Regulatory Analyst, Energy Markets & Compliance
UGI Utilities, Inc.
UGI Utilities, Inc. is seeking an Regulatory Analyst to participate in PA PUC and FERC regulatory and compliance activities, including annual filings and report preparation. The role also covers tracking pipeline tariff rates, supply contracting, and administration of the Company’s Choice and Transportation programs. The position requires knowledge of gas/electric markets, strong analytical skills, and proficiency with MS Office. #J-18808-Ljbffr UGI Utilities, Inc.
$130k - $150k
...with clients, understand their goals, and navigate complex markets together. We leverage cutting edge strategies and deep insights... ...’ success.About the DepartmentFranklin Templeton’s Global Regulatory Compliance department provides oversight, guidance and monitoring of the...SuggestedFull timeWork at officeLocal area$170k - $220k
...entry-level to mid-level attorney to provide legal and regulatory advisory support to our Global Markets businesses conducted through MUFG’s regulated... ...are applied extra-territorially within a substituted compliance regime. The candidate should have the necessary background...SuggestedFull timeLocal areaRemote work$85k - $115k
About the RoleiCapital is looking for a Compliance Associate to join its Regulatory and Compliance team to lead the review and approval process for marketing materials created by our investment advisers and broker-dealer. There will be a strong focus on marketing materials...SuggestedFull timeWork at officeRemote work$90k - $125k
...Inc. (Oppenheimer) is a leading middle-market investment bank and full service broker-... ...Description:Oppenheimer & Co. Inc. is seeking a Compliance Professional to join our Compliance... ...investment funds, as well as the regulatory landscape of investment advisers and broker...SuggestedWork experience placement- The Federal Reserve Bank of New York is seeking a Regulatory Data Associate to support its data collection and reporting efforts. This... ...will have strong analytical skills, experience with financial markets, and proficiency in tools like MS Office, along with an eagerness...Suggested
$100k - $155k
A prominent Investment Management firm in NYC is seeking a Compliance Associate. The ideal candidate will possess 3-5+ years of experience... ...Services Compliance, specifically with Advertising & Marketing materials. Required qualifications include a college degree and...Full time- City of New York is seeking an experienced Compliance Officer for the Bureau of Asset Management to monitor regulatory compliance across private market and public investments. You will work with strategy and counsel to perform due diligence, advise on committee evaluations...Work at office
- ...clearing broker dealer is seeking an experienced Senior Compliance Officer to support the firm's compliance program... ...Rule 15c3-5. Advise on new products, trading strategies, market structure changes, and regulatory developments. Support trade surveillance, algorithmic...
$150k - $200k
...is looking for an experienced Compliance professional to join our team with a primary focus on marketing compliance while also... ...they meet applicable global regulatory requirements, while also contributing... ...with the review of research analyst reports that are published by...Work experience placement$175k - $200k
...including advice on transaction documentation and regulatory requirements. Develop, maintain, and enhance compliance policies and written supervisory procedures.... ...Develop and deliver training programs for capital markets professionals. Monitor and advise the firm in relation...$200k - $250k
...concrete, long-term results by looking past market noise to identify and isolate the... ...detail-oriented professional to join our Compliance Marketing Review team at the Vice President... ...materials to ensure compliance with regulatory requirements and internal standards. This...- A global consultancy firm is seeking experienced Global External Consultants for market entry and regulatory compliance projects. This remote position requires at least 8 years of experience in legal or regulatory roles, with proven consulting capabilities. Consultants...Remote jobLocal area
$89k - $105k
...so are the rewards. The Communications Compliance team ensures our parent company and affiliate... ...maintain the highest standards of regulatory and brand integrity. We review, audit,... ...communications, partnering closely with Marketing, Legal, Content, and Compliance teams....Fixed term contractWork at officeFlexible hoursShift work3 days per week- iCapital is seeking a Compliance Associate to join its Regulatory and Compliance team, focusing on approving marketing materials for investment advisers and broker-dealers, with emphasis on private funds. The role ensures adherence to advertising rules and collaborates...
- iCapital is seeking a Compliance Associate to join its Regulatory and Compliance team in New York. The role centers on reviewing and approving marketing materials created by our investment advisers and broker-dealers, with a strong focus on private funds. You will ensure...
- ...Technologies is a fast-growing AI-native compliance and risk management platform serving the energy and infrastructure sectors. We... ...risk and compliance markets, including data center development... ...project assistant, coordinator, analyst, administrator or similar. Experience...Full timeFor contractorsApprenticeshipFor subcontractorWork at officeRemote work
$81.4k - $151.8k
...Address 151 W 42nd Street Job Family Group Audit, Risk & Compliance The Capital Markets Senior Compliance Officer will assist in the effective... ...the relevant other internal business partners to ensure regulatory, corporate and fiduciary obligations are met. This role...Local area- Job Overview A law firm seeks a highly qualified Financial Markets and Regulatory Associate to join its practice in New York, NY. The ideal candidate will have a strong background in financial services, including securities and derivatives, and experience negotiating trading...
- The New York Stock Exchange, part of Intercontinental Exchange, seeks an Analyst to join the Market Watch and Proxy Compliance team under NYSE Regulation. You will monitor trading activity and ensure issuers comply with timely alert policies, while assisting in proxy rulings...
- KKR in New York is seeking a Compliance Officer for its Global Compliance team focused on US Private Markets, including Private Equity and Real Assets. You will support... ...and partner with business leaders to mitigate regulatory and reputational risks. The role is based in...Work at office
- FalconX in New York City seeks a Compliance Associate, Markets Surveillance to independently investigate trade surveillance alerts, assist with... ...manipulation, monitor market conduct, and ensure adherence to regulatory standards across jurisdictions. #J-18808-Ljbffr Falconx
- ...Con Edison, a multi billion-dollar energy utility, is leading the clean energy transition in New York City and Westchester... ...The Senior Specialist will be responsible for: Ensuring compliance with all regulatory data reporting requirements for E-Mobility programs Maintaining...Full timePart timeFor contractorsFlexible hours
$64k - $135k
...of water to produce clean, sustainable energy. Our innovative methods ensure minimal environmental... ...of a growing organization. As a Regulatory Specialist, you will play a critical... ...documentation and review License orders and compliance filings Develop and submit permit...Full timeTemporary workFor subcontractorLocal areaImmediate startRemote workShift work- Regulatory Compliance Analyst The Regulatory Compliance Analyst will be responsible for monitoring and ensuring Gambling News' compliance with relevant laws and regulations in the U.S. prediction markets sector. About Gambling News Gambling News is a leading provider of...
$32.73 - $43.22 per hour
...projects and external subcontractors.* Be responsible for labor compliance company-wide.* Review all public contracts (and any private... ...of applicable laws and regulations that might affect the SOLV Energy’s policies and procedures.* Participate in third party / Government...Hourly payFor contractorsApprenticeshipFor subcontractorWork at officeLocal areaRemote work$115k - $150k
...alternative asset management as well as capital markets and insurance solutions. KKR aims to... .... Position Overview KKR is seeking a Compliance Officer to join KKR’s Global Compliance... ...leaders to identify and mitigate legal, regulatory, operational and reputational risks....Work at officeLocal area$40k - $45k
...UtiliSave's forensic billing analysts find actionable savings in 94% of the accounts they... ...demand charge structures, rider provisions, regulatory codes, and client usage data — and then... ...who commit fully emerge with a rare, market-differentiated skill set. · Growth:...Full timeApprenticeshipInternshipRemote workShift workDay shift$100k - $120k
Athene is seeking an Analyst or Associate to join the Compliance team within Legal, Regulatory, Tax & Compliance. This role involves supporting the firm’s global marketing compliance program by reviewing external communications and ensuring compliance with regulatory requirements...$90k - $110k
...Brightcore Energy provides end-to-end energy efficiency and clean energy measures to commercial, industrial, and institutional clients... ...s Legal function by owning the systems, records, and recurring compliance workflows that keep the department running efficiently....Hourly payFull timeContract workFor contractorsApprenticeshipFor subcontractorWork at officeLocal areaRemote workFlexible hours3 days per week- Franklin Templeton Investments is seeking a Compliance Officer (Business Analyst) to own end-to-end marketing content compliance reviews across multiple U.S. locations... ...workflows, oversee review systems, and analyze regulatory changes impacting disclosures. The role requires...
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