Regulatory Compliance Analyst: Risk & Controls
$89k - $157kGoldman Sachs
Goldman Sachs is seeking an Associate in Regulatory Compliance based in New York, New York. This role involves creating and executing compliance testing, analyzing results, and working with global teams to refine processes. Applicants must have a Bachelor’s degree in Finance or a related field and at least three years of relevant experience. Strong communication and analytical skills are essential. This position offers an annual base salary ranging from $89,000 to $157,000. #J-18808-Ljbffr Goldman Sachs
$59.81k - $129.59k
...DESCRIPTION Job Summary Provides senior level analyst support for risk-based process design initiatives -... ...assessments and enterprise resource controls (ERP)/accounting controls reviews... ...with Sarbanes‑Oxley (SOX) 404 compliance audits in accordance with relevant departmental...SuggestedFull timeWork experience placementWork at officeRemote work$60k - $75k
Cross River, located in Fort Lee, New Jersey, is seeking an Analyst for IT Compliance to join its Technology team. The role involves developing an IT compliance program, conducting risk assessments, and managing vendor documentation to ensure compliance with legal and security...Suggested$90k - $110k
Guggenheim Partners is seeking an enthusiastic Business Control Associate in New York. The role focuses on supporting risk management and compliance through supervision, surveillance, and control tasks. Requirements include 3-5 years in finance, a Bachelor’s degree, and...Suggested- ...leading financial institution is seeking a Front Office Trading Analyst for a 6-month contract based in New York. The role involves... ...engaging with traders, assessing trading workflows, and enhancing risk controls across global trading desks. Candidates should possess strong...SuggestedContract work
- ...Hotman Group is seeking an Entry Level GRC Analyst to work remotely in the USA. The role involves assessing client security, developing risk frameworks, and translating technical requirements into actionable steps. Candidates should possess a relevant degree and 1-2 years...SuggestedRemote work
$125k - $135k
...GRC Analyst job at Suzy. Remote. Suzy puts the voice of the consumer... ...decisions. The Governance, Risk, Compliance (GRC) Analyst will manage... ...to ensure the company meets regulatory compliance. Responsibilities... ...questionnaires from customers. Controls and Risk Management Manage...Work experience placementImmediate startRemote work$161.6k - $202k
...that responsibility demands a security and compliance program that scales with the business. We... ..., SOC 2, PCI-DSS, HIPAA), third-party risk management, security awareness training,... ...evidence, coordinating with assessors, tracking control gaps and remediation timelines. * Build...Work from homeFlexible hours$110k - $135k
...40 Line of Business: Compliance Pay Detail: $110,000 -... ...and preventing violations of regulatory requirements by both employees... ...compliance coverage for the Control Room as well as all private side... ...to help manage regulatory risk. Depth & Scope: Works...Temporary workWork experience placementWork at officeLocal areaWork from homeFlexible hours- Senior GRC Analyst job at Quantexa. New York, NY. What... ...security and compliance, applying deep knowledge... ...maturity of our Governance, Risk, and Compliance (GRC)... ..., and complex regulatory requirements. Your immediate... ...application of NIST SP 800-53 controls for federal...Contract workTemporary workWork experience placementImmediate start
$80k - $90k
...growing fintech company is seeking a Compliance Management System (CMS) Analyst to enhance its compliance program... ...role involves conducting compliance risk assessments and collaboration with... ...translating regulations into operational controls. The US base salary range for this...Remote work- US Analyst - Credit Analyst - Risk and Permanent Control DEPARTMENT: Risk and Permanent Control | Reports to: Senior Credit Officer US ANALYST PROGRAM The US Analyst program offers an opportunity for recent college graduates interested in finance and corporate/investment...Permanent employmentFull timeContract workFixed term contractInternshipVisa sponsorship
$61.81k - $84.99k
Henry Schein is seeking a Regulatory Compliance Specialist in Pennsylvania. This role ensures company operations comply with federal, state, and international regulations governing controlled substances. Responsibilities include conducting audits, implementing compliance...- ...financial services company is seeking a Business Analyst to support its Global Markets Organization... ...experience with a strong understanding of regulatory frameworks like MiFID and CFTC. Responsibilities include implementing control frameworks, investigating reporting gaps,...
$36 per hour
GovCloud Compliance Analyst (Cloud Controls & Audit) — E-level Seeking a GovCloud Compliance Analyst (Cloud... ...GovCloud Compliance Analyst supports regulatory compliance and audit readiness for... ...Partner with engineering, platform, and risk teams to track ATO/SA&A milestones (...Hourly payPermanent employmentRemote work- Senior Governance, Risk, Compliance (GRC) Analyst job at Oura. New York, NY. At Oura, our mission is to... ...compliance policies to align with regulatory requirements and industry best practices... ..., and integrate Oura security controls within their workflows. Monitor and...Work at officeLocal areaRemote workFlexible hours
- ...institution in New York is looking for a full-time Operational Risk Analyst to oversee and implement risk management processes.... ...risks, preparing management reports, and ensuring compliance with internal controls. The ideal candidate should have experience in risk management...Full time
$140k - $180k
...Business type Types of Jobs - Compliance / Financial Security Job title Compliance Risk Assessment Officer - VP... ...assessment framework, ensuring regulatory adherence while providing valuable... ...activities and assessing controls. The CACIB US Compliance Division...Permanent employmentContract workWork at office$61 - $70.92 per hour
...financial institution is seeking an Analyst for a mid-senior level contract role in Operational Risk. Responsibilities include performing risk-based control testing, documenting results, and... ...various business units to ensure compliance and address control gaps. The ideal...Hourly payContract work- Description Your Role Overview Risk and Control Analyst is accountable for engaging in the proactive identification, escalation, and timely... ...Contribute to the New Product Approval process. Research regulatory changes and/or risk trends applicable to area(s) of coverage...Temporary workWork at officeRemote workFlexible hours
$88.3k - $115.9k
...Risk & Controls Associate Since 2017, Flourish has been on a mission to help financial advisors... ...to address the identified risks and compliance requirements. You will prepare audit... ...the external audits across multiple regulatory regimes including the audit preparation...Work experience placement- ...leading consulting firm is seeking a Compliance Analyst to join their team in New York. The role... ...days in the office. You will support regulatory gap assessments, assist with project management... ...derivatives market, evaluate internal controls, and prepare reports on regulatory...Work at office
- Overview Responsibilities The AMER Control Room is a crossline of the business Compliance function that is primarily... ...1JS. Responsibilities Provide regulatory and Firm compliance advice / guidance... ...with management, Supervisory Analysts, Compliance, and Legal teams. Effectively...
$103.7k - $155.5k
Regulatory Compliance Risk Senior Associate (Banking) Hybrid Role locations: Dallas, NYC, Charlotte, Philadelphia, Arlington, Phoenix As a Regulatory... ...efficiencies within the Risk, Regulatory Compliance & Controls Practice - all with the resources, environment, and...Full timeWork experience placementWork at office2 days per week$77k - $202k
...Travel Requirements: Up to 60% At PwC, our people in risk and compliance focus on maintaining regulatory compliance and managing risks for clients, providing... ...regulatory landscapes and enhance their internal controls to mitigate risks effectively. In regulatory risk compliance...Full time$255k - $270k
...role Anthropic's Integrity & Compliance (I&C) function is building... ...frontier. Our Sanctions & Regulatory Programs pillar is a key pillar... ...economic sanctions, US export controls, and regulatory compliance... ...sanctions and export controls risk assessments for new products,...Interim roleWork at officeVisa sponsorshipFlexible hours3 days per week- ...IT Risk and Controls Consultant 3+ months C2H Remote EST/CST ok JD from client: Candidate Experience and Attributes: CISA or CISSP certification would be a strong plus IT General Controls (ITGC) testing experience Public accounting firm...Immediate startRemote work
$95 - $135 per hour
...consulting opportunity for professionals experienced in compliance, regulatory affairs, privacy, risk assessment, policy development, regulatory tracking,... ...structured review of compliance programs, internal controls, policy documents, training content, and implementation...Remote jobHourly payWeekly payJob sharingContract workPart timeFor contractorsFlexible hours- ...specialist.Role OverviewThe Front Office Risk & Control team provides a central hub for key... ...solutions.The role of the Risk & Control Analyst is to review and document all internal... ...controls to ensure adequate oversight & compliance of corporate policy within the 1st Line...Work at officeRemote work
- JPMorgan Chase & Co. is seeking a Business Control Management Associate who will provide oversight to the risk and control environment within their Commercial & Investment Bank, specifically in the Securitized Products Group. The role involves conducting risk analysis and...Work at office
- Anchorage Lending CA, LLC seeks a dedicated Risk Assessment professional in San Francisco. This role involves identifying and mitigating... .... Ideal candidates will have a strong background in risk and control assessments, excellent analytical abilities, and experience in fast...
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