to policies, procedures, and business processes. Conducted compliance monitoring reviews...
$130k - $150k
...their investment goals and those of the millions of retirees and savers they represent. Purpose of the role This role sits in the Compliance team based in NY and is part of the team under the direction of the Head of Compliance. The Compliance team provides a second...Local areaFlexible hours$90 - $150 per hour
...investors include Benchmark , General Catalyst , Peter Thiel , Adam D'Angelo , Larry Summers , and Jack Dorsey . Position: Compliance Officer Type: Contract Compensation: $90-$150/hour Location: Remote Duration: 3-4 weeks Commitment: 15-30+ hours/week Role Responsibilities...Contract workSummer workImmediate startRemote work$125k - $165k
## Compliance OfficerApplylocations: NYC 250 Park (AMO)time type: Full timeposted on: Posted 27 Days Agojob requisition id: R6809**A New... ...and CFTC registered CTA/CPO) is seeking a VP, Compliance Officer.****Vice President (Compliance) Job Description:*** Provide compliance...Work experience placementWork at officeLocal areaRemote workWorldwide$1,000 per day
G MASS Consulting are partnered with a leading Hedge Fund to appoint an experienced Compliance Officer who will take ownership of day-to-day regulatory governance and provide line-of-business coverage across its U.S. broker-dealer, with a particular focus on Operations...Contract workWork at office- Review investment product marketing materials for SEC compliance. Complete private quarterly reporting. Perform private fund compliance testing and monitoring. Assist in conducting company-wide training to meet SEC, NFA, and FINRA obligations. Facilitate periodic committee...
$160k - $250k
This role will provide Compliance coverage to the Credit Business and Infrastructure groups in the US with a focus on CLO Manager, illiquid credit, operating in close partnership with the existing Compliance teams globally as well as the Global FIC Business Management...Local area- JCW is partnering with a Commercial Bank who is looking to bring on a new Compliance Officer. This position will work closely with the banks US Head of Compliance to drive improvement with the banks Compliance program. Job Responsibilities Contribute to the design, implementation...
$110k - $130k
We are looking for a Compliance Officer to join our Legal & Compliance team. In this role, you will help support and maintain Vise’s compliance program, ensuring we meet our regulatory obligations while enabling our business to grow. You’ll report directly to the Chief...Work at office- ...the Firm’s Personal Trading Policy, Gifts & Entertainment Policy, and Political Contributions Policy) utilizing our third-party compliance software, ComplySci. Qualifications 3-8 years of relevant compliance experience, with at least 2+ years of in-house at a registered...
- Chief Compliance Officer Bryn Mawr Medical Specialists Association July 10, 2026 Bryn Mawr, Pennsylvania --- About Us For 57 years the medical experts of Bryn Mawr Medical Specialists Association have been providing personalized care to patients in the Philadelphia...Full timeMonday to Friday
- ...background/ experience) Job Description Overview Contribute to the compliance team of a leading investment management firm, focusing on U.S.... ...to regulatory standards. Support the Chief Compliance Officer in managing compliance programs, governance matters, and...
$140k - $180k
OVERVIEW The D. E. Shaw group seeks a proactive and detail-oriented compliance officer to join its Legal & Compliance team. This role will collaborate closely with colleagues across legal, compliance, front office and technology teams to manage regulatory risk in the context...$160k - $175k
Senior Compliance Officer II US B Regulatory Compliance We are looking for a Senior Compliance Officer to join our Compliance Team. The role may be based in New York, NY or Miami Lakes, FL. The right candidate will support the consumer regulatory compliance functions for...Full timeTemporary workPart timeSeasonal workWork at officeFlexible hours- Senior Compliance Officer/Deputy CCO to become CCO (New York, NY): Our client, a growing hedge fund focused looking to hire a Senior Compliance Officer or Deputy CCO. This individual will work closely with senior leadership and take on broad responsibility across the compliance...Work at officeWork from home
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