Prime Brokerage Finance VP: P&L, Collateral & Compliance
Atlas Search
Atlas Search is seeking a finance professional in New York, NY. This role involves managing P&L ownership for Prime Brokerage, ensuring regulatory compliance, and overseeing independent price verification for client collateral. The successful candidate will partner with leadership to evaluate profitability and oversee strategic integration of firm platforms. A deep understanding of financial analysis and market regulations is required to excel in this position. #J-18808-Ljbffr Atlas Search
- Financing P&L Ownership: Manage the daily substantiation and reporting of P&L for Prime Brokerage, including Stock Loan/Borrow, Synthetic Prime (Swaps... ...and capital consumption. Collateral Control & IPV: Oversee... ...risk policies. Regulatory Compliance: Serve as the subject matter...Suggested
- ...Global Business Management, Prime Brokerage About the Company Nationally... ...& Professional Services Finance Banking Services Banks... ...The Company is seeking a VP, Global Business Management for... ...risks are effectively managed in compliance with internal policies and...Suggested
$170k
...professionals for this role. Join Barclays as a Prime Risk Senior Developer - VP, where you will be part of the Liquid Financing Technology team. The team is currently... ...data systems Experience with prime brokerage / prime finance risk platforms or FO/MO risk...SuggestedHourly payTemporary workWork at office$150k
...Join Barclays as a Quantitative Analytics Liquid Financing Prime VP, where you will be working closely with the Equity Finance and Delta 1 desks in developing analytics tools and models to help managing market and counterparty risk as well as optimizing inventory and...SuggestedHourly payTemporary workWork at office$100k - $150k
...of trading agreements (e.g., ISDA, CSA, Prime Brokerage, Repo, Securities Lending) Identify... ...Legal, Sales & Trading, Operations, and Finance Lead preparation and coordination of materials... ..., Counterparty Risk, Credit, Legal, Compliance, Operations, and Finance Highly...SuggestedWork at office$102k - $171.5k
...collaborating with BNY to connect them with exceptional professionals for this role. Senior Vice President, Credit Risk (Prime Financing) At BNY, our culture allows us to run our company better and enables employees’ growth and success. As a leading global financial...Temporary workWorldwideFlexible hours- ...with opportunities to learn, grow, and make an impact. Join us! Director / Vice President – Quantitative Strategies (Equities Prime Financing) Location: New York, NY Business Area: Equities Prime Financing Role Overview We are seeking an experienced...Work at officeShift workDay shift
$220k - $250k
...leadership role partnering closely with executive leadership, M&A, finance, legal, and external advisors to support the company’s... ...expansion initiatives while ensuring overall tax efficiency, compliance, and alignment with business objectives for the existing Create...Worldwide$150k - $185k
...revolutionizes the traditional brokerage model by innovating through... ...operator, and trusted advisor. The VP of Communications will build... ...and manage the communications P&L, budget, and vendor expenses —... ...and local levels. Ensure compliance with regulatory and state‑level...Casual workH1bLive inLocal area$250k - $290k
...VP, Customer Experience ComplyAdvantage is currently hiring for a VP of Customer... ...around Mesh, our next-generation AI-native compliance platform. We need a leader to define what... ...accounts long before renewal. Partner with Finance to protect and grow ARR through retention...Currently hiringHome officeFlexible hoursShift work- ...Senior Vice President, Hedge Fund Credit Risk (Prime Financing) About the Company Respected financial services company specializing in investment management & research Industry Financial Services Type Public Company About the Role The...
$170k - $200k
...operational policies, procedures, and controls to ensure quality, compliance, and profitability across Federal programs. Establish... ...reporting standards across all Federal projects. Finance Accountable for full P&L performance of the Government Services business line. Monitor...Full timeContract workFor contractorsWork at officeRemote workWork from homeHome officeFlexible hours$185k
...their working capital through receivables solutions to meet their financing needs. Engage in the legal documentation negotiation of... ...transactions Coordinate stakeholders both internal (CDD, Compliance, Risks, Legal, IT, Compliance, Operations, Asset Distribution...Hourly payFull timeContract workWork experience placementWork at officeShift work$150k - $300k
...ideas, market information and analysis. The Prime Services Group within the Global Banking... ...clients. These broadly cover margin financing, securities lending, custody & settlement... ...across a diverse portfolio of Prime Brokerage and Futures clients. In this role, you will...Full timeTemporary workPart timeWorldwide- ...relationships across a broad range of capital markets products — from Prime Brokerage and Repo to OTC derivatives and structured lending. Your work... ..., including Prime Brokerage, Repo, FX, Derivatives, Fund Financing, subscription call facilities, and structured lending....Work at officeLocal areaRemote work
$100k - $150k
...of trading agreements (e.g., ISDA, CSA, Prime Brokerage, Repo, Securities Lending) Identify... ...Legal, Sales & Trading, Operations, and Finance Lead preparation and coordination of... ..., Counterparty Risk, Credit, Legal, Compliance, Operations, and Finance, among other support...Full timeContract workTemporary workWork at officeWorldwide- ...Vice President, E&S Brokerage Excess About the Company Ambitious insurance group specializing in innovative solutions for niche markets... ...501-1000 Categories Insurance Direct Insurance Finance Specialties construction professional accident & health...
- ...Vice President, E&S Brokerage Property About the Company Ambitious insurance group specializing in innovative solutions for niche... ...Employees 501-1000 Categories Insurance Direct Insurance Finance Specialties construction professional accident &...
- ...best match with their career goals. Job Description Job Title: VP (Senior) Credit Analyst Summary: This position is a Temporary position... ...legal documents with the focus on credit terms (covenants, collateral, amortization, interest rates and other special items). Post...Temporary workInterim role
- Join Enveda Therapeutics, Inc. as VP, Finance to lead operational finance and transform compounds into life-changing medicines. You'll manage day-to-day finance operations while ensuring compliance with GAAP and regulatory standards. This role requires extensive finance...Remote jobFlexible hours
- ...Executive Vice President, Finance and Operations About the Company Prominent financial... ...operational performance, and regulatory compliance of its self-clearing proprietary broker-... ...operational improvement initiatives, performing P&L and margin analysis, and managing all...
$161k - $217k
...Americas, covering a variety of services, including capital and financing, risk management, market access, physical execution, and... ...today and anticipate the risks of tomorrow. Our divisions include compliance, credit, financial crime risk, market risk, operational risk,...Temporary workWork at officeWork from homeFlexible hours3 days per week- ...protection reporting. You will supervise key processes affecting SEA Rule obligations and regulatory filings, collaborating with Finance, Compliance, Risk, and Operations to mitigate regulatory risk. The role requires leadership, strong analytical skills and experience in...
$165k - $250k
...LinkedIn, X, and Instagram. Business Unit Real Estate / Legal & Compliance Business Unit Overview Blackstone is a global leader in real... ...global real estate debt businesses, providing comprehensive financing solutions across the capital structure and risk spectrum, including...Work at officeLocal areaFlexible hours- ...firm that is looking to add a VP, Legal Entity Controller & Regulatory Reporting to its finance leadership team. This is a... ...Product Control, Treasury, Legal, Compliance, Operations, Technology, and... ...swaps, security‑based swaps, prime brokerage, or capital markets products...
$135k - $190k
## VP - Employee Compliance, Central Compliance Team CIBCandidatar-selocations: Madison Ave Corp: Miamitime type: Tempo Integralposted on: Publicado... ...("PST"), Personal Account Dealing ("PAD"), employee brokerage account monitoring, conflicts of interest, and compliance...Hourly payFull timeContract workWork experience placementShift work$178k - $235k
...securities, credit cards, and consumer finance. The Group has more than 130 offices and... ...and private credit / middle‑market collateralized loan obligations (CLOs) Esoteric and non... ...colleagues in other functions including compliance, risk, planning and others to review policies...Work at officeLocal areaWork from homeWorldwide$120k - $205k
Morgan Stanley is seeking a Governance, Advisory & Reporting Specialist for the Finance Model Control Office. This Vice President role focuses on policy interpretation, compliance oversight, and providing actionable reporting to management. The ideal candidate will possess...Work at office$200k
Join Barclays as VP, Regulatory Counsel. The role reports to the Head of U.S. Bank... ...Experience with custody, including in the prime brokerage space Strong legal research and... ...regulation activities are conducted in compliance with applicable laws and regulations, and...Hourly payTemporary work- ...our clients' success. Overview of the Team The Finance organization partners across Product, Sales, Customer Success, Compliance, and Engineering to support IPC's mission-... ...with cross-regional coverage. Role Overview The VP, Corporate Controller is a senior finance leader...Temporary workWork at officeRemote workFlexible hours
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