Brokerage Operations Specialist

Wealthfront Corporation is currently hiring a Brokerage Operations Specialist to be responsible for daily brokerage operations functions including Cashiering and Account Maintenance. Brokerage Operations at Wealthfront is a division of Wealthfront Brokerage and works closely with Client Services and all other divisions of Wealthfront Inc. – including the engineering and product teams – to provide the best client experience possible. Responsibilities Complete daily brokerage operations exception reports including unreconciled activity, margin, corporate actions, etc. Conduct quality control reviews and regulatory document delivery reconciliation. Perform cashiering duties including verification of incoming wires, checks, ACHs and process withdrawal requests. Provide ongoing account maintenance and review of new and existing account activity for risk mitigation related to AML. Collaborate cross‑functionally with other teams at the company, specifically creating strong relationships with engineers. Perform certain in‑office tasks as the business requires. Requirements Minimum of 2 years brokerage industry experience preferably in a back office role. Securities regulatory knowledge and strong understanding of account transfers, corporate actions/dividends, and trading. Understanding of AML and risk mitigation rules. Strong organizational skills. Customer‑centric business philosophy and collaborative mindset. Ability to communicate cross‑functionally. Appreciation and understanding of applying technology and software to business processes. Desire to improve processes to increase team efficiency and productivity. Strong work ethic and hands‑on approach. Ability to quickly learn proprietary web‑based account services applications. Appreciation for compliance and adherence to government regulations. Bachelor's degree in finance, economics, or related field or requisite related work experience. FINRA Series 7 required (or ability to obtain in 90 days). Estimated annual salary range: $81,000 - $90,000 USD plus Equity. Benefits include medical, vision, dental, 401K plan, generous time off, parental leave, wellness reimbursements, professional development, employee investing discount, and more. We are an equal opportunity employer and value diversity at our company. We do not discriminate on the basis of race, religion, color, national origin, gender, sexual orientation, age, marital status, veteran status, or disability status. #J-18808-Ljbffr Wealthfront