Compliance Marketing Associate - Private Funds
iCapital
iCapital is seeking a Compliance Associate to join its Regulatory and Compliance team in New York. The role centers on reviewing and approving marketing materials created by our investment advisers and broker-dealers, with a strong focus on private funds. You will ensure communications and advertising meet SEC and FINRA rules, collaborate with Distribution and Marketing, and support policy updates, testing, and training. #J-18808-Ljbffr iCapital
Vacancy posted 2 days ago
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