Senior Vice President, CLO Fund Compliance
Confidential
Senior Vice President, CLO Fund Compliance
About the Company
A leading global investment firm with nearly $300 billion in assets under management.
Industry
Investment Management
Type
Privately Held
About the Role
The Company is in search of a Senior Vice President for their CLO Fund Compliance team. The successful candidate will be responsible for managing compliance and reporting deliverables across a significant portfolio of CLOs. This includes overseeing the monthly and quarterly cycle for assigned CLOs, validating various financial metrics, and supporting ad hoc investor and portfolio management requests. The role also involves applying indenture provisions, delivering compliance requirements for lifecycle events, and serving as the primary point of review and escalation for the assigned vehicles. The candidate will be expected to provide day-to-day guidance and coaching to junior team members, ensuring a high level of accuracy and control discipline in a deadline-driven environment. Applicants for this role at the company should have a strong background in CLO fund compliance and structured credit fund reporting. Advanced Excel skills and experience with relevant data platforms are essential. The ideal candidate will have a proven track record of mentoring junior team members and reinforcing a culture of accountability and ownership. The role requires a detail-oriented individual with the ability to work effectively under pressure and meet tight deadlines. A proactive approach to problem-solving and the ability to adapt to changing requirements are also key qualifications for this position.
Functions
- Finance
- Operations
- ...Senior Vice President, CLO & Structured Credit Ratings About the Company Accomplished international provider of financial research services... ...CLO-like financing facilities. A strong interest in credit funds, BDCs, CLOs, private credit, and/or private equity is encouraged...SeniorWork at office
$225k - $275k
The Blackstone Group L.P. is seeking a Senior Vice President Attorney for the Private Wealth Public Funds Legal Group in San Francisco. This role involves overseeing... ..., managing corporate governance, and leading compliance initiatives. Ideal candidates will have over 7 years...SeniorFull time$300k
...acting as collateral manager for CLO transactions and related... ...Syndicated Loan (BSL) CLOs and Senior Unsecured Bonds. The Structuring... ...leverages CLO, ABS, Corporate, and Fund rating methodologies to... ...with internal legal counsel and compliance to ensure best practices and policies...SuggestedFull time- ...Reference 0000018840Salary Type AnnuallySelling Points Lead impactful fund operations and growth strategies in a dynamic environment.... ..., and investor relations to ensure seamless execution and compliance.Build and maintain relationships with wealth management platforms...Senior
- ...Senior Vice President, Fund Finance Credit Underwriting About the Company Top mortgage investment firm Industry Financial Services Type Privately Held Founded 1993 Employees 1001-5000 Specialties mortgage servicing mortgage finance...Senior
$190k - $230k
...About the Role The Senior Vice President of ERISA Compliance is responsible for leading iCapital's enterprise-wide compliance program relating to the... ...Compliance Oversight Work with the Registered Funds CCO to develop, maintain, and enhance ERISA compliance...SeniorFull timeWork at officeRemote work- The Carlyle Group in New York hybrid role seeks a Senior Analyst for CLO Compliance to oversee compliance and reporting across the US CLO platform. You will work with operations, fund management and investment teams to support the CLO business. Responsibilities include...Senior
$180k - $200k
...across a company’s capital structure, from senior debt to common equity. The Firm was built... ...investor base, which includes large pension funds, university endowments, sovereign wealth... ...companies.We are seeking a detail-oriented CLO specialist to support the ongoing...SeniorFull timeTemporary workWork experience placementFlexible hours- ...Associate Vice President of Fund Accounting About the Company Dynamic financial services firm specializing in private fund accounting... ...lead and oversee fund accounting operations, ensuring strict compliance with U.S. GAAP and fostering collaboration with both internal...
$102k - $228k
...seeking a future team member for the role of Senior Vice President, Digital Assets Product Owner to join our Global Asset Servicing-Funds team. This role is located in New York... ..., Project and Program Managers, Risk and Compliance Leaders, Legal teams, Operations teams,...SeniorContract workTemporary workWorldwide- ...Senior Vice President, US Treasury Business Manager, Capital Markets & Prime Brokerage About the Company A well-established... ...cash forecasting, liquidity stress testing, funding strategy, regulatory compliance, and new business integration. The ideal candidate will...Senior
$160k - $220k
...Senior Vice President (SVP), Global Operations & Human ResourcesThe Hunger Project (THP) is a global non-profit organization with a vision... ...Administration, Operations, Security, IT, and Operational Compliance, balancing global standardization with local empowerment.The...SeniorFull timeWork at officeLocal areaWorldwideFlexible hours$200k - $225k
...Job Description Job Description Senior Vice President (SVP) Business Development New York, NY | Hybrid | Full-Time About Us At... ...the skylines of tomorrow through excellence in regulatory compliance and strategic advisory. Position Overview We’re looking...SeniorFull timeContract workMonday to Friday$170k - $270k
...convertibles, American Depository Receipts(“ADRs”), exchange trades funds(“ETFs) and mutual fund shares, in Goldman’s U.S., Canadian and... .... Collaborate with other control-side teams, including compliance, risk management, controllers operations and engineering to address...SeniorFull timeTemporary workPart time- ...Senior Vice President, Global Regulatory Affairs About the Company Clinical-stage biotechnology company with a multi-asset pipeline across... ...will be instrumental in ensuring inspection readiness and compliance throughout the process. Functions ~ Business...Senior
$200k
Our client, an entrepreneurial multibillion dollar investment fund, invests in private equity and opportunistic credit with a focus on... ...returns in both credit and PE. The fund would like to find a Senior Associate or Jr VP to support the head of credit with a broad set...Senior- ...Senior Vice President, Legal & Compliance, Litigation & Investigations About the Company Leading multi-national investment firm & asset management company Industry Financial Services Type Public Company Founded 1985 Employees 1001-5000 Categories...Senior
$120k - $130k
## Loan Services - Private Fund / CLOsApplylocations: New York, NYtime... ...**Guggenheim is seeking a Senior Operations Associate to join... ...supports the Private Fund and CLO Operation team’s objectives and... ...and approve trades in Aladdin’s Compliance Dashboard. Additional testing...SeniorFull timeWork experience placementWork at officeVisa sponsorship- ...Senior Vice President of Sales, P&C About the Company Globally recognized provider of software solutions for the insurance industry... ...liability ~ insurtech ~ fintech ~ and financial and compliance Business Classifications B2B B2C About the Role...Senior
- ...Senior Vice President, Legal Entity Accounting About the Company A leading private debt credit manager with over $60 billion in capital... ...statements, manage the financial close process, and ensure compliance with legal and regulatory requirements. The successful...SeniorWork at office
$200k - $300k
Citi is seeking a Senior Trader to lead funding strategy and capital control in New York. This role demands overseeing a trading book above $150 billion and ensuring compliance with complex liquidity and capital regulatory metrics. Ideal candidates require over 10 years...Senior$176.72k - $265.08k
Regulatory Communications Advisory and Management Senior Vice President for Data Join to apply for the Regulatory Communications Advisory and... ..., progress measurement, and Consent Order and MRA compliance. In addition, the team provides thought leadership on addressing...SeniorFull timeWork at office- Alexander Chapman is seeking an experienced Compliance Officer in New York to support a leading SEC-registered investment adviser platform. The role involves managing compliance programs, assisting fund launches, and ensuring adherence to regulatory requirements. The ideal...Senior
- TPG Real Estate Finance is seeking a highly motivated Fund Controller to oversee accounting, operations, and financial reporting for... ...internal teams and external partners to ensure accuracy and compliance in a fast-paced institutional setting. The role requires strong...Senior
- A leading hedge fund administration company in the United States is seeking a Fund Administrator to ensure accurate fund administration services and compliance with internal policies. The ideal candidate will have a university degree in Accounting, Finance, or a related...Senior
- LISC Fund Management seeks a seasoned fund-finance leader to drive financial reporting,... ...oversight across multiple investment funds. The Senior Director will coordinate with external... ...ensure accurate, timely statements and compliance with regulatory standards. Reporting to...SeniorLocal area
- A leading law firm in New York is seeking a Funds Attorney to advise on fund formation and structuring, managing regulatory compliance and investor documentation. The ideal candidate will possess 5-10 years of experience in investment management and fund operations, with...Senior
- DWS Group in New York is seeking a Senior Alternatives Fund Formation Tax/Legal Structurer to lead product development and structuring across... ...collaborate with senior management, portfolio managers and compliance to design and launch US-focused alternatives products. The...Senior
- ...Investment Management Company, based in New York, seeks a Senior Vice President to lead Legal and Compliance for PI's broker‑dealer operations. You will shape the... ...support distribution of U.S. registered and private funds. As Head of Legal and Compliance, you will partner...Senior
$160k - $180k
About the Role iCapital is looking to hire an Assistant Vice President or Vice President Fund Attorney to join the Funds Legal team with a primary... ...and closed end, on a wide spectrum of matters including compliance and U.S. and international regulatory issues, capital raising...Full timeWork at officeRemote work
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Senior Vice President, CLO Fund Compliance. Be the first to apply!
- vice president food New York, NY
- vice president support services New York, NY
- vice president network management New York, NY
- vice president real estate development New York, NY
- vice president operations manager New York, NY
- vp pmo New York, NY
- vp safety New York, NY
- vp talent management & organizational development New York, NY
- vice president manufacturing operations New York, NY
- vice president revenue management New York, NY


