Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

Senior Vice President, CLO Fund Compliance

Confidential

Senior Vice President, CLO Fund Compliance

About the Company

A leading global investment firm with nearly $300 billion in assets under management.

Industry
Investment Management

Type
Privately Held

About the Role

The Company is in search of a Senior Vice President for their CLO Fund Compliance team. The successful candidate will be responsible for managing compliance and reporting deliverables across a significant portfolio of CLOs. This includes overseeing the monthly and quarterly cycle for assigned CLOs, validating various financial metrics, and supporting ad hoc investor and portfolio management requests. The role also involves applying indenture provisions, delivering compliance requirements for lifecycle events, and serving as the primary point of review and escalation for the assigned vehicles. The candidate will be expected to provide day-to-day guidance and coaching to junior team members, ensuring a high level of accuracy and control discipline in a deadline-driven environment. Applicants for this role at the company should have a strong background in CLO fund compliance and structured credit fund reporting. Advanced Excel skills and experience with relevant data platforms are essential. The ideal candidate will have a proven track record of mentoring junior team members and reinforcing a culture of accountability and ownership. The role requires a detail-oriented individual with the ability to work effectively under pressure and meet tight deadlines. A proactive approach to problem-solving and the ability to adapt to changing requirements are also key qualifications for this position.

Functions

  • Finance
  • Operations
Confidential
Vacancy posted 4 hours ago
Similar jobs that could be interesting for youBased on the Senior Vice President, CLO Fund Compliance in New York, NY vacancy
  •  ...Senior Vice President, CLO & Structured Credit Ratings About the Company Accomplished international provider of financial research services...  ...CLO-like financing facilities. A strong interest in credit funds, BDCs, CLOs, private credit, and/or private equity is encouraged... 
    Senior
    Work at office

    Confidential

    New York, NY
    4 hours ago
  • $225k - $275k

    The Blackstone Group L.P. is seeking a Senior Vice President Attorney for the Private Wealth Public Funds Legal Group in San Francisco. This role involves overseeing...  ..., managing corporate governance, and leading compliance initiatives. Ideal candidates will have over 7 years... 
    Senior
    Full time

    The Blackstone Group

    New York, NY
    2 days ago
  • $300k

     ...acting as collateral manager for CLO transactions and related...  ...Syndicated Loan (BSL) CLOs and Senior Unsecured Bonds. The Structuring...  ...leverages CLO, ABS, Corporate, and Fund rating methodologies to...  ...with internal legal counsel and compliance to ensure best practices and policies... 
    Suggested
    Full time

    Redding Ridge Asset Management

    New York, NY
    3 days ago
  •  ...Reference 0000018840Salary Type AnnuallySelling Points Lead impactful fund operations and growth strategies in a dynamic environment....  ..., and investor relations to ensure seamless execution and compliance.Build and maintain relationships with wealth management platforms... 
    Senior

    Green Key Resources

    New York, NY
    2 days ago
  •  ...Senior Vice President, Fund Finance Credit Underwriting About the Company Top mortgage investment firm Industry Financial Services Type Privately Held Founded 1993 Employees 1001-5000 Specialties mortgage servicing mortgage finance... 
    Senior

    Confidential

    New York, NY
    1 day ago
  • $190k - $230k

     ...About the Role The Senior Vice President of ERISA Compliance is responsible for leading iCapital's enterprise-wide compliance program relating to the...  ...Compliance Oversight Work with the Registered Funds CCO to develop, maintain, and enhance ERISA compliance... 
    Senior
    Full time
    Work at office
    Remote work

    iCapital

    New York, NY
    3 days ago
  • The Carlyle Group in New York hybrid role seeks a Senior Analyst for CLO Compliance to oversee compliance and reporting across the US CLO platform. You will work with operations, fund management and investment teams to support the CLO business. Responsibilities include... 
    Senior

    Carlyle Group

    New York, NY
    4 hours ago
  • $180k - $200k

     ...across a company’s capital structure, from senior debt to common equity. The Firm was built...  ...investor base, which includes large pension funds, university endowments, sovereign wealth...  ...companies.We are seeking a detail-oriented CLO specialist to support the ongoing... 
    Senior
    Full time
    Temporary work
    Work experience placement
    Flexible hours

    Ares Management

    New York, NY
    3 days ago
  •  ...Associate Vice President of Fund Accounting About the Company Dynamic financial services firm specializing in private fund accounting...  ...lead and oversee fund accounting operations, ensuring strict compliance with U.S. GAAP and fostering collaboration with both internal... 

    Confidential

    New York, NY
    1 day ago
  • $102k - $228k

     ...seeking a future team member for the role of Senior Vice President, Digital Assets Product Owner to join our Global Asset Servicing-Funds team. This role is located in New York...  ..., Project and Program Managers, Risk and Compliance Leaders, Legal teams, Operations teams,... 
    Senior
    Contract work
    Temporary work
    Worldwide

    BNY

    New York, NY
    4 hours ago
  •  ...Senior Vice President, US Treasury Business Manager, Capital Markets & Prime Brokerage About the Company A well-established...  ...cash forecasting, liquidity stress testing, funding strategy, regulatory compliance, and new business integration. The ideal candidate will... 
    Senior

    Confidential

    New York, NY
    4 hours ago
  • $160k - $220k

     ...Senior Vice President (SVP), Global Operations & Human ResourcesThe Hunger Project (THP) is a global non-profit organization with a vision...  ...Administration, Operations, Security, IT, and Operational Compliance, balancing global standardization with local empowerment.The... 
    Senior
    Full time
    Work at office
    Local area
    Worldwide
    Flexible hours

    The Hunger Project

    New York, NY
    3 days ago
  • $200k - $225k

     ...Job Description Job Description Senior Vice President (SVP) Business Development New York, NY | Hybrid | Full-Time About Us At...  ...the skylines of tomorrow through excellence in regulatory compliance and strategic advisory. Position Overview We’re looking... 
    Senior
    Full time
    Contract work
    Monday to Friday

    MILROSE CONSULTANTS LLC

    New York, NY
    23 days ago
  • $170k - $270k

     ...convertibles, American Depository Receipts(“ADRs”), exchange trades funds(“ETFs) and mutual fund shares, in Goldman’s U.S., Canadian and...  .... Collaborate with other control-side teams, including compliance, risk management, controllers operations and engineering to address... 
    Senior
    Full time
    Temporary work
    Part time

    Goldman Sachs, Inc.

    New York, NY
    2 days ago
  •  ...Senior Vice President, Global Regulatory Affairs About the Company Clinical-stage biotechnology company with a multi-asset pipeline across...  ...will be instrumental in ensuring inspection readiness and compliance throughout the process. Functions ~ Business... 
    Senior

    Confidential

    New York, NY
    2 days ago
  • $200k

    Our client, an entrepreneurial multibillion dollar investment fund, invests in private equity and opportunistic credit with a focus on...  ...returns in both credit and PE. The fund would like to find a Senior Associate or Jr VP to support the head of credit with a broad set... 
    Senior

    Robin Judson Partners, Llc.

    New York, NY
    more than 2 months ago
  •  ...Senior Vice President, Legal & Compliance, Litigation & Investigations About the Company Leading multi-national investment firm & asset management company Industry Financial Services Type Public Company Founded 1985 Employees 1001-5000 Categories... 
    Senior

    Confidential

    New York, NY
    2 days ago
  • $120k - $130k

    ## Loan Services - Private Fund / CLOsApplylocations: New York, NYtime...  ...**Guggenheim is seeking a Senior Operations Associate to join...  ...supports the Private Fund and CLO Operation team’s objectives and...  ...and approve trades in Aladdin’s Compliance Dashboard. Additional testing... 
    Senior
    Full time
    Work experience placement
    Work at office
    Visa sponsorship

    Guggenheim Securities

    New York, NY
    2 days ago
  •  ...Senior Vice President of Sales, P&C About the Company Globally recognized provider of software solutions for the insurance industry...  ...liability ~ insurtech ~ fintech ~ and financial and compliance Business Classifications B2B B2C About the Role... 
    Senior

    Confidential

    New York, NY
    4 days ago
  •  ...Senior Vice President, Legal Entity Accounting About the Company A leading private debt credit manager with over $60 billion in capital...  ...statements, manage the financial close process, and ensure compliance with legal and regulatory requirements. The successful... 
    Senior
    Work at office

    Confidential

    New York, NY
    1 day ago
  • $200k - $300k

    Citi is seeking a Senior Trader to lead funding strategy and capital control in New York. This role demands overseeing a trading book above $150 billion and ensuring compliance with complex liquidity and capital regulatory metrics. Ideal candidates require over 10 years... 
    Senior

    Citi

    New York, NY
    4 days ago
  • $176.72k - $265.08k

    Regulatory Communications Advisory and Management Senior Vice President for Data Join to apply for the Regulatory Communications Advisory and...  ..., progress measurement, and Consent Order and MRA compliance. In addition, the team provides thought leadership on addressing... 
    Senior
    Full time
    Work at office

    Citi

    New York, NY
    4 days ago
  • Alexander Chapman is seeking an experienced Compliance Officer in New York to support a leading SEC-registered investment adviser platform. The role involves managing compliance programs, assisting fund launches, and ensuring adherence to regulatory requirements. The ideal... 
    Senior

    Alexander Chapman

    New York, NY
    2 days ago
  • TPG Real Estate Finance is seeking a highly motivated Fund Controller to oversee accounting, operations, and financial reporting for...  ...internal teams and external partners to ensure accuracy and compliance in a fast-paced institutional setting. The role requires strong... 
    Senior

    TPG Careers Page

    New York, NY
    5 hours ago
  • A leading hedge fund administration company in the United States is seeking a Fund Administrator to ensure accurate fund administration services and compliance with internal policies. The ideal candidate will have a university degree in Accounting, Finance, or a related... 
    Senior

    Headrefer.com Limited

    New York, NY
    3 days ago
  • LISC Fund Management seeks a seasoned fund-finance leader to drive financial reporting,...  ...oversight across multiple investment funds. The Senior Director will coordinate with external...  ...ensure accurate, timely statements and compliance with regulatory standards. Reporting to... 
    Senior
    Local area

    Local Initiatives Support Corporation

    New York, NY
    2 days ago
  • A leading law firm in New York is seeking a Funds Attorney to advise on fund formation and structuring, managing regulatory compliance and investor documentation. The ideal candidate will possess 5-10 years of experience in investment management and fund operations, with... 
    Senior

    Interplay

    New York, NY
    4 days ago
  • DWS Group in New York is seeking a Senior Alternatives Fund Formation Tax/Legal Structurer to lead product development and structuring across...  ...collaborate with senior management, portfolio managers and compliance to design and launch US-focused alternatives products. The... 
    Senior

    DWS

    New York, NY
    4 days ago
  •  ...Investment Management Company, based in New York, seeks a Senior Vice President to lead Legal and Compliance for PI's broker‑dealer operations. You will shape the...  ...support distribution of U.S. registered and private funds. As Head of Legal and Compliance, you will partner... 
    Senior

    PIMCO Ltd. - Pacific Investment Management Company

    New York, NY
    1 day ago
  • $160k - $180k

    About the Role iCapital is looking to hire an Assistant Vice President or Vice President Fund Attorney to join the Funds Legal team with a primary...  ...and closed end, on a wide spectrum of matters including compliance and U.S. and international regulatory issues, capital raising... 
    Full time
    Work at office
    Remote work

    iCapital

    New York, NY
    4 days ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to Senior Vice President, CLO Fund Compliance. Be the first to apply!